Paul Broomell has been Chief Compliance Officer of Vantus Wealth since May 2026, is not listed as a control person, but directly owns under 5% of the firm.
Vantus Wealth LLC is a Lancaster, PA firm with $440M under management, 1,010 clients and 5 advisers in one office, as of its September 2026 filing.
Paul Broomell’s longest registration was 9 years at MML Investors Services, LLC (2015–2025). Before joining Vantus Wealth in 2025, Paul Broomell was registered through MML Investors Services, LLC.
- MML Investors Services, LLC– · 9 yearsLancaster, PA · Adviser representative · Firm CRD 10409
Investment adviser representative registrations
Paul Broomell is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from August 2025; the most recent is Texas, in September 2026.
- PennsylvaniaSince 4 August 2025
- TexasResidentSince 10 September 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 September 2015 |
| Series 7 | General Securities Representative Examination | 11 August 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Paul Kahler Broomell
- CRD
- 6265332
- Firm
- Vantus Wealth · CRD 337216
- Role
- Chief Compliance Officer
- Office
- 415 NORTH PRINCE STREET, SUITE 200, Lancaster, PA 17603
- Registration
- Investment adviser registration
- In the industry since
- August 2015
- Disciplinary history
- Not yet shown here · SEC record
Where does Paul Broomell work?
Paul Broomell has been Chief Compliance Officer of Vantus Wealth LLC since May 2026.
Is Paul Broomell a financial advisor?
Yes. Paul Broomell has a current investment-adviser registration in Pennsylvania and Texas, through Vantus Wealth since August 2025.
How many years of experience does Paul Broomell have?
Paul Broomell has 11 years in the financial industry, since August 2015, across 2 adviser firms.
What exams has Paul Broomell passed?
Paul Broomell has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2015. FINRA credited Paul Broomell with the SIE, which began in October 2018.
Where is Paul Broomell based?
Paul Broomell’s registered office is in Lancaster, PA.
Is Paul Broomell registered with FINRA?
No. Paul Broomell has no current broker registration.
How can I verify Paul Broomell’s record?
Search CRD 6265332 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Paul Broomell’s full registration record.