Frances Newton has been Chief Investment Officer of Tuttle Capital Management since August 2026, is a control person of the firm and directly owns under 5% of it.
Tuttle Capital Management, LLC is a firm with $5.5B under management, 81 clients and 8 advisers across 3 offices, as of its September 2026 filing.
Frances Newton’s longest registration was 6 years at Optimal Capital Advisors, LLC (2018–2024). Before joining Tuttle Capital Management in 2026, Frances Newton was registered through Tuttle Wealth Partners LLC and CG Advisory Services.
- – present · under a yearClearwater, FL · Adviser representative · Firm CRD 164937
- Tuttle Wealth Partners LLC– · under a yearClearwater, FL · Adviser representative · Firm CRD 338406
- CG Advisory Services– · 1 yearClearwater, FL · Adviser representative · Firm CRD 110929
- Optimal Capital Advisors, LLC– · 6 yearsTahoe City, CA · Adviser representative · Firm CRD 144719
Investment adviser representative registrations
Frances Newton is registered as an investment adviser representative in 2 states. The first approvals date from August 2026; the most recent is Florida, in October 2026.
- ConnecticutSince 26 August 2026
- FloridaSince 13 October 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 January 2018 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Frances Lynn Newton
- CRD
- 6884035
- Firm
- Tuttle Capital Management · CRD 164937
- Role
- Chief Investment Officer
- Office
- Clearwater, FL
- Registration
- Investment adviser registration
- In the industry since
- March 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Frances Newton work?
Frances Newton has been Chief Investment Officer of Tuttle Capital Management, LLC since August 2026, and is a control person of the firm.
Is Frances Newton a financial advisor?
Yes. Frances Newton has a current investment-adviser registration in Connecticut and Florida, through Tuttle Capital Management since August 2026.
How many years of experience does Frances Newton have?
Frances Newton has 8 years in the financial industry, since March 2018, across 4 adviser firms.
What exams has Frances Newton passed?
Frances Newton passed the Series 65 in January 2018.
Where did Frances Newton work before Tuttle Capital Management?
Before Tuttle Capital Management, Frances Newton was registered through Tuttle Wealth Partners LLC, February 2026 to August 2026; CG Advisory Services, September 2024 to February 2026; Optimal Capital Advisors, LLC, January 2018 to August 2024.
Where is Frances Newton based?
Frances Newton’s registered office is in Clearwater, FL.
Is Frances Newton registered with FINRA?
No. Frances Newton has no current broker registration.
How can I verify Frances Newton’s record?
Search CRD 6884035 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frances Newton’s full registration record.
