Daniel Baker has been an investment adviser representative at Trinity Capital Management since September 2013, and is not listed among the firm’s executive officers or direct owners.
Trinity Capital Management, LLC is a Santa Barbara, CA firm with $557M under management, 393 clients and 4 advisers across 3 offices, as of its April 2026 filing.
Daniel Baker’s longest registration is the current one, 13 years at Trinity Capital Management since 2013. Before joining Trinity Capital Management in 2013, Daniel Baker was registered through Trinity Financial Partners.
- Trinity Financial Partners– · under a yearOntario, CA · Adviser representative · Firm CRD 136969
Investment adviser representative registrations
Daniel Baker is registered as an investment adviser representative in California, since September 2013.
- CaliforniaSince 24 September 2013
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 March 2008 |
| Series 7 | General Securities Representative Examination | 14 November 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Daniel Ryan Baker
- CRD
- 5311341
- Firm
- Trinity Capital Management · CRD 143097
- Registration
- Investment adviser registration
- In the industry since
- March 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Daniel Baker work?
Daniel Baker is an investment adviser representative registered through Trinity Capital Management, LLC since September 2013, and is not listed among the firm’s executive officers or direct owners.
Is Daniel Baker a financial advisor?
Yes. Daniel Baker has a current investment-adviser registration in California, through Trinity Capital Management since September 2013.
How many years of experience does Daniel Baker have?
Daniel Baker has 13 years in the financial industry, since March 2013, across 2 adviser firms.
What exams has Daniel Baker passed?
Daniel Baker has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in November 2007.
Where did Daniel Baker work before Trinity Capital Management?
Before Trinity Capital Management, Daniel Baker was registered through Trinity Financial Partners, March 2013 to September 2013.
Is Daniel Baker registered with FINRA?
No. Daniel Baker has no current broker registration.
How can I verify Daniel Baker’s record?
Search CRD 5311341 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Daniel Baker’s full registration record.