Thomas Haynes has been Managing Member/Chief Compliance Officer of Vine Capital Management since August 2015, is a control person of the firm and directly owns 75% or more of it.
Vine Capital Management, LLC is a firm with $188M under management, 168 clients and 2 advisers in one office, as of its January 2026 filing.
Tom Haynes is Founder of Vine Capital Management, based in Temecula, California. He has managed client portfolios for over 20 years. After earning a college degree in finance, he worked for Merrill Lynch in San Diego, then went independent and opened his own office.
Thomas Haynes’ longest registration is the current one, 11 years at Vine Capital Management since 2015. Before joining Vine Capital Management in 2015, Thomas Haynes was registered through LPL Financial LLC and Wachovia Securities, LLC.
- Vine Capital Management, LLCCurrent– present · 11 yearsTemecula, CA · Adviser representative · Firm CRD 269894
- LPL Financial LLC– · 11 yearsSun City, CA · Adviser representative · Firm CRD 6413
- Wachovia Securities, LLC– · 1 yearSan Diego, CA · Adviser representative · Firm CRD 19616
- Prudential Securities Incorporated– · 3 yearsSan Diego, CA · Adviser representative · Firm CRD 7471
Investment adviser representative registrations
Thomas Haynes is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2015; the most recent is Texas, in January 2016.
- CaliforniaSince 4 August 2015
- TexasResidentSince 19 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 5 November 2004 |
| Series 66 | Uniform Combined State Law Examination | 15 September 1997 |
| Series 7 | General Securities Representative Examination | 8 September 1997 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Thomas Edward Haynes
- CRD
- 2925033
- Firm
- Vine Capital Management · CRD 269894
- Role
- Managing Member/Chief Compliance Officer
- Office
- Temecula, CA
- Registration
- Investment adviser registration
- In the industry since
- November 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- vinecapitalmanagement.com
Where does Thomas Haynes work?
Thomas Haynes has been Managing Member/Chief Compliance Officer of Vine Capital Management, LLC since August 2015, and is a control person of the firm.
Is Thomas Haynes a financial advisor?
Yes. Thomas Haynes has a current investment-adviser registration in California and Texas, through Vine Capital Management since August 2015.
How many years of experience does Thomas Haynes have?
Thomas Haynes has 26 years in the financial industry, since November 1999, across 4 adviser firms.
What exams has Thomas Haynes passed?
Thomas Haynes has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in September 1997. FINRA credited Thomas Haynes with the SIE, which began in October 2018.
Where did Thomas Haynes work before Vine Capital Management?
Before Vine Capital Management, Thomas Haynes was registered through Wachovia Securities, LLC, July 2003 to August 2004; Prudential Securities Incorporated, November 1999 to July 2003.
Where is Thomas Haynes based?
Thomas Haynes’ registered office is in Temecula, CA.
Is Thomas Haynes registered with FINRA?
No. Thomas Haynes has no current broker registration.
How can I verify Thomas Haynes’ record?
Search CRD 2925033 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Thomas Haynes’ full registration record.