Verition Fund Management: AUM & Ownership

Clients

Verition Fund Management serves 5 clients. The average client has about $27.9 billion with the firm.

Regulatory assets by client type

Pooled investment vehicles5 clients100%

Show client breakdown

Client type	Clients	Regulatory AUM	Share	Avg. per client
Pooled investment vehicles	5	$139,387,444,393	100.0%	$27.88B
Total	5	$139,387,444,393	100%	$27.88B

Pooled investment vehicles

Clients: 5
Regulatory AUM: $139,387,444,393
Share: 100.0%
Avg. per client: $27.88B

Total

Clients: 5
Regulatory AUM: $139,387,444,393
Share: 100%
Avg. per client: $27.88B

What it does

Verition Fund Management provides portfolio management for pooled vehicles. It is paid through a percentage of assets, performance-based fees and other arrangements.

Verition Fund Management advises 5 private funds.

100.0% of assets ($139.39B across 5 accounts) are managed with discretion. 80% of clients are outside the U.S., and 0 clients received advice without assets under management last fiscal year.

Custodians

Verition Fund Management has custody of $139.39B for 5 clients.

Managed account assets by custodian

All other custodians$139.39B100%

Ownership and leadership

Verition Fund Management Ny, Inc. owns 75% or more of Verition Fund Management, and Nicholas Maounis is its CEO.

Who owns the firm

Verition Fund Management LLC· the adviser

Verition Fund Management Ny, Inc.
Control person · since April 2016
Owns 75% or more of Verition Fund Management LLC
- Nicholas Maounis
  Control person · since April 2016
  Owns 75% or more of Verition Fund Management Ny, Inc.
Topspin Acquisition, LLC
since May 2025
Owns 10% to 25% of Verition Fund Management LLC
- Affiliated Managers Group, Inc.
  Control person · since November 2004
  Owns 75% or more of Topspin Acquisition, LLC

Leadership

Nicholas Maounis
Chief Executive Officer and Member
Josh Goldstein
Chief Operating Officer, President
William Anderson
Chief Financial Officer
Wayne Lennon
Chief Compliance Officer
Robert Ellis
General Counsel

Staff

899 employees
520 in advisory functions
5 state-registered reps

Reported holdings

Verition Fund Management’s reported 13F holdings total $19.69B across 2,055 positions, and the ten largest make up 24.8% of it.

$19.69B
Reported 13F value: 2,055
Positions: 24.8%
In the 10 largest: +27.7%
Value vs. prior quarter

Ten largest positions, share of reported value

iShares TR · Core S&P500 ETF7.1%
Invesco Qqq TR · Unit Ser 1Put3.6%
State Str SPDR S&P 500 ETF T · TR Unit3.5%
Invesco Qqq TR · Unit Ser 1Call3.3%
State Str SPDR S&P 500 ETF T · TR UnitPut1.4%
Warner Bros Discovery Inc. · Com Ser A1.2%
Norfolk Southn Corp.1.2%
Vaneck ETF Trust · Semiconductr ETFPut1.1%
Invesco Qqq TR · Unit Ser 11.1%
Electronic Arts Inc.1.1%

Together, the ten largest are 24.8% of reported value.

The 50 largest positions and quarterly changesQuarter ended 30 June 2026 · filed 14 August 2026

A 13F covers only exchange-traded long positions the firm holds with discretion, so this $19.69B is not its $139.39B in regulatory assets and does not represent any individual client's portfolio.

Fees

Verition Fund Management is paid through a percentage of assets under management, performance-based fees and other.

Verition Fund Management’s fee rates are not included in this profile. Find its brochure on the SEC’s site.

Offices and registrations

Besides its headquarters, Verition Fund Management has 24 offices (7 private residences, listed without an address), with 13 listed addresses across 8 states.

Listed office addresses by state

Connecticut · 2 listed addresses

One American Lane, GreenwichHQ
45 Glover Avenue, Norwalk

Registration details

Legal name: Verition Fund Management LLC
Headquarters: One American Lane, Greenwich, CT 06831-9998
Phone: 203-742-7700
Website: www.verition.com
SEC file: 801-74000
Structure: Delaware LLC
Fiscal year end: December

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. See this firm's record on adviserinfo.sec.gov

Common questions

How many clients does Verition Fund Management have?

Verition Fund Management has 5 clients and manages $139.4 billion for them, as of March 2026.

Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026

What services does Verition Fund Management offer?

Verition Fund Management provides portfolio management for pooled vehicles.

Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file

How many financial advisors does Verition Fund Management have?

Verition Fund Management has 5 investment adviser representatives registered with state securities authorities, out of 899 employees, and 520 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.

Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file

Who owns Verition Fund Management?

Verition Fund Management is owned through holding companies by Nicholas Maounis and Affiliated Managers Group, Inc. Its direct owners are Verition Fund Management Ny, Inc. (75% or more) and Topspin Acquisition, LLC (10% to 25%).

Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026

How does Verition Fund Management get paid?

Verition Fund Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.

Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file