Fredric Fisher has been Managing Member / President / Chief Compliance Officer of Trinity Capital Management since September 2006, is a control person of the firm and directly owns 75% or more of it.
Trinity Capital Management, LLC is a Santa Barbara, CA firm with $557M under management, 393 clients and 4 advisers across 3 offices, as of its April 2026 filing.
Fredric Fisher’s longest registration is the current one, 13 years at Trinity Capital Management since 2013. Before joining Trinity Capital Management in 2013, Fredric Fisher was registered through Trinity Financial Partners and Mercer Advisors.
- – present · 13 yearsSanta Barbara, CA · Adviser representative · Firm CRD 143097
- Trinity Financial Partners– · 7 yearsOntario, CA · Adviser representative · Firm CRD 136969
- Mercer Advisors– · 2 yearsSanta Barbara, CA · Adviser representative · Firm CRD 104569
Investment adviser representative registrations
Fredric Fisher is registered as an investment adviser representative in California, since October 2013.
- CaliforniaSince 3 October 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 10 June 2005 |
| Series 7 | General Securities Representative Examination | 17 December 2004 |
| Series 66 | Uniform Combined State Law Examination | 15 November 1999 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Fredric Brian Fisher
- CRD
- 4190041
- Firm
- Trinity Capital Management · CRD 143097
- Role
- Managing Member / President / Chief Compliance Officer
- Office
- 607 DE LA VISTA AVE., Santa Barbara, CA 93103
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
Where does Fredric Fisher work?
Fredric Fisher has been Managing Member / President / Chief Compliance Officer of Trinity Capital Management, LLC since September 2006, and is a control person of the firm.
Is Fredric Fisher a financial advisor?
Yes. Fredric Fisher has a current investment-adviser registration in California, through Trinity Capital Management since October 2013.
How many years of experience does Fredric Fisher have?
Fredric Fisher has 23 years in the financial industry, since October 2002, across 3 adviser firms.
What exams has Fredric Fisher passed?
Fredric Fisher has passed 3 licensing exams: the Series 66, Series 7 and Series 63. The earliest, the Series 66, was passed in November 1999.
Where did Fredric Fisher work before Trinity Capital Management?
Before Trinity Capital Management, Fredric Fisher was registered through Trinity Financial Partners, October 2005 to September 2013; Mercer Advisors, January 2001 to January 2004.
Where is Fredric Fisher based?
Fredric Fisher’s registered office is in Santa Barbara, CA.
Is Fredric Fisher registered with FINRA?
No. Fredric Fisher has no current broker registration.
How can I verify Fredric Fisher’s record?
Search CRD 4190041 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Fredric Fisher’s full registration record.