{"url":"https://nivawealth.com/firms/tuttle-capital-management-164937","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/164937","regulatoryAum":5501580000,"crd":"164937","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8097344","suffix":null,"lastName":"Goff","firstName":"Alexander","middleName":"Lee"},{"crd":"6884035","suffix":null,"lastName":"Newton","firstName":"Frances","middleName":"Lynn"},{"crd":"2158477","suffix":null,"lastName":"TUTTLE","firstName":"MATTHEW","middleName":"BENJAMIN"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-23","regulatoryAum":192287508,"clients":11,"employees":5,"offices":1},{"filedOn":"2022-06-01","regulatoryAum":205181792,"clients":18,"employees":4,"offices":1},{"filedOn":"2023-03-27","regulatoryAum":332902460,"clients":9,"employees":3,"offices":1},{"filedOn":"2024-07-19","regulatoryAum":680855217,"clients":12,"employees":4,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":3111976323,"clients":27,"employees":14,"offices":1},{"filedOn":"2026-09-21","regulatoryAum":5501580000,"clients":81,"employees":21,"offices":3}],"secFileNumber":"801-76982","legalName":"Tuttle Capital Management, LLC","displayName":"Tuttle Capital Management","slug":"tuttle-capital-management-164937","website":"https://tuttlecap.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/164937/df4ddbf2fda0841f-r1.webp","tone":"light","width":678,"height":200,"sourceUrl":"https://www.tuttlecap.com/","sourceLabel":"Tuttle Capital Management, LLC, website"},"classification":{"segment":"registered_funds","segmentLabel":"Fund management","type":"fund_manager","typeLabel":"Mutual funds & ETFs","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/tuttle-capital-management-llc","xUrl":"https://x.com/tuttlecapital/status/1478797773302546432?mx=2","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":["Tuttle Capital"],"registration":{"secApproved":"14 August 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":21,"advisory":8,"brokerDealerReps":0,"insuranceAgents":0,"promoters":6},"aum":{"regulatory":5501580000,"discretionary":4763000000,"discretionaryAccounts":70,"nonDiscretionary":738580000,"nonDiscretionaryAccounts":11,"wrapProgram":null,"nonUsClientsPct":4,"nonAumClients":3},"clientTypes":[{"label":"Investment companies","clients":78,"regulatoryAum":5501580000},{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":0}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Tuttle Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Matthew Tuttle","title":"Managing Member/Chief Executive Officer","crd":"2158477"},{"name":"Peter Braunwart","title":"Chief Operating Officer","crd":"3020628"},{"name":"Manoj Pombra","title":"Chief Compliance Officer","crd":"1993850"},{"name":"Alexander Goff","title":"Capital Markets Analyst","crd":"8097344"},{"name":"Andrew Parmet","title":"Head of Portfolio Management","crd":"4983255"},{"name":"Murray Ruggiero III","title":"Chief Administrative Officer","crd":"8003842"},{"name":"Frances Stacy","title":"Chief Investment Officer","crd":"6884035"}],"ownership":[{"label":"Matthew Tuttle","detail":"Managing member/chief executive officer in the 75% or more ownership band and a control person, since July 2012."},{"label":"Clear Street Holdings LLC","detail":"Shareholder in the 5% to 10% ownership band, since July 2026."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":2,"addresses":[{"street":"5 North Osceola Ave # 301","city":"Clearwater"},{"street":"116 Abundance Drive","city":"Palm Beach Gardens"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"347-852-0548","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"21 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/164937/PDF/164937.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tuttle Capital Management have?","answer":"Tuttle Capital Management has 81 clients and manages $5.5 billion for them, as of September 2026. They include 78 investment companies and 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tuttle Capital Management offer?","answer":"Tuttle Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Tuttle Capital Management have?","answer":"Tuttle Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 21 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tuttle Capital Management?","answer":"Tuttle Capital Management’s direct owners are Matthew Tuttle (75% or more) and Clear Street Holdings LLC (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tuttle Capital Management get paid?","answer":"Tuttle Capital Management is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Tuttle Capital Management?","answer":"Its phone number is 347-852-0548. Its website is tuttlecap.com.","source":"Form ADV Part 1A, Item 1.F, filed 21 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/tuttle-capital-management-164937/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-30","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1581641/000194104026000489/0001941040-26-000489-index.html","totalValue":148402518,"positionCount":116,"top10Share":0.44737779988342247,"top10":[{"issuer":"IPG PHOTONICS CORP","titleOfClass":"COM","cusip":"44980X109","value":10725981,"shares":91425,"shareType":"SH"},{"issuer":"LUMENTUM HLDGS INC","titleOfClass":"COM","cusip":"55024U109","value":9827361,"shares":11453,"shareType":"SH"},{"issuer":"CIENA CORP","titleOfClass":"COM NEW","cusip":"171779309","value":7668434,"shares":15632,"shareType":"SH"},{"issuer":"COHERENT CORP","titleOfClass":"COM","cusip":"19247G107","value":6411321,"shares":16253,"shareType":"SH"},{"issuer":"NLIGHT INC","titleOfClass":"COM","cusip":"65487K100","value":6380742,"shares":91651,"shareType":"SH"},{"issuer":"APPLIED OPTOELECTRONICS INC","titleOfClass":"COM","cusip":"03823U102","value":5998702,"shares":40488,"shareType":"SH"},{"issuer":"FABRINET","titleOfClass":"SHS","cusip":"G3323L100","value":5466790,"shares":9726,"shareType":"SH"},{"issuer":"VIAVI SOLUTIONS INC","titleOfClass":"COM","cusip":"925550105","value":5278046,"shares":110535,"shareType":"SH"},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":4605617,"shares":3990,"shareType":"SH"},{"issuer":"MKS INC.","titleOfClass":"COM","cusip":"55306N104","value":4028998,"shares":9058,"shareType":"SH"}],"positionsListed":116,"positions":[{"issuer":"IPG PHOTONICS CORP","titleOfClass":"COM","cusip":"44980X109","value":10725981,"shares":91425,"shareType":"SH"},{"issuer":"LUMENTUM HLDGS INC","titleOfClass":"COM","cusip":"55024U109","value":9827361,"shares":11453,"shareType":"SH"},{"issuer":"CIENA CORP","titleOfClass":"COM NEW","cusip":"171779309","value":7668434,"shares":15632,"shareType":"SH"},{"issuer":"COHERENT CORP","titleOfClass":"COM","cusip":"19247G107","value":6411321,"shares":16253,"shareType":"SH"},{"issuer":"NLIGHT INC","titleOfClass":"COM","cusip":"65487K100","value":6380742,"shares":91651,"shareType":"SH"},{"issuer":"APPLIED OPTOELECTRONICS INC","titleOfClass":"COM","cusip":"03823U102","value":5998702,"shares":40488,"shareType":"SH"},{"issuer":"FABRINET","titleOfClass":"SHS","cusip":"G3323L100","value":5466790,"shares":9726,"shareType":"SH"},{"issuer":"VIAVI SOLUTIONS INC","titleOfClass":"COM","cusip":"925550105","value":5278046,"shares":110535,"shareType":"SH"},{"issuer":"MICRON TECHNOLOGY INC","titleOfClass":"COM","cusip":"595112103","value":4605617,"shares":3990,"shareType":"SH"},{"issuer":"MKS INC.","titleOfClass":"COM","cusip":"55306N104","value":4028998,"shares":9058,"shareType":"SH"},{"issuer":"ONTO INNOVATION INC","titleOfClass":"COM","cusip":"683344105","value":3788284,"shares":10010,"shareType":"SH"},{"issuer":"ASML HLDG NV","titleOfClass":"N Y REGISTRY SHS","cusip":"N07059210","value":3304460,"shares":1661,"shareType":"SH"},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":3195660,"shares":4420,"shareType":"SH"},{"issuer":"POET TECHNOLOGIES INC","titleOfClass":"COM NEW","cusip":"73044W302","value":2885020,"shares":280644,"shareType":"SH"},{"issuer":"PENGUIN SOLUTIONS INC","titleOfClass":"COM","cusip":"706915105","value":2588901,"shares":34060,"shareType":"SH"},{"issuer":"LAM RESEARCH CORP","titleOfClass":"COM NEW","cusip":"512807306","value":2422315,"shares":5590,"shareType":"SH"},{"issuer":"NOVANTA INC","titleOfClass":"COM","cusip":"67000B104","value":2400016,"shares":14793,"shareType":"SH"},{"issuer":"AMKOR TECHNOLOGY INC","titleOfClass":"COM","cusip":"031652100","value":2197140,"shares":25480,"shareType":"SH"},{"issuer":"SILICON MOTION TECHNOLOGY CO","titleOfClass":"SPONSORED ADR","cusip":"82706C108","value":2103312,"shares":6310,"shareType":"SH"},{"issuer":"SANDISK CORP","titleOfClass":"COM","cusip":"80004C200","value":2069094,"shares":910,"shareType":"SH"},{"issuer":"KLA CORP","titleOfClass":"COM NEW","cusip":"482480100","value":2036543,"shares":6750,"shareType":"SH"},{"issuer":"CAMTEK LTD","titleOfClass":"ORD","cusip":"M20791105","value":1844887,"shares":11310,"shareType":"SH"},{"issuer":"AEVA TECHNOLOGIES INC","titleOfClass":"COM NEW","cusip":"00835Q202","value":1765619,"shares":61477,"shareType":"SH"},{"issuer":"RAMBUS INC DEL","titleOfClass":"COM","cusip":"750917106","value":1760132,"shares":13260,"shareType":"SH"},{"issuer":"PHOTRONICS INC","titleOfClass":"COM","cusip":"719405102","value":1602818,"shares":49272,"shareType":"SH"},{"issuer":"NOVA LTD","titleOfClass":"COM","cusip":"M7516K103","value":1552808,"shares":2860,"shareType":"SH"},{"issuer":"TAIWAN SEMICONDUCTOR MANUFAC","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":1373969,"shares":2877,"shareType":"SH","priorValue":879008,"priorShares":2601},{"issuer":"FRANKLIN TEMPLETON DIGITAL H","titleOfClass":"BITCOIN ETF SHS","cusip":"354921108","value":1359859,"shares":40102,"shareType":"SH"},{"issuer":"VEECO INSTRS INC DEL","titleOfClass":"COM","cusip":"922417100","value":1271166,"shares":16770,"shareType":"SH"},{"issuer":"ELI LILLY & CO","titleOfClass":"COM","cusip":"532457108","value":1079487,"shares":900,"shareType":"SH","priorValue":658555,"priorShares":716},{"issuer":"ADVANCED MICRO DEVICES INC","titleOfClass":"COM","cusip":"007903107","value":1074684,"shares":1850,"shareType":"SH"},{"issuer":"LIGHTWAVE LOGIC INC","titleOfClass":"COM","cusip":"532275104","value":1022503,"shares":108087,"shareType":"SH"},{"issuer":"FEDERATED HERMES ETF TRUST","titleOfClass":"SHOR DU HIGH ETF","cusip":"31423L206","value":954916,"shares":41446,"shareType":"SH"},{"issuer":"PDD HOLDINGS INC","titleOfClass":"SPONSORED ADS","cusip":"722304102","value":944041,"shares":12376,"shareType":"SH"},{"issuer":"ROYAL BK CDA","titleOfClass":"COM","cusip":"780087102","value":939644,"shares":4540,"shareType":"SH","priorValue":734481,"priorShares":4540},{"issuer":"WELLTOWER INC","titleOfClass":"COM","cusip":"95040Q104","value":933301,"shares":4112,"shareType":"SH","priorValue":812984,"priorShares":4112},{"issuer":"ISHARES TR","titleOfClass":"ISHS 1-5YR INVS","cusip":"464288646","value":928181,"shares":17710,"shareType":"SH"},{"issuer":"CANADIAN PACIFIC KANSAS CITY","titleOfClass":"COM","cusip":"13646K108","value":908699,"shares":10487,"shareType":"SH","priorValue":824907,"priorShares":10487},{"issuer":"MORGAN STANLEY","titleOfClass":"COM NEW","cusip":"617446448","value":902426,"shares":4317,"shareType":"SH","priorValue":710449,"priorShares":4317},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":882046,"shares":2335,"shareType":"SH","priorValue":763561,"priorShares":2467},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":863892,"shares":2445,"shareType":"SH","priorValue":701373,"priorShares":2445},{"issuer":"PARKER-HANNIFIN CORP","titleOfClass":"COM","cusip":"701094104","value":857811,"shares":877,"shareType":"SH","priorValue":785125,"priorShares":877},{"issuer":"FORMFACTOR INC","titleOfClass":"COM","cusip":"346375108","value":831636,"shares":5200,"shareType":"SH"},{"issuer":"COSTCO WHOLESALE CORPORATION","titleOfClass":"COM","cusip":"22160K105","value":831633,"shares":889,"shareType":"SH","priorValue":1047248,"priorShares":1051},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":826972,"shares":4133,"shareType":"SH","priorValue":3062289,"priorShares":17559},{"issuer":"PROLOGIS INC.","titleOfClass":"COM","cusip":"74340W103","value":818103,"shares":6039,"shareType":"SH","priorValue":798235,"priorShares":6039},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":788429,"shares":3308,"shareType":"SH","priorValue":688957,"priorShares":3308},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":782646,"shares":2391,"shareType":"SH","priorValue":703337,"priorShares":2391},{"issuer":"ISHARES TR","titleOfClass":"1 3 YR TREAS BD","cusip":"464287457","value":755412,"shares":9200,"shareType":"SH"},{"issuer":"WESTERN DIGITAL CORP","titleOfClass":"COM","cusip":"958102105","value":747302,"shares":1170,"shareType":"SH"},{"issuer":"VISA INC","titleOfClass":"COM CL A","cusip":"92826C839","value":746221,"shares":2175,"shareType":"SH","priorValue":657372,"priorShares":2175},{"issuer":"AMETEK INC","titleOfClass":"COM","cusip":"031100100","value":736465,"shares":3044,"shareType":"SH"},{"issuer":"NEXTERA ENERGY INC","titleOfClass":"COM","cusip":"65339F101","value":734196,"shares":8365,"shareType":"SH","priorValue":1100906,"priorShares":11853},{"issuer":"WASTE CONNECTIONS INC","titleOfClass":"COM","cusip":"94106B101","value":728935,"shares":4373,"shareType":"SH","priorValue":907065,"priorShares":5584},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":719078,"shares":1952,"shareType":"SH"},{"issuer":"BROOKFIELD CORP","titleOfClass":"CL A LTD VT SH","cusip":"11271J107","value":716790,"shares":16830,"shareType":"SH","priorValue":681110,"priorShares":16830},{"issuer":"EQUINIX INC","titleOfClass":"COM","cusip":"29444U700","value":715080,"shares":686,"shareType":"SH"},{"issuer":"MASTERCARD INCORPORATED","titleOfClass":"CL A","cusip":"57636Q104","value":692846,"shares":1349,"shareType":"SH","priorValue":674041,"priorShares":1349},{"issuer":"AXIS CAP HLDGS LTD","titleOfClass":"SHS","cusip":"G0692U109","value":686971,"shares":6394,"shareType":"SH"},{"issuer":"FRANCO NEV CORP","titleOfClass":"COM","cusip":"351858105","value":661589,"shares":3174,"shareType":"SH"},{"issuer":"SKYWARD SPECIALTY INS GROUP","titleOfClass":"COM","cusip":"830940102","value":660289,"shares":11316,"shareType":"SH"},{"issuer":"HCA HEALTHCARE INC","titleOfClass":"COM","cusip":"40412C101","value":641759,"shares":1646,"shareType":"SH","priorValue":778953,"priorShares":1646},{"issuer":"MERCADOLIBRE INC","titleOfClass":"COM","cusip":"58733R102","value":633126,"shares":373,"shareType":"SH"},{"issuer":"KINSALE CAP GROUP INC","titleOfClass":"COM","cusip":"49714P108","value":591679,"shares":1794,"shareType":"SH"},{"issuer":"BERKLEY W R CORP","titleOfClass":"COM","cusip":"084423102","value":512612,"shares":7268,"shareType":"SH"},{"issuer":"FULL TRUCK ALLIANCE CO LTD","titleOfClass":"SPONSORED ADS","cusip":"35969L108","value":479876,"shares":59098,"shareType":"SH"},{"issuer":"CHUBB LIMITED","titleOfClass":"COM","cusip":"H1467J104","value":423199,"shares":1242,"shareType":"SH"},{"issuer":"BLEICHROEDER ACQUISITI CORP","titleOfClass":"UNIT 12/23/2030","cusip":"G1170E120","value":414989,"shares":37692,"shareType":"SH","priorValue":360150,"priorShares":35000},{"issuer":"COHEN CIRCLE ACQUISIT CORP I","titleOfClass":"SHS CL A","cusip":"G2254C121","value":388228,"shares":37692,"shareType":"SH"},{"issuer":"SEAGATE TECHNOLOGY HLDNGS PL","titleOfClass":"ORD SHS","cusip":"G7997R103","value":376350,"shares":390,"shareType":"SH"},{"issuer":"FG IMPERII ACQUISITION CORP","titleOfClass":"ORD SHS CL A","cusip":"G3R41C102","value":347550,"shares":35000,"shareType":"SH"},{"issuer":"CANTOR EQUITY PARTNERS VI IN","titleOfClass":"CL A ORD SHS","cusip":"G1828R101","value":335034,"shares":32308,"shareType":"SH","priorValue":303600,"priorShares":30000},{"issuer":"BERTO ACQUISITION CORP","titleOfClass":"ORD SHS","cusip":"G1051H101","value":320753,"shares":30577,"shareType":"SH","priorValue":410000,"priorShares":40000},{"issuer":"NVR INC","titleOfClass":"COM","cusip":"62944T105","value":313416,"shares":46,"shareType":"SH"},{"issuer":"EVERSPIN TECHNOLOGIES INC","titleOfClass":"COM","cusip":"30041T104","value":298623,"shares":12350,"shareType":"SH"},{"issuer":"COCA COLA CO","titleOfClass":"COM","cusip":"191216100","value":287858,"shares":3542,"shareType":"SH"},{"issuer":"TWELVE SEAS INVT CO III","titleOfClass":"ORD SHS CL A","cusip":"G9145D101","value":284335,"shares":28462,"shareType":"SH"},{"issuer":"NU HLDGS LTD","titleOfClass":"ORD SHS CL A","cusip":"G6683N103","value":271368,"shares":20312,"shareType":"SH","priorValue":306814,"priorShares":21351},{"issuer":"COLLECTIVE ACQUISITION CORP","titleOfClass":"UNIT 04/27/2031","cusip":"G22741121","value":270576,"shares":26923,"shareType":"SH"},{"issuer":"PRAETORIAN ACQUISITION CORP","titleOfClass":"UNIT 01/16/2031","cusip":"G7S17G111","value":270038,"shares":26923,"shareType":"SH","priorValue":247250,"priorShares":25000},{"issuer":"RRE VENTURES ACQUISITION COR","titleOfClass":"UNIT 04/22/2031","cusip":"G770AL111","value":269768,"shares":26923,"shareType":"SH"},{"issuer":"MARKEL GROUP INC","titleOfClass":"COM","cusip":"570535104","value":269515,"shares":138,"shareType":"SH"},{"issuer":"ANGLOGOLD ASHANTI PLC","titleOfClass":"COM SHS","cusip":"G0378L100","value":269202,"shares":3328,"shareType":"SH"},{"issuer":"ART TECHNOLOGY ACQUISITION C","titleOfClass":"UNIT 12/19/2030","cusip":"G0579E129","value":268692,"shares":26923,"shareType":"SH","priorValue":247500,"priorShares":25000},{"issuer":"TRIBECA STRATEGIC ACQUISITIO","titleOfClass":"UNIT 05/22/2031","cusip":"G90420129","value":267884,"shares":26923,"shareType":"SH"},{"issuer":"HERSHEY CO","titleOfClass":"COM","cusip":"427866108","value":266333,"shares":1518,"shareType":"SH"},{"issuer":"FUTURECORP SPACE ACQUISITION","titleOfClass":"UNIT 99/99/9999","cusip":"G37307124","value":253250,"shares":25000,"shareType":"SH"},{"issuer":"WEST ENCLAVE MERGER CORP","titleOfClass":"UNIT 99/99/9999","cusip":"G9600E123","value":244248,"shares":24231,"shareType":"SH"},{"issuer":"M3BRIGADE ACQUISITION V CORP","titleOfClass":"CL A","cusip":"G63212107","value":233257,"shares":21538,"shareType":"SH","priorValue":214800,"priorShares":20000},{"issuer":"APOGEE ACQUISITION CORP","titleOfClass":"UNIT 03/27/2031","cusip":"G04126127","value":220334,"shares":21538,"shareType":"SH"},{"issuer":"FOREFRONT TECHNOLOGY HOLDING","titleOfClass":"UNIT 04/30/2031","cusip":"G3624C122","value":216457,"shares":21538,"shareType":"SH"},{"issuer":"ART TECHNOLOGY ACQUISITION C","titleOfClass":"USD CL A ORD SHS","cusip":"G0579E103","value":214088,"shares":21538,"shareType":"SH"},{"issuer":"UNION PAC CORP","titleOfClass":"COM","cusip":"907818108","value":213520,"shares":785,"shareType":"SH"},{"issuer":"NEW PROVIDENCE ACQUISITION C","titleOfClass":"USD CL A ORD SHS","cusip":"G6476A102","value":207600,"shares":20000,"shareType":"SH"},{"issuer":"CSLM DIGITA ASSET ACQ CORP I","titleOfClass":"USD CL A ORD SHS","cusip":"G2584S101","value":202800,"shares":20000,"shareType":"SH"},{"issuer":"MILUNA ACQUISITION CORP","titleOfClass":"USD CL A ORD SHS","cusip":"G6180J100","value":202000,"shares":20000,"shareType":"SH"},{"issuer":"CANTOR EQUITY PARTNERS VII I","titleOfClass":"CL A ORD SHS","cusip":"G1828W100","value":201800,"shares":20000,"shareType":"SH"},{"issuer":"SPACSPHERE ACQUISITION CORP","titleOfClass":"CL A SHS","cusip":"G8T088109","value":199600,"shares":20000,"shareType":"SH"},{"issuer":"GIGCAPITAL9 CORP","titleOfClass":"CL A","cusip":"G3865B114","value":198600,"shares":20000,"shareType":"SH"},{"issuer":"CANTOR EQUITY PARTNERS I INC","titleOfClass":"SHS CL A","cusip":"G1827K107","value":190799,"shares":21608,"shareType":"SH","priorValue":210683,"priorShares":20065},{"issuer":"COUPANG INC","titleOfClass":"CL A","cusip":"22266T109","value":188603,"shares":10858,"shareType":"SH"},{"issuer":"MELAR ACQUISITION CORP. I","titleOfClass":"SHS CL A","cusip":"G6004G100","value":175756,"shares":16154,"shareType":"SH","priorValue":161850,"priorShares":15000},{"issuer":"PROEM ACQUISITION CORP I","titleOfClass":"UNIT 01/29/2031","cusip":"G7341A129","value":162832,"shares":16154,"shareType":"SH","priorValue":149700,"priorShares":15000},{"issuer":"CAMBRIDGE ACQUISITION CORP","titleOfClass":"UNIT 01/30/2031","cusip":"G1871M124","value":161217,"shares":16154,"shareType":"SH","priorValue":149400,"priorShares":15000},{"issuer":"DIGITAL ASSET ACQUISITION CO","titleOfClass":"UNIT 99/99/9999","cusip":"G2868C129","value":113613,"shares":10769,"shareType":"SH","priorValue":104000,"priorShares":10000},{"issuer":"SOCIAL COMM PARTNERS CORP","titleOfClass":"UNIT 11/24/2030","cusip":"G8254P129","value":110382,"shares":10769,"shareType":"SH","priorValue":100100,"priorShares":10000},{"issuer":"ACTIVATE ENERGY ACQUISIT COR","titleOfClass":"UNIT 11/10/2030","cusip":"G0081J129","value":109413,"shares":10769,"shareType":"SH","priorValue":100200,"priorShares":10000},{"issuer":"ARCHIMEDES TECH SPAC PTNRS I","titleOfClass":"UNIT 01/23/2031","cusip":"G0453R121","value":109413,"shares":10769,"shareType":"SH","priorValue":99800,"priorShares":10000},{"issuer":"M EVO GBL ACQUISITION CORP I","titleOfClass":"UNIT 01/23/2031","cusip":"G6071J128","value":108767,"shares":10769,"shareType":"SH","priorValue":100100,"priorShares":10000},{"issuer":"DRUGS MADE IN AMER ACQ II CO","titleOfClass":"USD ORD SHS","cusip":"G2851K104","value":108336,"shares":10769,"shareType":"SH"},{"issuer":"ITHAX ACQUISITION CORP III","titleOfClass":"UNIT 11/17/2030","cusip":"G4977S128","value":108121,"shares":10769,"shareType":"SH","priorValue":99600,"priorShares":10000},{"issuer":"MUZERO ACQUISITION CORP","titleOfClass":"UNIT 01/30/2031","cusip":"G8775A122","value":108121,"shares":10769,"shareType":"SH","priorValue":99300,"priorShares":10000},{"issuer":"LEGATO MERGER CORP IV","titleOfClass":"UNIT 99/99/9999","cusip":"G7318R121","value":108013,"shares":10769,"shareType":"SH","priorValue":99800,"priorShares":10000},{"issuer":"ABONY ACQUISITION CORP I","titleOfClass":"UNIT 01/29/2031","cusip":"G00582125","value":107798,"shares":10769,"shareType":"SH","priorValue":99400,"priorShares":10000},{"issuer":"WILCO 63 CORP","titleOfClass":"UNIT 05/29/2031","cusip":"G9640P120","value":99500,"shares":10000,"shareType":"SH"},{"issuer":"SCHMID GROUP N.V.","titleOfClass":"EURO SHS CL A","cusip":"N68722102","value":65298,"shares":10431,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}