Tuttle Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Tuttle Capital Management reports 81 clients. They include 78 investment companies and 3 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 86.6% ($4.76B across 70 accounts) are managed with discretion; $739M across 11 accounts are not. Of its clients, 4% are outside the U.S. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Investment companies | 96% | 100% |
| Pooled investment vehicles | 4% | 0% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Investment companies | 78 | $5.5B | 100.0% | $70.5M |
| Pooled investment vehicles | 3 | $0 | 0.0% | $0 |
| Total | 81 | $5.5B | 100% | $67.9M |
- Clients
- 78
- Regulatory AUM
- $5.5B
- AUM share
- 100.0%
- Avg. per client
- $70.5M
- Clients
- 3
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- $0
Total
- Clients
- 81
- Regulatory AUM
- $5.5B
- AUM share
- 100%
- Avg. per client
- $67.9M
- Clients outside the U.S.
- 4%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Tuttle Capital Management is paid through a percentage of assets under management, hourly charges and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Matthew Tuttle owns 75% or more of Tuttle Capital Management. Matthew Tuttle is CEO; the leadership team includes Chief Investment Officer Frances Stacy, Chief Operating Officer Peter Braunwart and Chief Compliance Officer Manoj Pombra. It has 21 employees, 8 of them in advisory roles.
Leadership
Matthew TuttleManaging Member/Chief Executive Officer- Peter BraunwartChief Operating Officer
- Manoj PombraChief Compliance Officer
- Alexander GoffCapital Markets Analyst
- Andrew ParmetHead of Portfolio Management
- Murray Ruggiero IIIChief Administrative Officer
- Frances StacyChief Investment Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
Staff
- 21 employees
- 8 in advisory functions
- 3 state-registered reps
- 6 soliciting firms
- Owns 75% or more of Tuttle Capital Management, LLC
Matthew Tuttle
Control person · since July 2012
- Owns 5% to 10% of Tuttle Capital Management, LLC
Clear Street Holdings LLC
since July 2026
Tuttle Capital Management’s regulatory assets grew 28.6× from $192M (March 2021) to $5.5B (September 2026); clients rose from 11 to 81 and employees from 5 to 21.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $5.5B | 81 | 21 | 3 |
| March 2025 | $3.11B | 27 | 14 | 1 |
| July 2024 | $681M | 12 | 4 | 1 |
| March 2023 | $333M | 9 | 3 | 1 |
| June 2022 | $205M | 18 | 4 | 1 |
| March 2021 | $192M | 11 | 5 | 1 |
Besides its headquarters, Tuttle Capital Management has 2 offices, with 3 listed addresses in Florida.
Florida · 2 listed addresses
- 5 North Osceola Ave # 301, Clearwater
- 116 Abundance Drive, Palm Beach Gardens
Other business names
Tuttle Capital Management has reported 1 other business name to the SEC.
- Tuttle Capital
Contact and registration details
- Legal name
- Tuttle Capital Management, LLC
- Headquarters
- Not reported
- Website
- tuttlecap.com
- Phone
- 347-852-0548
- @tuttle-capital-management-llc
- SEC file
- 801-76982
- Structure
- Delaware LLC
- Fiscal year end
- December
Tuttle Capital Management does not have custody of client assets.
Tuttle Capital Management’s reported 13F holdings for the quarter ended 30 June 2026 total $148M across 116 positions; the largest are Ipg Photonics Corp. (7.2%), Lumentum Hldgs Inc. (6.6%) and Ciena Corp. (5.2%).
Reported 13F holdings
- $148M
- Reported 13F value
- 116
- Positions
- 44.7%
- In the 10 largest
- +144.0%
- Value vs. prior quarter
- Ipg Photonics Corp.7.2%
- Lumentum Hldgs Inc.6.6%
- Ciena Corp.5.2%
- Coherent Corp.4.3%
- Nlight Inc.4.3%
- Applied Optoelectronics Inc.4.0%
- Fabrinet3.7%
- Viavi Solutions Inc.3.6%
- Micron Technology Inc.3.1%
- Mks Inc..2.7%
Together, the ten largest are 44.7% of reported value.
How many clients does Tuttle Capital Management have?
Tuttle Capital Management has 81 clients and manages $5.5 billion for them, as of September 2026. They include 78 investment companies and 3 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026
What services does Tuttle Capital Management offer?
Tuttle Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Tuttle Capital Management have?
Tuttle Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 21 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns Tuttle Capital Management?
Tuttle Capital Management’s direct owners are Matthew Tuttle (75% or more) and Clear Street Holdings LLC (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 21 September 2026
How does Tuttle Capital Management get paid?
Tuttle Capital Management is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Tuttle Capital Management?
Its phone number is 347-852-0548. Its website is tuttlecap.com.