Allen Carr has been Managing Director of Vantus Wealth since August 2025, is a control person of the firm and directly owns between 25% and 50% of it.
Vantus Wealth LLC is a Lancaster, PA firm with $440M under management, 1,010 clients and 5 advisers in one office, as of its September 2026 filing.
Allen Carr’s longest registration was 15 years at MML Investors Services, LLC (2010–2025). Before joining Vantus Wealth in 2025, Allen Carr was registered through MML Investors Services, LLC and Liberty Financial Strategies, LLC.
- MML Investors Services, LLC– · 15 yearsLancaster, PA · Adviser representative · Firm CRD 10409
- Liberty Financial Strategies, LLC– · 6 yearsLancaster, PA · Adviser representative · Firm CRD 118759
- Wienken & Associates, LTD.– · 11 yearsLancaster, PA · Adviser representative · Firm CRD 115688
Investment adviser representative registrations
Allen Carr is registered as an investment adviser representative in 2 states. The first approvals date from August 2025; the most recent is Texas, in September 2026.
- PennsylvaniaSince 4 August 2025
- TexasSince 8 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 28 March 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 March 1994 |
| Series 7 | General Securities Representative Examination | 28 February 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Allen Wesley Carr
- CRD
- 2460291
- Firm
- Vantus Wealth · CRD 337216
- Role
- Managing Director
- Office
- 415 NORTH PRINCE STREET, SUITE 200, Lancaster, PA 17603
- Registration
- Investment adviser registration
- In the industry since
- April 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does Allen Carr work?
Allen Carr has been Managing Director of Vantus Wealth LLC since August 2025, and is a control person of the firm.
Is Allen Carr a financial advisor?
Yes. Allen Carr has a current investment-adviser registration in Pennsylvania and Texas, through Vantus Wealth since August 2025.
How many years of experience does Allen Carr have?
Allen Carr has 32 years in the financial industry, since April 1994, across 4 adviser firms.
What exams has Allen Carr passed?
Allen Carr has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in February 1994. FINRA credited Allen Carr with the SIE, which began in October 2018.
Where did Allen Carr work before Vantus Wealth?
Before Vantus Wealth, Allen Carr was registered through Liberty Financial Strategies, LLC, June 2002 to November 2008; Wienken & Associates, LTD., May 1997 to November 2008.
Where is Allen Carr based?
Allen Carr’s registered office is in Lancaster, PA.
Is Allen Carr registered with FINRA?
No. Allen Carr has no current broker registration.
How can I verify Allen Carr’s record?
Search CRD 2460291 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Allen Carr’s full registration record.