Tranquility Partners provides financial planning, portfolio management for individuals and small businesses, family office services, and philanthropic planning. Financial planning was provided to 51–100 clients last fiscal year.
Tranquility Partners reports 259 clients. They include 151 individual clients, 103 high-net-worth individuals and 2 charitable organizations. Of its assets, 96.6% ($927M across 917 accounts) are managed with discretion; $32.8M across 41 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 58% | 8% |
| High-net-worth individuals | 40% | 90% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 151 | $75.3M | 7.8% | $498K |
| High-net-worth individuals | 103 | $866M | 90.2% | $8.41M |
| Pension and profit-sharing plans | Fewer than 5 | $1.21M | 0.1% | $1.21M |
| Charitable organizations | Fewer than 5 | $661K | 0.1% | $330K |
| Corporations and other businesses | Fewer than 5 | $16.9M | 1.8% | $8.47M |
| Total | 259 | $960M | 100% | — |
- Clients
- 151
- Regulatory AUM
- $75.3M
- AUM share
- 7.8%
- Avg. per client
- $498K
- Clients
- 103
- Regulatory AUM
- $866M
- AUM share
- 90.2%
- Avg. per client
- $8.41M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.21M
- AUM share
- 0.1%
- Avg. per client
- $1.21M
- Clients
- Fewer than 5
- Regulatory AUM
- $661K
- AUM share
- 0.1%
- Avg. per client
- $330K
- Clients
- Fewer than 5
- Regulatory AUM
- $16.9M
- AUM share
- 1.8%
- Avg. per client
- $8.47M
Total
- Clients
- 259
- Regulatory AUM
- $960M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Tranquility Partners charges 0.50%–1.00% for its Wealth Management (AUM). The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and requires an account of at least $1,000. The brochure also prices one other service, listed under fee details.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$10M | 1.00% |
| $10M–$20M | 0.75% |
| $20M–$30M | 0.65% |
| $30M and above | 0.50% |
Fee details and sources
Other fees
- Wealth Management Plus Family Office (AUA)
- Wealth management plus family office services on assets under advisement: 1.25% on the first $10 million, 0.95% on the next $10 million, 0.80% on the next $10 million, 0.60% above $30 million.
James Baker owns 50% to 75% of Tranquility Partners. It has 7 employees.
Staff
- 7 employees
- 7 in advisory functions
- 7 state-registered reps
- Owns 50% to 75% of Tranquility Partners, LLC
James Baker
Control person · since October 2015
- Owns 50% to 75% of Tranquility Partners, LLC
John Crawford
Control person · since October 2015
Tranquility Partners’ regulatory assets grew 2.8× from $343M (May 2021) to $960M (August 2026); clients rose from 111 to 259 and employees from 5 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $960M | 259 | 7 | 1 |
| Feb 2025February 2025 | $685M | 238 | 7 | 1 |
| Apr 2024April 2024 | $558M | 202 | 7 | 1 |
| Feb 2023February 2023 | $483M | 177 | 7 | 1 |
| Apr 2022April 2022 | $458M | 148 | 7 | 1 |
| May 2021May 2021 | $343M | 111 | 5 | 1 |
Besides its headquarters, Tranquility Partners has 0 offices, with 1 listed address in 1 state.
Tennessee · 1 listed address
- 5214 Maryland Way, Suite 405, BrentwoodHQ
Contact and registration details
- Legal name
- Tranquility Partners, LLC
- Headquarters
- 5214 Maryland Way, Suite 405, Brentwood, TN 37027
- Website
- tranquilitypartners.com
- Phone
- 615-432-5370
- @tranquility-partners
- SEC file
- 801-113232
- Founded
- 2015
- Structure
- Tennessee LLC
- Fiscal year end
- December
Tranquility Partners’ named custodians for separately managed accounts are Fidelity ($695M, 89%) and Charles Schwab ($82.3M, 11%). Tranquility Partners does not have custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $695M89%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $82.3M11%
At year end, Tranquility Partners’ separately managed accounts were mostly in funds (62%) and stocks (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $291M across 232 positions; the largest are Microsoft Corp. (4.5%), Apple Inc. (4.0%) and Blackstone Inc. (3.8%).
What the accounts hold
- Stocks21%
- Funds62%
- Pooled vehicles37%
- Registered funds25%
- Bonds8%
- Cash9%
How many clients does Tranquility Partners have?
Tranquility Partners has 259 clients and manages $960 million for them, as of August 2026. They include 151 individual clients, 103 high-net-worth individuals and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026
What services does Tranquility Partners offer?
Tranquility Partners provides financial planning, portfolio management for individuals and small businesses, family office services, and philanthropic planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Tranquility Partners charge?
Tranquility Partners charges 0.50%–1.00% for its Wealth Management (AUM). The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in arrears and requires an account of at least $1,000.
Source: ADV PART 2A-TRANQUILITY PARTNERS, LLC, filed 3 August 2026
Which custodians does Tranquility Partners use?
Tranquility Partners’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $695M and Charles Schwab & Co., Inc. (Westlake, TX), with $82.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026
How many financial advisors does Tranquility Partners have?
Tranquility Partners has 7 investment adviser representatives registered with state securities authorities, out of 7 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tranquility Partners invest in?
At the end of its last fiscal year, Tranquility Partners’ separately managed accounts held 37% pooled vehicles (private funds and similar), 25% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities, 9% cash and equivalents and 8% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Tranquility Partners have a minimum investment?
Yes, Tranquility Partners’ minimum account size for its Wealth Management (AUM) is $1K.
Source: ADV PART 2A-TRANQUILITY PARTNERS, LLC, filed 3 August 2026
Who owns Tranquility Partners?
Tranquility Partners’ direct owners are James Baker (50% to 75%) and John Crawford (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026
How does Tranquility Partners get paid?
Tranquility Partners is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Tranquility Partners?
Tranquility Partners’ main office is at 5214 Maryland Way, Suite 405, Brentwood, TN 37027. Its phone number is 615-432-5370. Its website is tranquilitypartners.com.
