Uak Diversified provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 11–25 clients last fiscal year.
Uak Diversified reports 267 clients. They include 206 individual clients and 61 high-net-worth individuals. Of its assets, 100.0% ($123M across 550 accounts) are managed with discretion. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 37% |
| High-net-worth individuals | 23% | 63% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 206 | $45.3M | 37.0% | $220K |
| High-net-worth individuals | 61 | $77.3M | 63.0% | $1.27M |
| Total | 267 | $123M | 100% | $459K |
- Clients
- 206
- Regulatory AUM
- $45.3M
- AUM share
- 37.0%
- Avg. per client
- $220K
- Clients
- 61
- Regulatory AUM
- $77.3M
- AUM share
- 63.0%
- Avg. per client
- $1.27M
Total
- Clients
- 267
- Regulatory AUM
- $123M
- AUM share
- 100%
- Avg. per client
- $459K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Uak Diversified is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Annual financial planning and consulting ranges from $3,400 to $11,700 a year by service level (Basic, Premium or Executive), depending on complexity, payable 65% up front.
- One-time Financial Planning
- One-time financial planning services are priced between $3,000 and $6,500 depending on complexity and intensity.
Ujae Kang owns 50% to 75% of Uak Diversified. The leadership team of Uak Diversified includes Chief Compliance Officer Ujae Kang. It has 3 employees, 2 of them in advisory roles.
Leadership
- Ujae KangManaging Member & Chief Compliance Officer
- Sarah KangMember
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 3 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Uak Diversified LLC
Ujae Kang
Control person · since February 2019
- Owns 50% to 75% of Uak Diversified LLC
Sarah Kang
Control person · since January 2022
Besides its headquarters, Uak Diversified has 4 offices, with 5 listed addresses in Minnesota.
Minnesota · 4 listed addresses
- 601 Carlson Parkway, Minnetonka
- 860 Blue Gentian RD, Eagan
- 420 Summit Ave, Saint Paul
- 221 1st Ave SW, Rochester
Other business names
Uak Diversified has reported 1 other business name to the SEC.
- Uak Diversified Wealth Management
Contact and registration details
- Legal name
- Uak Diversified LLC
- Headquarters
- Not reported
- Website
- uakdiversified.com
- Phone
- 651-757-5534
- @uak-diversified
- SEC file
- 801-135344
- Structure
- Minnesota LLC
- Fiscal year end
- December
Uak Diversified uses Charles Schwab ($123M) as custodian for its separately managed accounts. Uak Diversified has custody of $3.8M in client assets for 5 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $123M100%
At year end, Uak Diversified’s separately managed accounts were mostly in funds (93%).
What the accounts hold
- Stocks5%
- Funds93%
- Cash2%
How many clients does Uak Diversified have?
Uak Diversified has 267 clients and manages $123 million for them, as of June 2026. They include 206 individual clients and 61 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 June 2026
What services does Uak Diversified offer?
Uak Diversified provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Uak Diversified use?
Uak Diversified’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $123M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 June 2026
How many financial advisors does Uak Diversified have?
Uak Diversified has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Uak Diversified invest in?
At the end of its last fiscal year, Uak Diversified’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Uak Diversified?
Uak Diversified’s direct owners are Ujae Kang (50% to 75%) and Sarah Kang (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 15 June 2026
How does Uak Diversified get paid?
Uak Diversified is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Uak Diversified?
Its phone number is 651-757-5534. Its website is uakdiversified.com.