Keith Gray has been Chief Operations Officer & Chief Compliance Officer of Total Wealth Services since March 2026, is a control person of the firm and directly owns under 5% of it.
Total Wealth Services, LLC is a Westlake Village, CA firm with $186M under management, 162 clients and 6 advisers in one office, as of its March 2026 filing.
Keith Gray is Chief Operating Officer of Total Wealth Services. Gray is responsible for overseeing firm operations, driving strategic growth initiatives, enhancing client service delivery, ensuring regulatory compliance and optimizing advisor support. Gray has 20+ years of experience managing high and ultra-high-net-worth relationships.
Keith Gray’s longest registration was 11 years at J.P. Morgan Securities LLC (2014–2025). Before joining Total Wealth Services in 2025, Keith Gray was registered through J.P. Morgan Securities LLC.
- Total Wealth Services, LLCCurrent– present · 1 yearWestlake Village, CA · Adviser representative · Firm CRD 331833
- J.P. Morgan Securities LLC– · 11 yearsSimi Valley, CA · Adviser representative · Firm CRD 79
Investment adviser representative registrations
Keith Gray is registered as an investment adviser representative in California, since September 2025.
- CaliforniaSince 8 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 28 April 2014 |
| Series 7 | General Securities Representative Examination | 8 April 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 April 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 March 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- CRD
- 6036964
- Firm
- Total Wealth Services · CRD 331833
- Role
- Chief Operations Officer & Chief Compliance Officer
- Office
- 4165 E THOUSAND OAKS BLVD, #355, Westlake Village, CA 91362
- Registration
- Investment adviser registration
- In the industry since
- April 2012
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- totalwealthservices.com
Where does Keith Gray work?
Keith Gray has been Chief Operations Officer & Chief Compliance Officer of Total Wealth Services, LLC since March 2026, and is a control person of the firm.
Is Keith Gray a financial advisor?
Yes. Keith Gray has a current investment-adviser registration in California, through Total Wealth Services since September 2025.
How many years of experience does Keith Gray have?
Keith Gray has 14 years in the financial industry, since April 2012, across 2 adviser firms.
What exams has Keith Gray passed?
Keith Gray has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in March 2012. FINRA credited Keith Gray with the SIE, which began in October 2018.
Where did Keith Gray work before Total Wealth Services?
Before Total Wealth Services, Keith Gray was registered through J.P. Morgan Securities LLC, April 2014 to September 2025.
Where is Keith Gray based?
Keith Gray’s registered office is in Westlake Village, CA.
Is Keith Gray registered with FINRA?
No. Keith Gray has no current broker registration.
How can I verify Keith Gray’s record?
Search CRD 6036964 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Keith Gray’s full registration record.
