James Baker has been CEO of Tranquility Partners since October 2015, is a control person of the firm and directly owns between 50% and 75% of it. James Baker holds a Bachelor of Arts in Economics from Vanderbilt University.
Tranquility Partners, LLC is a Brentwood, TN firm with $960M under management, 259 clients and 7 advisers in one office, as of its August 2026 filing.
Jim Baker is CEO of Tranquility Partners. He has more than 30 years of experience in the financial services industry. He was co-founder and President of Teleion Capital LLC, where he managed an equity fund from 2002-2011. Before 2002, he was Managing Director of Healthcare Equity Research at Raymond James.
- Tranquility Partners, LLCCurrent– present · 10 yearsBrentwood, TN · Adviser representative · Firm CRD 283478
Investment adviser representative registrations
James Baker is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from May 2016; the most recent is Texas, in April 2017.
- TennesseeSince 18 May 2016
- TexasResidentSince 28 April 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 April 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 May 2001 |
| Series 24 | General Securities Principal Examination | 17 July 2000 |
| Series 7 | General Securities Representative Examination | 6 May 1997 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- James Golladay Baker
- CRD
- 2850941
- Firm
- Tranquility Partners · CRD 283478
- Role
- CEO
- Office
- 5214 MARYLAND WAY, SUITE 405, Brentwood, TN 37027
- Registration
- Investment adviser registration
- In the industry since
- May 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- tranquilitypartners.com
Where does James Baker work?
James Baker has been CEO of Tranquility Partners, LLC since October 2015, and is a control person of the firm.
Is James Baker a financial advisor?
Yes. James Baker has a current investment-adviser registration in Tennessee and Texas, through Tranquility Partners since May 2016.
How many years of experience does James Baker have?
James Baker has 10 years in the financial industry, since May 2016, across 1 adviser firm.
What exams has James Baker passed?
James Baker has passed 4 licensing exams: the Series 7, Series 24, Series 63 and Series 65. The earliest, the Series 7, was passed in May 1997.
Where is James Baker based?
James Baker’s registered office is in Brentwood, TN.
Is James Baker registered with FINRA?
No. James Baker has no current broker registration.
How can I verify James Baker’s record?
Search CRD 2850941 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Baker’s full registration record.