Ujae Kang has been Managing Member & Chief Compliance Officer of Uak Diversified since February 2019, is a control person of the firm and directly owns between 50% and 75% of it. Ujae Kang holds a Bachelor's of Business Administration in Accounting & Finance from Indiana University Bloomington and a Master's of Financial Mathematics from the University of Minnesota.
Uak Diversified LLC is a firm with $123M under management, 267 clients and 2 advisers across 5 offices, as of its June 2026 filing.
Ujae Kang is portfolio manager and chief compliance officer of UAK Diversified. He has managed clients' and former employers' investment portfolios for over twenty years. He has also advised the enterprise-level investment portfolio, cash flow and debt portfolio of one of the largest insurance companies in the US.
Ujae Kang’s longest registration is the current one, 7 years at Uak Diversified since 2019. Before joining Uak Diversified in 2019, Ujae Kang was registered through Ameriprise Financial Services, Inc.
- – present · 7 yearsMahtomedi, MN · Adviser representative · Firm CRD 300506
- Ameriprise Financial Services, Inc.– · 2 yearsMinneapolis, MN · Adviser representative · Firm CRD 6363
Designations and memberships
Listed by Uak Diversified
- Chartered Financial Analyst (CFA®)
- Chartered Alternative Investment Analyst (CAIA®)
- Associate of the Society of Actuaries (ASA)
- Member of the American Academy of Actuaries (MAAA)
Investment adviser representative registrations
Ujae Kang is registered as an investment adviser representative in Minnesota, since April 2019.
- MinnesotaSince 24 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 2 June 2009 |
| Series 7 | General Securities Representative Examination | 11 May 2009 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Ujae Augustine Kang
- CRD
- 5660240
- Firm
- Uak Diversified · CRD 300506
- Role
- Managing Member & Chief Compliance Officer
- Office
- Mahtomedi, MN
- Registration
- Investment adviser registration
- In the industry since
- November 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- uakdiversified.com
Where does Ujae Kang work?
Ujae Kang has been Managing Member & Chief Compliance Officer of Uak Diversified LLC since February 2019, and is a control person of the firm.
Is Ujae Kang a financial advisor?
Yes. Ujae Kang has a current investment-adviser registration in Minnesota, through Uak Diversified since April 2019.
How many years of experience does Ujae Kang have?
Ujae Kang has 9 years in the financial industry, since November 2016, across 2 adviser firms.
What exams has Ujae Kang passed?
Ujae Kang has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in May 2009.
Where did Ujae Kang work before Uak Diversified?
Before Uak Diversified, Ujae Kang was registered through Ameriprise Financial Services, Inc., July 2009 to December 2011.
Where is Ujae Kang based?
Ujae Kang’s registered office is in Mahtomedi, MN.
Is Ujae Kang registered with FINRA?
No. Ujae Kang has no current broker registration.
Is Ujae Kang a CFA charterholder?
Uak Diversified lists Ujae Kang with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
How can I verify Ujae Kang’s record?
Search CRD 5660240 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Ujae Kang’s full registration record.