Trinity Capital Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 251–500 clients last fiscal year.
Trinity Capital Management reports 393 clients. They include 204 individual clients, 172 high-net-worth individuals and 8 charitable organizations. Of its assets, 99.9% ($556M across 933 accounts) are managed with discretion; $474K across 21 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 52% | 9% |
| High-net-worth individuals | 44% | 69% |
| Pension and profit-sharing plans | 2% | 1% |
| Charitable organizations | 2% | 21% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 204 | $49.8M | 8.9% | $244K |
| High-net-worth individuals | 172 | $382M | 68.6% | $2.22M |
| Pension and profit-sharing plans | 6 | $7.54M | 1.4% | $1.26M |
| Charitable organizations | 8 | $116M | 20.8% | $14.5M |
| Corporations and other businesses | 3 | $1.49M | 0.3% | $496K |
| Total | 393 | $557M | 100% | $1.42M |
- Clients
- 204
- Regulatory AUM
- $49.8M
- AUM share
- 8.9%
- Avg. per client
- $244K
- Clients
- 172
- Regulatory AUM
- $382M
- AUM share
- 68.6%
- Avg. per client
- $2.22M
- Clients
- 6
- Regulatory AUM
- $7.54M
- AUM share
- 1.4%
- Avg. per client
- $1.26M
- Clients
- 8
- Regulatory AUM
- $116M
- AUM share
- 20.8%
- Avg. per client
- $14.5M
- Clients
- 3
- Regulatory AUM
- $1.49M
- AUM share
- 0.3%
- Avg. per client
- $496K
Total
- Clients
- 393
- Regulatory AUM
- $557M
- AUM share
- 100%
- Avg. per client
- $1.42M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Trinity Capital Management charges 0.45%–1.20% a year for its Investment and wealth management. The fee is billed in arrears, is negotiable and has a $3,000 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Advanced Planning
- Flat fee usually from $500 to $20,000 for advanced planning provided to non-wealth management clients; 50% may be charged before services begin.
Fredric Fisher owns 75% or more of Trinity Capital Management. The leadership team of Trinity Capital Management includes President Fredric Fisher and Chief Investment Officer Andrew Bucher. It has 6 employees, 4 of them in advisory roles.
Leadership
- Fredric FisherManaging Member / President / Chief Compliance Officer
- Andrew BucherNon-Managing Member / Chief Investment Officer
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Trinity Capital Management, LLC
Fredric Fisher
Control person · since September 2006
- Owns 10% to 25% of Trinity Capital Management, LLC
Andrew Bucher
Control person · since February 2010
Trinity Capital Management’s regulatory assets grew 1.6× from $341M (March 2021) to $557M (April 2026); clients rose from 298 to 393 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $557M | 393 | 6 | 3 |
| March 2025 | $454M | 388 | 5 | 3 |
| February 2024 | $414M | 386 | 5 | 3 |
| March 2023 | $383M | 376 | 5 | 3 |
| March 2022 | $393M | 358 | 5 | 3 |
| March 2021 | $341M | 298 | 6 | 3 |
Besides its headquarters, Trinity Capital Management has 2 offices, with 3 listed addresses in California and Washington.
California · 2 listed addresses
- 607 De La Vista Ave., Santa BarbaraHQ
- 1225 East 16th Street, Upland
Washington · 1 listed address
- 606 Columbia Street NW, Olympia
Contact and registration details
- Legal name
- Trinity Capital Management, LLC
- Headquarters
- 607 De La Vista Ave., Santa Barbara, CA 93103
- Website
- trinitycm.com
- Phone
- 805-963-0500
- SEC file
- 801-67581
- Structure
- California LLC
- Fiscal year end
- December
Trinity Capital Management uses Charles Schwab ($530M) as custodian for its separately managed accounts. Trinity Capital Management has custody of $45.8M in client assets for 64 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $530M100%
At year end, Trinity Capital Management’s separately managed accounts were mostly in funds (60%) and bonds (35%).
What the accounts hold
- Stocks3%
- Funds60%
- Bonds35%
- Investment grade corporate bonds16%
- State and local bonds13%
- U.S. government and agency bonds6%
- Cash2%
How many clients does Trinity Capital Management have?
Trinity Capital Management has 393 clients and manages $557 million for them, as of April 2026. They include 204 individual clients, 172 high-net-worth individuals and 8 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 15 April 2026
What services does Trinity Capital Management offer?
Trinity Capital Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Trinity Capital Management charge?
Trinity Capital Management charges 0.45%–1.20% a year for its Investment and wealth management. The fee is billed in arrears, is negotiable and has a $3,000 annual minimum.
Source: TRINITY CAPITAL MANAGEMENT, LLC - FORM ADV PART 2A - 02/2026, filed 15 April 2026
Which custodians does Trinity Capital Management use?
Trinity Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $530M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 April 2026
How many financial advisors does Trinity Capital Management have?
Trinity Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Trinity Capital Management invest in?
At the end of its last fiscal year, Trinity Capital Management’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 16% investment grade corporate bonds, 13% state and local bonds, 6% U.S. government and agency bonds, 3% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Trinity Capital Management?
Trinity Capital Management’s direct owners are Fredric Fisher (75% or more) and Andrew Bucher (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 15 April 2026
How does Trinity Capital Management get paid?
Trinity Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Trinity Capital Management registered with the SEC?
Yes, Trinity Capital Management has been registered with the SEC as an investment adviser since 23 February 2007. Its CRD number is 143097 and its SEC file number is 801-67581.
Source: Form ADV Part 1A, Item 1, filed 15 April 2026; IAPD firm record
How do I contact Trinity Capital Management?
Trinity Capital Management’s main office is at 607 De La Vista Ave., Santa Barbara, CA 93103. Its phone number is 805-963-0500. Its website is trinitycm.com.