Total Wealth Services provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 101–250 clients last fiscal year.
Total Wealth Services reports 162 clients. They include 103 high-net-worth individuals, 47 individual clients, and 8 pension and profit-sharing plans. Of its assets, 100.0% ($186M across 347 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 29% | 3% |
| High-net-worth individuals | 64% | 90% |
| Pension and profit-sharing plans | 5% | 6% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 2% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 47 | $6.11M | 3.3% | $130K |
| High-net-worth individuals | 103 | $167M | 90.0% | $1.63M |
| Pension and profit-sharing plans | 8 | $11.4M | 6.1% | $1.42M |
| Charitable organizations | Fewer than 5 | $1.11M | 0.6% | $1.11M |
| Corporations and other businesses | Fewer than 5 | $44.9K | 0.0% | $15K |
| Total | 162 | $186M | 100% | — |
- Clients
- 47
- Regulatory AUM
- $6.11M
- AUM share
- 3.3%
- Avg. per client
- $130K
- Clients
- 103
- Regulatory AUM
- $167M
- AUM share
- 90.0%
- Avg. per client
- $1.63M
- Clients
- 8
- Regulatory AUM
- $11.4M
- AUM share
- 6.1%
- Avg. per client
- $1.42M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.11M
- AUM share
- 0.6%
- Avg. per client
- $1.11M
- Clients
- Fewer than 5
- Regulatory AUM
- $44.9K
- AUM share
- 0.0%
- Avg. per client
- $15K
Total
- Clients
- 162
- Regulatory AUM
- $186M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Total Wealth Services charges 1.00% a year for its Investment management fees. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Estate planning consulting
- Estate planning document consulting is billed as a fixed fee that depends on the complexity of the work and the Firm's level of involvement.
- Financial planning and consulting
- Stand-alone financial planning and consulting is a fixed fee, negotiable, ranging from $2,500 to $10,000 depending on scope and complexity; one-half is due on signing.
Brandon Berman owns 75% or more of Total Wealth Services. The leadership team of Total Wealth Services includes Chief Compliance Officer Keith Gray. It has 6 employees.
Leadership
Keith GrayChief Operations Officer & Chief Compliance Officer
Brandon BermanPrincipal & Managing Member
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 6 in advisory functions
- 6 state-registered reps
- 2 soliciting firms
- Owns 75% or more of Total Wealth Services, LLC
Brandon Berman
Control person · since May 2024
Total Wealth Services’ regulatory assets grew Infinity× from $0 (May 2024) to $186M (March 2026); employees rose from 1 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $186M | 162 | 6 | 1 |
| March 2025 | $121M | 157 | 3 | 1 |
| May 2024 | $0 | 0 | 1 | 1 |
Besides its headquarters, Total Wealth Services has 0 offices, with 1 listed address in California.
California · 1 listed address
- 4165 E Thousand Oaks BLVD, #355, Westlake VillageHQ
Other business names
Total Wealth Services has reported 1 other business name to the SEC.
- Total Wealth Investments, LLC
Contact and registration details
- Legal name
- Total Wealth Services, LLC
- Headquarters
- 4165 E Thousand Oaks BLVD, #355, Westlake Village, CA 91362
- Website
- totalwealthservices.com
- Phone
- 818-309-3071
- @total-wealth-services
- SEC file
- 801-130563
- Structure
- Delaware LLC
- Fiscal year end
- December
Total Wealth Services uses Charles Schwab ($184M) as custodian for its separately managed accounts. Total Wealth Services has custody of $186M in client assets for 161 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, TX · $184M100%
At year end, Total Wealth Services’ separately managed accounts were largely in stocks (47%) and funds (34%).
What the accounts hold
- Stocks47%
- Funds34%
- Bonds13%
- U.S. government and agency bonds12%
- State and local bonds1%
- Cash3%
- Other3%
- Alternative investments, private equityandprivatecredit.3%
How many clients does Total Wealth Services have?
Total Wealth Services has 162 clients and manages $186 million for them, as of March 2026. They include 103 high-net-worth individuals, 47 individual clients, and 8 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Total Wealth Services offer?
Total Wealth Services provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Total Wealth Services charge?
Total Wealth Services charges 1.00% a year for its Investment management fees. The fee is billed in advance and is negotiable.
Source: TOTAL WEALTH SERVICES, LLC DISCLOSURE BROCHURE, filed 30 March 2026
Which custodians does Total Wealth Services use?
Total Wealth Services’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, TX), with $184M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Total Wealth Services have?
Total Wealth Services has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Total Wealth Services invest in?
At the end of its last fiscal year, Total Wealth Services’ separately managed accounts held 47% exchange-traded equities, 34% registered funds (mutual funds, ETFs, BDCs), 12% U.S. government and agency bonds, 3% cash and equivalents, 3% other and 1% state and local bonds. The 3% other category is described as: Alternative Investments, Private Equityandprivatecredit.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Total Wealth Services?
Total Wealth Services’ direct owner is Brandon Berman (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Total Wealth Services get paid?
Total Wealth Services is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Total Wealth Services?
Total Wealth Services’ main office is at 4165 E Thousand Oaks BLVD, #355, Westlake Village, CA 91362. Its phone number is 818-309-3071. Its website is totalwealthservices.com.