Three Seasons Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, divorce planning, education planning, estate planning, family office services, insurance, philanthropic planning, and tax planning.
Three Seasons Wealth reports 390 clients. They include 235 individual clients, 137 high-net-worth individuals, and 18 corporations and other businesses. Of its assets, 97.5% ($1.2B across 787 accounts) are managed with discretion; $31.2M across 92 accounts are not. A wrap fee program the firm both sponsors and manages holds $5.84M. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 4% |
| High-net-worth individuals | 35% | 95% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 5% | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 235 | $53.2M | 4.3% | $227K |
| High-net-worth individuals | 137 | $1.17B | 95.0% | $8.56M |
| Pension and profit-sharing plans | Fewer than 5 | $509K | 0.0% | — |
| Charitable organizations | Fewer than 5 | $996K | 0.1% | — |
| Corporations and other businesses | 18 | $6.45M | 0.5% | $358K |
| Total | 390 | $1.23B | 100% | — |
- Clients
- 235
- Regulatory AUM
- $53.2M
- AUM share
- 4.3%
- Avg. per client
- $227K
- Clients
- 137
- Regulatory AUM
- $1.17B
- AUM share
- 95.0%
- Avg. per client
- $8.56M
- Clients
- Fewer than 5
- Regulatory AUM
- $509K
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $996K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- 18
- Regulatory AUM
- $6.45M
- AUM share
- 0.5%
- Avg. per client
- $358K
Total
- Clients
- 390
- Regulatory AUM
- $1.23B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Three Seasons Wealth charges up to 1.75% a year for its Investment and Wealth Management Services. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Billed in advance at a fixed rate or on an asset basis with no minimum; fees generally do not exceed $20,000 a year. Waived for new clients who engage the firm for investment management.
Tory Parke owns 75% or more of Three Seasons Wealth. The leadership team of Three Seasons Wealth includes Chief Compliance Officer Tory Parke. It has 14 employees, 7 of them in advisory roles.
Leadership
- Tory ParkeMember/Chief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Jaycee Don Carroll
- Daniel Kent De Mille
- Kyle D Glover
- Dustin Michael Gordon
- Wendell Drew Hill
- Tory Vaughn Parke
- Theresa Marie Sommerdyke
Staff
- 14 employees
- 7 in advisory functions
- 7 state-registered reps
- Owns 75% or more of Three Seasons Wealth
Tory Parke
Control person · since April 2023
Three Seasons Wealth’s regulatory assets grew Infinity× from $0 (April 2023) to $1.23B (March 2026); employees rose from 5 to 14.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.23B | 390 | 14 | 1 |
| July 2025 | $362M | 327 | 7 | 1 |
| June 2024 | $250M | 277 | 8 | 2 |
| April 2023 | $0 | 0 | 5 | 1 |
Besides its headquarters, Three Seasons Wealth has 0 offices, with 1 listed address in Utah.
Utah · 1 listed address
- 111 East Broadway, Ste 1250, Salt Lake CityHQ
Contact and registration details
- Legal name
- Three Seasons Wealth
- Headquarters
- 111 East Broadway, Ste 1250, Salt Lake City, UT 84111
- Website
- threeseasonswealth.com
- Phone
- 801-662-0585
- @three-seasons-wealth
- SEC file
- 801-127982
- Structure
- Utah LLC
- Fiscal year end
- December
Three Seasons Wealth uses Charles Schwab ($983M, 80%) and Wells Fargo Clearing Services ($251M, 20%) as custodians for its separately managed accounts. Three Seasons Wealth has custody of $147M in client assets for 41 clients.
- Wells Fargo Clearing ServicesWells Fargo Clearing Services, LLC · St. Louis, MO · $251M20%
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $983M80%
At year end, Three Seasons Wealth’s separately managed accounts were mostly in stocks (78%) and funds (16%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.1B across 180 positions; the largest are Amazon Com Inc. (32.0%), Tesla Inc. (24.0%) and Apple Inc. (13.2%).
What the accounts hold
- Stocks78%
- Funds16%
- Bonds1%
- Cash4%
- Other1%
- Other includes advisory annuity positions as well as combined fractional amounts less than .5% raum individually of non exchange-traded equity securities, us state and local bonds, investment grade corporate bonds, pooled investment vehicles1%
Reported 13F holdings
- $1.1B
- Reported 13F value
- 180
- Positions
- 78.6%
- In the 10 largest
- +319.3%
- Value vs. prior quarter
- Amazon Com Inc.32.0%
- Tesla Inc.24.0%
- Apple Inc.13.2%
- Microsoft Corp.2.9%
- iShares TR · U.S. Energy ETF1.7%
- SPDR Gold TR · Gold Shs1.1%
- iShares TR · U.S. Tech ETF1.0%
- iShares TR · US Telecom ETF1.0%
- iShares TR · U.S. Bas Mtl ETF0.9%
- Proshares TR · Pshs Ult S&P 5000.7%
Together, the ten largest are 78.6% of reported value.
How many clients does Three Seasons Wealth have?
Three Seasons Wealth has 390 clients and manages $1.23 billion for them, as of March 2026. They include 235 individual clients, 137 high-net-worth individuals, and 18 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Three Seasons Wealth offer?
Three Seasons Wealth provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, divorce planning, education planning, estate planning, family office services, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Three Seasons Wealth charge?
Three Seasons Wealth charges up to 1.75% a year for its Investment and Wealth Management Services. The fee is billed in advance and is negotiable.
Source: THREE SEASONS WEALTH FORM ADV PART 2A, filed 10 March 2026
Which custodians does Three Seasons Wealth use?
Three Seasons Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $983M and Wells Fargo Clearing Services, LLC (St. Louis, MO), with $251M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Three Seasons Wealth have?
Three Seasons Wealth has 7 investment adviser representatives registered with state securities authorities, out of 14 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Three Seasons Wealth invest in?
At the end of its last fiscal year, Three Seasons Wealth’s separately managed accounts held 78% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Other Includes Advisory Annuity Positions As Well As Combined Fractional Amounts Less Than .5% Raum Individually of Non Exchange-Traded Equity Securities, US State and Local Bonds, Investment Grade Corporate Bonds, Pooled Investment Vehicles.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Three Seasons Wealth?
Three Seasons Wealth’s direct owner is Tory Parke (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Three Seasons Wealth get paid?
Three Seasons Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Three Seasons Wealth registered with the SEC?
Yes, Three Seasons Wealth has been registered with the SEC as an investment adviser since 12 May 2023. Its CRD number is 326517 and its SEC file number is 801-127982.
Source: Form ADV Part 1A, Item 1, filed 10 March 2026; IAPD firm record
How do I contact Three Seasons Wealth?
Three Seasons Wealth’s main office is at 111 East Broadway, Ste 1250, Salt Lake City, UT 84111. Its phone number is 801-662-0585. Its website is threeseasonswealth.com.