Vantus Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Vantus Wealth reports 1,010 clients. They include 843 individual clients, 137 high-net-worth individuals, and 30 pension and profit-sharing plans. Of its assets, 71.0% ($312M across 2,338 accounts) are managed with discretion; $127M across 30 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 83% | 23% |
| High-net-worth individuals | 14% | 48% |
| Pension and profit-sharing plans | 3% | 29% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 843 | $102M | 23.3% | $121K |
| High-net-worth individuals | 137 | $210M | 47.7% | $1.53M |
| Pension and profit-sharing plans | 30 | $127M | 29.0% | $4.25M |
| Total | 1,010 | $440M | 100% | $435K |
- Clients
- 843
- Regulatory AUM
- $102M
- AUM share
- 23.3%
- Avg. per client
- $121K
- Clients
- 137
- Regulatory AUM
- $210M
- AUM share
- 47.7%
- Avg. per client
- $1.53M
- Clients
- 30
- Regulatory AUM
- $127M
- AUM share
- 29.0%
- Avg. per client
- $4.25M
Total
- Clients
- 1,010
- Regulatory AUM
- $440M
- AUM share
- 100%
- Avg. per client
- $435K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Vantus Wealth charges 0.55%–1.35% a year for its Investment Management. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- A one-time fixed fee of up to $50,000, or an hourly rate of up to $750 per hour.
Allen Carr owns 25% to 50% of Vantus Wealth. The leadership team of Vantus Wealth includes Chief Compliance Officer Paul Broomell. It has 15 employees, 5 of them in advisory roles.
Staff
- 15 employees
- 5 in advisory functions
- 5 state-registered reps
- 9 insurance agents
- Owns 25% to 50% of Vantus Wealth LLC
Allen Carr
Control person · since August 2025
- Owns 10% to 25% of Vantus Wealth LLC
Jeffrey Emrich
Control person · since August 2025
- Owns 10% to 25% of Vantus Wealth LLC
Clinton Simmons
Control person · since August 2025
- Owns 10% to 25% of Vantus Wealth LLC
Andrew Sedora
Control person · since August 2025
Vantus Wealth’s regulatory assets grew Infinity× from $0 (July 2025) to $440M (September 2026); employees were 15 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $440M | 1,010 | 15 | 1 |
| Jul 2025July 2025 | $0 | 0 | 15 | 1 |
Besides its headquarters, Vantus Wealth has 0 offices, with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 415 North Prince Street, Suite 200, LancasterHQ
Contact and registration details
- Legal name
- Vantus Wealth LLC
- Headquarters
- 415 North Prince Street, Suite 200, Lancaster, PA 17603
- Website
- vantuswealth.com
- Phone
- 844-682-6887
- @vantus-wealth
- SEC file
- 801-133832
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Vantus Wealth’s named custodian for separately managed accounts is Charles Schwab ($312M). Vantus Wealth has custody of $213M for 52 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $312M100%
At year end, Vantus Wealth’s separately managed accounts were mostly in funds (79%) and stocks (18%). Its reported 13F holdings for the quarter ended 30 June 2026 total $187M across 236 positions; the largest are iShares TR (6.1%), Apple Inc. (2.5%) and Nvidia Corporation (2.4%).
What the accounts hold
- Stocks18%
- Exchange-traded equities17%
- Non-exchange-traded equities1%
- Funds79%
- Registered funds60%
- Pooled vehicles19%
- Cash3%
How many clients does Vantus Wealth have?
Vantus Wealth has 1,010 clients and manages $440 million for them, as of September 2026. They include 843 individual clients, 137 high-net-worth individuals, and 30 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026
What services does Vantus Wealth offer?
Vantus Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Vantus Wealth charge?
Vantus Wealth charges 0.55%–1.35% a year for its Investment Management. The fee is billed in advance and is negotiable.
Which custodians does Vantus Wealth use?
Vantus Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $312M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026
How many financial advisors does Vantus Wealth have?
Vantus Wealth has 5 investment adviser representatives registered with state securities authorities, out of 15 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vantus Wealth invest in?
At the end of its last fiscal year, Vantus Wealth’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 19% pooled vehicles (private funds and similar), 17% exchange-traded equities, 3% cash and equivalents and 1% non-exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vantus Wealth?
Vantus Wealth’s direct owners are Jeffrey Emrich, Clinton Simmons, Allen Carr and Andrew Sedora, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 1 September 2026
How does Vantus Wealth get paid?
Vantus Wealth is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vantus Wealth?
Vantus Wealth’s main office is at 415 North Prince Street, Suite 200, Lancaster, PA 17603. Its phone number is 844-682-6887. Its website is vantuswealth.com.