{"url":"https://nivawealth.com/firms/wlth-capital-management-335594","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335594","regulatoryAum":229766959,"crd":"335594","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4751006","suffix":null,"lastName":"KENEFICK-ROGERS","firstName":"CEAN","middleName":"NICHOLAS"},{"crd":"5385937","suffix":null,"lastName":"SPADARO","firstName":"RICHARD","middleName":"JOHN"},{"crd":"8087121","suffix":null,"lastName":"Weeks","firstName":"Rodney","middleName":null}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-28","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2026-09-30","regulatoryAum":229766959,"clients":81,"employees":6,"offices":1}],"secFileNumber":"801-132454","legalName":"WLTH Capital Management, LLC","displayName":"WLTH Capital 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negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059688","versionId":1059688,"submittedOn":"2026-09-30","documentName":"WLTH CAPITAL DISCLOSURE BROCHURE"},{"role":"other","program":"Standalone financial planning","summary":"Standalone financial planning is a fixed engagement fee of up to $10,000, negotiable, with up to 50% invoiced at signing.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059688","versionId":1059688,"submittedOn":"2026-09-30","documentName":"WLTH CAPITAL DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T18:00:24.001381+00:00","documents":[{"name":"WLTH CAPITAL DISCLOSURE 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business development companies","percent":25},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"30 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335594/PDF/335594.pdf","brochureDate":"30 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1059688","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does WLTH Capital Management have?","answer":"WLTH Capital Management has 81 clients and manages $230 million for them, as of September 2026. They include 56 high-net-worth individuals and 25 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does WLTH Capital Management offer?","answer":"WLTH Capital Management provides financial planning, portfolio management for individuals and small businesses, pension consulting, estate planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does WLTH Capital Management use?","answer":"WLTH Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $157M and Fidelity Brokerage Services LLC (Smithfield, RI), with $72.3M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does WLTH Capital Management have?","answer":"WLTH Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does WLTH Capital Management invest in?","answer":"At the end of its last fiscal year, WLTH Capital Management’s separately managed accounts held 69% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns WLTH Capital Management?","answer":"WLTH Capital Management’s direct owner is Cean Kenefick-Rogers (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does WLTH Capital Management get paid?","answer":"WLTH Capital Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact WLTH Capital Management?","answer":"WLTH Capital Management’s main office is at 3200 West Ray Road, Suite 237, Chandler, AZ 85226. Its phone number is 480-795-4475. Its website is wlthcapitalmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/wlth-capital-management-335594/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-09","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/2112635/000195175726000951/0001951757-26-000951-index.html","totalValue":156016022,"positionCount":29,"top10Share":0.8130333626888654,"top10":[{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI EAFE","cusip":"46432F842","value":25049953,"shares":259370,"shareType":"SH","priorValue":18914373,"priorShares":208929},{"issuer":"ISHARES TR","titleOfClass":"7-10 YR TRSY BD","cusip":"464287440","value":21379809,"shares":226074,"shareType":"SH","priorValue":16495393,"priorShares":172835},{"issuer":"VANGUARD SCOTTSDALE FDS","titleOfClass":"LONG TERM 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}