Vine Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Vine Capital Management reports 168 clients. They include 105 individual clients, 60 high-net-worth individuals, and 2 corporations and other businesses. Of its assets, 0.1% ($153K across 1 account) are managed with discretion; $188M across 300 accounts are not. A wrap fee program the firm both sponsors and manages holds $377M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 16% |
| High-net-worth individuals | 36% | 72% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 1% | 11% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 105 | $30.9M | 16.4% | $294K |
| High-net-worth individuals | 60 | $136M | 72.1% | $2.26M |
| Charitable organizations | Fewer than 5 | $1.83M | 1.0% | $1.83M |
| Corporations and other businesses | Fewer than 5 | $19.9M | 10.6% | $9.95M |
| Total | 168 | $188M | 100% | — |
- Clients
- 105
- Regulatory AUM
- $30.9M
- AUM share
- 16.4%
- Avg. per client
- $294K
- Clients
- 60
- Regulatory AUM
- $136M
- AUM share
- 72.1%
- Avg. per client
- $2.26M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.83M
- AUM share
- 1.0%
- Avg. per client
- $1.83M
- Clients
- Fewer than 5
- Regulatory AUM
- $19.9M
- AUM share
- 10.6%
- Avg. per client
- $9.95M
Total
- Clients
- 168
- Regulatory AUM
- $188M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Vine Capital Management charges up to 1.50% a year for its Wrap Asset Management. The fee is billed in advance and is negotiable.
Fee details and sources
Thomas Haynes owns 75% or more of Vine Capital Management. The leadership team of Vine Capital Management includes Chief Compliance Officer Thomas Haynes. It has 2 employees.
Leadership
- Thomas HaynesManaging Member/Chief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- 2 insurance agents
- Owns 75% or more of Vine Capital Management, LLC
Thomas Haynes
Control person · since August 2015
Vine Capital Management’s regulatory assets grew 1.6× from $116M (February 2022) to $188M (January 2026); clients rose from 103 to 168 and employees from 1 to 2.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| January 2026 | $188M | 168 | 2 | 1 |
| January 2025 | $152M | 142 | 2 | 1 |
| January 2024 | $132M | 130 | 2 | 1 |
| March 2023 | $108M | 119 | 2 | 1 |
| February 2022 | $116M | 103 | 1 | 1 |
Besides its headquarters, Vine Capital Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Vine Capital Management, LLC
- Headquarters
- Not reported
- Website
- vinecapitalmanagement.com
- Phone
- 951-526-5173
- SEC file
- 801-123544
- Structure
- California LLC
- Fiscal year end
- December
Vine Capital Management uses LPL Financial ($188M) as custodian for its separately managed accounts. Vine Capital Management has custody of $3.7M in client assets for 5 clients.
- LPL FinancialLPL Financial LLC · Boston, MA · $188M100%
At year end, Vine Capital Management’s separately managed accounts were mostly in funds (73%) and bonds (15%).
What the accounts hold
- Stocks10%
- Funds73%
- Bonds15%
- Cash2%
How many clients does Vine Capital Management have?
Vine Capital Management has 168 clients and manages $188 million for them, as of January 2026. They include 105 individual clients, 60 high-net-worth individuals, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 20 January 2026
What services does Vine Capital Management offer?
Vine Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Vine Capital Management charge?
Vine Capital Management charges up to 1.50% a year for its Wrap Asset Management. The fee is billed in advance and is negotiable.
Source: FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE, filed 20 January 2026
Which custodians does Vine Capital Management use?
Vine Capital Management’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $188M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 January 2026
How many financial advisors does Vine Capital Management have?
Vine Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vine Capital Management invest in?
At the end of its last fiscal year, Vine Capital Management’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 15% U.S. government and agency bonds, 10% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vine Capital Management?
Vine Capital Management’s direct owner is Thomas Haynes (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 20 January 2026
How does Vine Capital Management get paid?
Vine Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vine Capital Management?
Its phone number is 951-526-5173. Its website is vinecapitalmanagement.com.