Wealth Creation Management Group provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Wealth Creation Management Group reports 158 clients. They include 136 individual clients, 21 high-net-worth individuals and 1 corporate or other business client. Of its assets, 100.0% ($106M across 267 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 86% | 34% |
| High-net-worth individuals | 13% | 61% |
| Corporations and other businesses | <1% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 136 | $36.5M | 34.4% | $268K |
| High-net-worth individuals | 21 | $64.9M | 61.1% | $3.09M |
| Corporations and other businesses | 1 | $4.77M | 4.5% | $4.77M |
| Total | 158 | $106M | 100% | $672K |
- Clients
- 136
- Regulatory AUM
- $36.5M
- AUM share
- 34.4%
- Avg. per client
- $268K
- Clients
- 21
- Regulatory AUM
- $64.9M
- AUM share
- 61.1%
- Avg. per client
- $3.09M
- Clients
- 1
- Regulatory AUM
- $4.77M
- AUM share
- 4.5%
- Avg. per client
- $4.77M
Total
- Clients
- 158
- Regulatory AUM
- $106M
- AUM share
- 100%
- Avg. per client
- $672K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Wealth Creation Management Group charges 1.10%–1.75% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.75% |
| $1M and above | 1.10% |
Fee details and sources
Other fees
- Assets Held Away
- Assets held away from the firm are charged an annual advisory fee of no more than 1.10%, which is negotiable.
- Financial Planning
- Financial planning is charged a flat fee between $250 and $1,000, billed 50% in advance with the balance due on plan delivery.
Joseph Barreiro owns 50% to 75% of Wealth Creation Management Group. The leadership team of Wealth Creation Management Group includes Chief Compliance Officer Joseph Barreiro. It has 2 employees.
Leadership
Joseph BarreiroManaging Member/Chief Compliance Officer/Investment Advisor Representative
Marilyn Vander PlaatInvestment Advisor Representative/Memberpartner/CIO/CFO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of Wealth Creation Management Group LLC
Joseph Barreiro
Control person · since January 2019
- Owns 25% to 50% of Wealth Creation Management Group LLC
Marilyn Vander Plaat
Control person · since February 2019
Wealth Creation Management Group’s regulatory assets grew 1.8× from $60M (January 2021) to $106M (February 2026); clients rose from 130 to 158 and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $106M | 158 | 2 | 1 |
| February 2025 | $95.8M | 153 | 2 | 1 |
| January 2024 | $78.5M | 157 | 2 | 1 |
| February 2023 | $65M | 141 | 2 | 1 |
| January 2022 | $74M | 141 | 2 | 1 |
| January 2021 | $60M | 130 | 2 | 1 |
Besides its headquarters, Wealth Creation Management Group has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Wealth Creation Management Group LLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 845-774-1144
- SEC file
- 801-114788
- Structure
- New York LLC
- Fiscal year end
- December
Wealth Creation Management Group uses Charles Schwab ($106M) as custodian for its separately managed accounts. Wealth Creation Management Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $106M100%
At year end, Wealth Creation Management Group’s separately managed accounts were mostly in funds (55%) and stocks (40%).
What the accounts hold
- Stocks40%
- Funds55%
- Cash5%
How many clients does Wealth Creation Management Group have?
Wealth Creation Management Group has 158 clients and manages $106 million for them, as of February 2026. They include 136 individual clients, 21 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 February 2026
What services does Wealth Creation Management Group offer?
Wealth Creation Management Group provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wealth Creation Management Group charge?
Wealth Creation Management Group charges 1.10%–1.75% a year for its Asset Management. The whole portfolio is charged at the rate of its band. The fee is billed in advance and is negotiable.
Which custodians does Wealth Creation Management Group use?
Wealth Creation Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $106M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 February 2026
How many financial advisors does Wealth Creation Management Group have?
Wealth Creation Management Group has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wealth Creation Management Group invest in?
At the end of its last fiscal year, Wealth Creation Management Group’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 40% exchange-traded equities and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wealth Creation Management Group?
Wealth Creation Management Group’s direct owners are Joseph Barreiro (50% to 75%) and Marilyn Vander Plaat (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 February 2026
How does Wealth Creation Management Group get paid?
Wealth Creation Management Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wealth Creation Management Group?
Its phone number is 845-774-1144.