Todd Asset Management provides portfolio management for individuals and small businesses, selecting other managers, and publishing newsletters.
Todd Asset Management reports 71 clients. They include 43 high-net-worth individuals, 16 other investment advisers and 6 charitable organizations. Of its assets, 100.0% ($6.18B across 104 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $14.9M. It advised 15 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 61% | 4% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | 8% | 2% |
| State or municipal government entities | 7% | 79% |
| Other investment advisers | 23% | 15% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 43 | $227M | 3.7% | $5.29M |
| Pension and profit-sharing plans | Fewer than 5 | $15.9M | 0.3% | $15.9M |
| Charitable organizations | 6 | $99.6M | 1.6% | $16.6M |
| State or municipal government entities | 5 | $4.9B | 79.4% | $980M |
| Other investment advisers | 16 | $931M | 15.1% | $58.2M |
| Total | 71 | $6.18B | 100% | — |
- Clients
- 43
- Regulatory AUM
- $227M
- AUM share
- 3.7%
- Avg. per client
- $5.29M
- Clients
- Fewer than 5
- Regulatory AUM
- $15.9M
- AUM share
- 0.3%
- Avg. per client
- $15.9M
- Clients
- 6
- Regulatory AUM
- $99.6M
- AUM share
- 1.6%
- Avg. per client
- $16.6M
- Clients
- 5
- Regulatory AUM
- $4.9B
- AUM share
- 79.4%
- Avg. per client
- $980M
- Clients
- 16
- Regulatory AUM
- $931M
- AUM share
- 15.1%
- Avg. per client
- $58.2M
Total
- Clients
- 71
- Regulatory AUM
- $6.18B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 15
- Private funds advised
- 0
Todd Asset Management is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Curtiss Scott owns 25% to 50% of Todd Asset Management. The leadership team of Todd Asset Management includes President Curtiss Scott and Chief Compliance Officer James Jenkins. It has 18 employees, 6 of them in advisory roles.
Staff
- 18 employees
- 6 in advisory functions
- 4 state-registered reps
- 3 soliciting firms
- Owns 25% to 50% of Todd Asset Management LLC
Curtiss Scott
Control person · since May 2009
- Owns 10% to 25% of Todd Asset Management LLC
John White
Control person · since May 2009
- Owns 10% to 25% of Todd Asset Management LLC
John Holden
Control person · since May 2009
- Owns 10% to 25% of Todd Asset Management LLC
Casserole LLC
since May 2009
- Owns 75% or more of Casserole LLC
Robert Prugar
since May 2009
- Owns 5% to 10% of Todd Asset Management LLC
James Jenkins
Control person · since May 1998
- Owns 5% to 10% of Todd Asset Management LLC
John Poole
Control person · since May 2009
- Owns 5% to 10% of Todd Asset Management LLC
Shaun Siers
Control person · since June 2022
Todd Asset Management’s regulatory assets grew 1.6× from $3.86B (March 2021) to $6.18B (March 2026); clients rose from 64 to 71 and employees fell from 20 to 18.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $6.18B | 71 | 18 | 1 |
| Mar 2025March 2025 | $5.09B | 70 | 18 | 1 |
| Mar 2024March 2024 | $4.47B | 80 | 19 | 1 |
| Mar 2023March 2023 | $3.97B | 65 | 19 | 1 |
| Mar 2022March 2022 | $4.48B | 62 | 19 | 1 |
| Mar 2021March 2021 | $3.86B | 64 | 20 | 1 |
Besides its headquarters, Todd Asset Management has 0 offices, with 1 listed address in 1 state.
Kentucky · 1 listed address
- 101 South 5th Street, Suite 3100, LouisvilleHQ
Contact and registration details
- Legal name
- Todd Asset Management LLC
- Headquarters
- 101 South 5th Street, Suite 3100, Louisville, KY 40202
- Website
- toddasset.com
- Phone
- 502-585-3121
- SEC file
- 801-55565
- Structure
- Kentucky LLC
- Fiscal year end
- December
Todd Asset Management’s named custodian for separately managed accounts is BNY Mellon ($4.48B). Todd Asset Management does not have custody of client assets.
- BNY MellonBNY Mellon · New York, NY · $4.48B100%
At year end, Todd Asset Management’s separately managed accounts were mostly in stocks (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $5.63B across 182 positions; the largest are Dell Technologies Inc. (2.4%), Teva Pharmaceutical Inds Ltd (2.3%) and Chubb Limited (2.2%).
What the accounts hold
- Stocks95%
- Bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash2%
How many clients does Todd Asset Management have?
Todd Asset Management has 71 clients and manages $6.18 billion for them, as of March 2026. They include 43 high-net-worth individuals, 16 other investment advisers and 6 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Todd Asset Management offer?
Todd Asset Management provides portfolio management for individuals and small businesses, selecting other managers, and publishing newsletters.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Todd Asset Management use?
Todd Asset Management’s separately managed account assets are held at BNY Mellon (New York, NY), with $4.48B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Todd Asset Management have?
Todd Asset Management has 4 investment adviser representatives registered with state securities authorities, out of 18 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Todd Asset Management invest in?
At the end of its last fiscal year, Todd Asset Management’s separately managed accounts held 95% exchange-traded equities, 2% U.S. government and agency bonds, 2% cash and equivalents and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Todd Asset Management?
Todd Asset Management is owned through a holding company by Robert Prugar. Its direct owners are James Jenkins, Curtiss Scott, John White, John Holden, Casserole LLC, John Poole and Shaun Siers, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Todd Asset Management get paid?
Todd Asset Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Todd Asset Management?
Todd Asset Management’s main office is at 101 South 5th Street, Suite 3100, Louisville, KY 40202. Its phone number is 502-585-3121. Its website is toddasset.com.
