{"url":"https://nivawealth.com/firms/uak-diversified-300506","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/300506","regulatoryAum":122658621,"crd":"300506","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7249599","suffix":null,"lastName":"Kang","firstName":"Sarah","middleName":null},{"crd":"5660240","suffix":null,"lastName":"Kang","firstName":"Ujae","middleName":"Augustine"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135344","legalName":"Uak Diversified LLC","displayName":"Uak Diversified","slug":"uak-diversified-300506","website":"https://uakdiversified.com/","classification":{"segment":"individuals","segmentLabel":"Wealth 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individuals","clients":61,"regulatoryAum":77310766}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Annual financial planning and consulting ranges from $3,400 to $11,700 a year by service level (Basic, Premium or Executive), depending on complexity, payable 65% up front.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048391","versionId":1048391,"submittedOn":"2026-06-15","documentName":"ADV PART 2A & 2B SEC"},{"role":"other","program":"One-time Financial Planning","summary":"One-time financial planning services are priced between $3,000 and $6,500 depending on complexity and intensity.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048391","versionId":1048391,"submittedOn":"2026-06-15","documentName":"ADV PART 2A & 2B SEC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:16:54.103782+00:00","documents":[{"name":"ADV PART 2A & 2B SEC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048391","versionId":1048391,"submittedOn":"2026-06-15"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":122658621}],"custodyNote":"Uak Diversified has custody of $3.8M in client assets for 5 clients.","otherCustodians":[],"leadership":[{"name":"Ujae Kang","title":"Managing Member & Chief Compliance Officer","crd":"5660240"},{"name":"Sarah Kang","title":"Member","crd":"7249599"}],"ownership":[{"label":"Ujae Kang","detail":"Managing member & chief compliance officer in the 50% to 75% ownership band and a control person, since February 2019."},{"label":"Sarah Kang","detail":"Member in the 50% to 75% ownership band and a control person, since January 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"foreignOffices":[],"officesByState":[{"state":"Minnesota","offices":4,"addresses":[{"street":"601 Carlson Parkway","city":"Minnetonka"},{"street":"860 Blue Gentian RD","city":"Eagan"},{"street":"420 Summit Ave","city":"Saint Paul"},{"street":"221 1st Ave SW","city":"Rochester"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"651-757-5534","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"11-25","assetMix":[{"label":"Exchange-traded equity securities","percent":5},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"15 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/300506/PDF/300506.pdf","brochureDate":"15 June 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1048391","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Uak Diversified have?","answer":"Uak Diversified has 267 clients and manages $123 million for them, as of June 2026. They include 206 individual clients and 61 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Uak Diversified offer?","answer":"Uak Diversified provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Uak Diversified use?","answer":"Uak Diversified’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $123M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Uak Diversified have?","answer":"Uak Diversified has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Uak Diversified invest in?","answer":"At the end of its last fiscal year, Uak Diversified’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 5% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Uak Diversified?","answer":"Uak Diversified’s direct owners are Ujae Kang (50% to 75%) and Sarah Kang (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 15 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Uak Diversified get paid?","answer":"Uak Diversified is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Uak Diversified?","answer":"Its phone number is 651-757-5534. Its website is uakdiversified.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}