James Baker has been an investment adviser representative at Tranquility Partners since April 2022, and is not listed among the firm’s executive officers or direct owners.
Tranquility Partners, LLC is a Brentwood, TN firm with $960M under management, 259 clients and 7 advisers in one office, as of its August 2026 filing.
- Tranquility Partners, LLCCurrent– present · 4 yearsBrentwood, TN · Adviser representative · Firm CRD 283478
Investment adviser representative registrations
James Baker is registered as an investment adviser representative in 3 states. Each was approved in April 2022.
- LouisianaSince 5 April 2022
- TennesseeSince 6 April 2022
- TexasSince 5 April 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 March 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 79 | Investment Banking Registered Representative Examination | 9 November 2017 |
| Series 7 | General Securities Representative Examination | 1 July 2017 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Investment Banking Registered Representative Examination
- Name
- General Securities Representative Examination
- Full name
- James G Baker
- CRD
- 6807291
- Firm
- Tranquility Partners · CRD 283478
- Office
- 5214 MARYLAND WAY, SUITE 405, Brentwood, TN 37027
- Registration
- Investment adviser registration
- In the industry since
- February 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does James Baker work?
James Baker is an investment adviser representative registered through Tranquility Partners, LLC since April 2022, and is not listed among the firm’s executive officers or direct owners.
Is James Baker a financial advisor?
Yes. James Baker has a current investment-adviser registration in Louisiana, Tennessee and Texas, through Tranquility Partners since April 2022.
How many years of experience does James Baker have?
James Baker has 5 years in the financial industry, since February 2021, across 1 adviser firm.
What exams has James Baker passed?
James Baker has passed 3 licensing exams: the Series 7, Series 79 and Series 65. The earliest, the Series 7, was passed in July 2017. FINRA credited James Baker with the SIE, which began in October 2018.
Where is James Baker based?
James Baker’s registered office is in Brentwood, TN.
Is James Baker registered with FINRA?
No. James Baker has no current broker registration.
How can I verify James Baker’s record?
Search CRD 6807291 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Baker’s full registration record.
