{"url":"https://nivawealth.com/firms/vine-capital-management-269894","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/269894","regulatoryAum":188394379,"crd":"269894","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2925033","suffix":null,"lastName":"HAYNES","firstName":"THOMAS","middleName":"EDWARD"},{"crd":"7671662","suffix":null,"lastName":"Hinrichs","firstName":"Addison","middleName":"Douglas"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-02-24","regulatoryAum":116090713,"clients":103,"employees":1,"offices":1},{"filedOn":"2023-03-08","regulatoryAum":108380683,"clients":119,"employees":2,"offices":1},{"filedOn":"2024-01-11","regulatoryAum":131529068,"clients":130,"employees":2,"offices":1},{"filedOn":"2025-01-17","regulatoryAum":151701527,"clients":142,"employees":2,"offices":1},{"filedOn":"2026-01-20","regulatoryAum":188394379,"clients":168,"employees":2,"offices":1}],"secFileNumber":"801-123544","legalName":"Vine Capital Management, LLC","displayName":"Vine Capital Management","slug":"vine-capital-management-269894","website":"https://vinecapitalmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"25 March 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1010028.2181818181,"staff":{"employees":2,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":188394379,"discretionary":152881,"discretionaryAccounts":1,"nonDiscretionary":188241498,"nonDiscretionaryAccounts":300,"wrapProgram":376788758,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":105,"regulatoryAum":30896804},{"label":"High-net-worth individuals","clients":60,"regulatoryAum":135757852},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1831315},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":19908408}],"feePrograms":[{"role":"main","program":"Wrap Asset Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002681","versionId":1002681,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-01-20","documentName":"FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE","fee_rate_low":null,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:14:00.114644+00:00","documents":[{"name":"FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002681","versionId":1002681,"submittedOn":"2026-01-20"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002680","versionId":1002680,"submittedOn":null}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":188394379}],"custodyNote":"Vine Capital Management has custody of $3.7M in client assets for 5 clients.","otherCustodians":[],"leadership":[{"name":"Thomas Haynes","title":"Managing Member/Chief Compliance Officer","crd":"2925033"}],"ownership":[{"label":"Thomas Haynes","detail":"Managing member/chief compliance officer in the 75% or more ownership band and a control person, since August 2015."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"951-526-5173","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":15},{"label":"Securities issued by registered investment companies or business development companies","percent":73},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"20 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/269894/PDF/269894.pdf","brochureDate":"20 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1002681","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Vine Capital Management have?","answer":"Vine Capital Management has 168 clients and manages $188 million for them, as of January 2026. They include 105 individual clients, 60 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 20 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Vine Capital Management offer?","answer":"Vine Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Vine Capital Management charge?","answer":"Vine Capital Management charges up to 1.50% a year for its Wrap Asset Management. The fee is billed in advance and is negotiable.","source":"FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE, filed 20 January 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Vine Capital Management use?","answer":"Vine Capital Management’s separately managed account assets are held at LPL Financial LLC (Boston, MA), with $188M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 20 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Vine Capital Management have?","answer":"Vine Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Vine Capital Management invest in?","answer":"At the end of its last fiscal year, Vine Capital Management’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 15% U.S. government and agency bonds, 10% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Vine Capital Management?","answer":"Vine Capital Management’s direct owner is Thomas Haynes (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 20 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Vine Capital Management get paid?","answer":"Vine Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Vine Capital Management?","answer":"Its phone number is 951-526-5173. Its website is vinecapitalmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 20 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}