The Wealth Advisory Team provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
The Wealth Advisory Team reports 170 clients. They include 128 individual clients, 41 high-net-worth individuals and 1 charitable organization. Of its assets, 98.7% ($145M across 520 accounts) are managed with discretion; $1.9M across 13 accounts are not. It advised 16 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 75% | 32% |
| High-net-worth individuals | 24% | 62% |
| Charitable organizations | <1% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 128 | $46.7M | 31.8% | $365K |
| High-net-worth individuals | 41 | $91M | 61.9% | $2.22M |
| Charitable organizations | 1 | $9.3M | 6.3% | $9.3M |
| Total | 170 | $147M | 100% | $865K |
- Clients
- 128
- Regulatory AUM
- $46.7M
- AUM share
- 31.8%
- Avg. per client
- $365K
- Clients
- 41
- Regulatory AUM
- $91M
- AUM share
- 61.9%
- Avg. per client
- $2.22M
- Clients
- 1
- Regulatory AUM
- $9.3M
- AUM share
- 6.3%
- Avg. per client
- $9.3M
Total
- Clients
- 170
- Regulatory AUM
- $147M
- AUM share
- 100%
- Avg. per client
- $865K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 16
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
The Wealth Advisory Team charges 0.375%–1.00% a year for its Individual & Model Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.75% |
| $3M–$5M | 0.50% |
| $5M and above | 0.375% |
Fee details and sources
Other fees
- Consulting Services
- Fixed fee, typically $300 to $15,000, subject to the arrangement reached with the client.
- Financial Planning
- Fixed fee, typically $300 to $15,000 depending on the arrangement; any advance retainer is capped at $500.
Mackey McNeill owns 75% or more of The Wealth Advisory Team. The leadership team of The Wealth Advisory Team includes President Mackey McNeill. It has 6 employees, 4 of them in advisory roles.
Leadership
- Mackey McNeillPresident/CEO/CCO/Managing Member
- Sarah MohrPartner/Owner
- Andrew PulsfortDirector of Personal Services
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of The Wealth Advisory Team, LLC
Mackey McNeill
Control person · since January 2003
- Owns 10% to 25% of The Wealth Advisory Team, LLC
Andrew Pulsfort
since January 2017
- Owns 10% to 25% of The Wealth Advisory Team, LLC
Sarah Mohr
since January 2022
The Wealth Advisory Team’s regulatory assets grew from $124M (April 2022) to $147M (February 2026); clients rose from 160 to 170 and employees from 3 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $147M | 170 | 6 | 1 |
| February 2025 | $131M | 164 | 5 | 1 |
| May 2024 | $127M | 165 | 5 | 1 |
| January 2023 | $110M | 165 | 3 | 1 |
| April 2022 | $124M | 160 | 3 | 1 |
Besides its headquarters, The Wealth Advisory Team has 0 offices, with 1 listed address in Kentucky.
Kentucky · 1 listed address
- 601 Fairfield Avenue, BellevueHQ
Contact and registration details
- Legal name
- The Wealth Advisory Team, LLC
- Headquarters
- 601 Fairfield Avenue, Bellevue, KY 41073
- Website
- theprosperitypeople.com
- Phone
- 859-331-7755
- SEC file
- 801-123671
- Structure
- Kentucky LLC
- Fiscal year end
- December
The Wealth Advisory Team uses Charles Schwab ($127M) as custodian for its separately managed accounts. The Wealth Advisory Team has custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $127M100%
At year end, The Wealth Advisory Team’s separately managed accounts were mostly in stocks (98%). Its reported 13F holdings for the quarter ended 30 June 2026 total $123M across 39 positions; the largest are ETF Ser Solutions (15.6%), Dimensional ETF Trust (10.4%) and ETF Ser Solutions (10.0%).
What the accounts hold
- Stocks98%
- Exchange-traded equities80%
- Non-exchange-traded equities18%
- Bonds1%
- Cash1%
Reported 13F holdings
- $123M
- Reported 13F value
- 39
- Positions
- 76.5%
- In the 10 largest
- —
- Value vs. prior quarter
- ETF Ser Solutions · Aptus Collrd Inv15.6%
- Dimensional ETF Trust · US Equi Mark ETF10.4%
- ETF Ser Solutions · Aptus Defined10.0%
- Dbx ETF TR · Xtrack MSCI Eafe9.9%
- First TR Exchng Traded FD VI · Smit Unco BD ETF6.5%
- Vanguard BD Index Fds · Intermed Term5.4%
- Vanguard Intl Equity Index F · FTSE Emr Mkt ETF4.7%
- Victory Portfolios II · Core BD ETF4.7%
- Vanguard Whitehall Fds · High Div Yld4.6%
- Vanguard Scottsdale Fds · Vng Rus1000grw4.6%
Together, the ten largest are 76.5% of reported value.
How many clients does The Wealth Advisory Team have?
The Wealth Advisory Team has 170 clients and manages $147 million for them, as of February 2026. They include 128 individual clients, 41 high-net-worth individuals and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 February 2026
What services does The Wealth Advisory Team offer?
The Wealth Advisory Team provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does The Wealth Advisory Team charge?
The Wealth Advisory Team charges 0.375%–1.00% a year for its Individual & Model Portfolio Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does The Wealth Advisory Team use?
The Wealth Advisory Team’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $127M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 February 2026
How many financial advisors does The Wealth Advisory Team have?
The Wealth Advisory Team has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does The Wealth Advisory Team invest in?
At the end of its last fiscal year, The Wealth Advisory Team’s separately managed accounts held 80% exchange-traded equities, 18% non-exchange-traded equities, 1% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns The Wealth Advisory Team?
The Wealth Advisory Team’s direct owners are Mackey McNeill (75% or more), Andrew Pulsfort (10% to 25%) and Sarah Mohr (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 2 February 2026
How does The Wealth Advisory Team get paid?
The Wealth Advisory Team is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is The Wealth Advisory Team registered with the SEC?
Yes, The Wealth Advisory Team has been registered with the SEC as an investment adviser since 8 April 2022. Its CRD number is 124957 and its SEC file number is 801-123671.
Source: Form ADV Part 1A, Item 1, filed 2 February 2026; IAPD firm record
How do I contact The Wealth Advisory Team?
The Wealth Advisory Team’s main office is at 601 Fairfield Avenue, Bellevue, KY 41073. Its phone number is 859-331-7755. Its website is theprosperitypeople.com.