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The fee is billed in advance and is negotiable.","source":"THREE SEASONS WEALTH FORM ADV PART 2A, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Three Seasons Wealth use?","answer":"Three Seasons Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $983M and Wells Fargo Clearing Services, LLC (St. Louis, MO), with $251M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Three Seasons Wealth have?","answer":"Three Seasons Wealth has 7 investment adviser representatives registered with state securities authorities, out of 14 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Three Seasons Wealth invest in?","answer":"At the end of its last fiscal year, Three Seasons Wealth’s separately managed accounts held 78% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs), 4% cash and equivalents, 1% U.S. government and agency bonds and 1% other. The 1% other category is described as: Other Includes Advisory Annuity Positions As Well As Combined Fractional Amounts Less Than .5% Raum Individually of Non Exchange-Traded Equity Securities, US State and Local Bonds, Investment Grade Corporate Bonds, Pooled Investment Vehicles.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Three Seasons Wealth?","answer":"Three Seasons Wealth’s direct owner is Tory Parke (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Three Seasons Wealth get paid?","answer":"Three Seasons Wealth is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Three Seasons Wealth registered with the SEC?","answer":"Yes, Three Seasons Wealth has been registered with the SEC as an investment adviser since 12 May 2023. Its CRD number is 326517 and its SEC file number is 801-127982.","source":"Form ADV Part 1A, Item 1, filed 10 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Three Seasons Wealth?","answer":"Three Seasons Wealth’s main office is at 111 East Broadway, Ste 1250, Salt Lake City, UT 84111. Its phone number is 801-662-0585. 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