Richard Spadaro has been an investment adviser representative at WLTH Capital Management since May 2025, and is not listed among the firm’s executive officers or direct owners.
WLTH Capital Management, LLC is a Chandler, AZ firm with $230M under management, 81 clients and 3 advisers in one office, as of its September 2026 filing.
Rick Spadaro is Managing Director of WLTH Capital Management. He has nearly 20 years of experience in a variety of financial roles. He began his career at Goldman Sachs in Private Wealth Management, later joined UBS's Leveraged Financial Group to lead structured finance transactions, and in 2014 moved to Intel Corporation, where he held leadership roles in corporate reporting and business development.
- WLTH Capital Management, LLCCurrent– present · 1 yearGilbert, AZ · Adviser representative · Firm CRD 335594
Investment adviser representative registrations
Richard Spadaro is registered as an investment adviser representative in Arizona, since May 2025.
- ArizonaSince 16 May 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 21 November 2024 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 September 2012 |
| Series 79 | Investment Banking Registered Representative Examination | 22 September 2012 |
| Series 66 | Uniform Combined State Law Examination | 21 November 2007 |
| Series 7 | General Securities Representative Examination | 24 September 2007 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard John Spadaro
- CRD
- 5385937
- Firm
- WLTH Capital Management · CRD 335594
- Office
- Gilbert, AZ
- Registration
- Investment adviser registration
- In the industry since
- May 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- wlthcapitalmanagement.com
Where does Richard Spadaro work?
Richard Spadaro is an investment adviser representative registered through WLTH Capital Management, LLC since May 2025, and is not listed among the firm’s executive officers or direct owners.
Is Richard Spadaro a financial advisor?
Yes. Richard Spadaro has a current investment-adviser registration in Arizona, through WLTH Capital Management since May 2025.
How many years of experience does Richard Spadaro have?
Richard Spadaro has 1 year in the financial industry, since May 2025, across 1 adviser firm.
What exams has Richard Spadaro passed?
Richard Spadaro has passed 5 licensing exams: the Series 7, Series 66, Series 79, Series 63 and Series 65. The earliest, the Series 7, was passed in September 2007.
Where is Richard Spadaro based?
Richard Spadaro’s registered office is in Gilbert, AZ.
Is Richard Spadaro registered with FINRA?
No. Richard Spadaro has no current broker registration.
How can I verify Richard Spadaro’s record?
Search CRD 5385937 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Spadaro’s full registration record.
