The Legacy Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and insurance. Financial planning was provided to 251–500 clients last fiscal year.
The Legacy Financial Group reports 317 clients. They include 160 individual clients and 157 high-net-worth individuals. Of its assets, 98.9% ($584M across 1,409 accounts) are managed with discretion; $6.37M across 101 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 50% | 11% |
| High-net-worth individuals | 50% | 89% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 160 | $62.2M | 10.5% | $389K |
| High-net-worth individuals | 157 | $526M | 89.0% | $3.35M |
| Pension and profit-sharing plans | Fewer than 5 | $785K | 0.1% | — |
| Charitable organizations | Fewer than 5 | $1.67M | 0.3% | — |
| Corporations and other businesses | Fewer than 5 | $83.8K | 0.0% | — |
| Total | 317 | $591M | 100% | — |
- Clients
- 160
- Regulatory AUM
- $62.2M
- AUM share
- 10.5%
- Avg. per client
- $389K
- Clients
- 157
- Regulatory AUM
- $526M
- AUM share
- 89.0%
- Avg. per client
- $3.35M
- Clients
- Fewer than 5
- Regulatory AUM
- $785K
- AUM share
- 0.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $1.67M
- AUM share
- 0.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $83.8K
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 317
- Regulatory AUM
- $591M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
The Legacy Financial Group charges 0.10%–1.00% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.
Fee details and sources
Kevin King owns 50% to 75% of The Legacy Financial Group. The leadership team of The Legacy Financial Group includes President Kevin King and Chief Compliance Officer Gery Sadzewicz. It has 9 employees, 5 of them in advisory roles.
Leadership
Kevin KingPresident and Shareholder- Gery SadzewiczChief Compliance Officer
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
Staff
- 9 employees
- 5 in advisory functions
- 5 state-registered reps
- 2 insurance agents
- Owns 50% to 75% of The Legacy Financial Group, Inc.
Kevin King
Control person · since April 2005
- Owns 10% to 25% of The Legacy Financial Group, Inc.
Killworth Strategic Capital, LLC
since October 2020
- Owns 75% or more of Killworth Strategic Capital, LLC
James Killingsworth
Control person · since October 2020
- Owns 5% to 10% of The Legacy Financial Group, Inc.
EP Johnson Holdings LLC
since October 2020
- Owns 75% or more of EP Johnson Holdings LLC
Elissa Johnson
Control person · since October 2020
- Owns 5% to 10% of The Legacy Financial Group, Inc.
Kbking Holdings LLC
since October 2022
- Owns 75% or more of Kbking Holdings LLC
Keegan King
since November 2023
The Legacy Financial Group’s regulatory assets grew 2.2× from $263M (March 2021) to $591M (September 2026); clients rose from 236 to 317 and employees from 6 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $591M | 317 | 9 | 3 |
| February 2025 | $514M | 309 | 9 | 1 |
| June 2024 | $420M | 301 | 8 | 1 |
| March 2023 | $336M | 274 | 8 | 1 |
| June 2022 | $319M | 243 | 7 | 1 |
| March 2021 | $263M | 236 | 6 | 1 |
Besides its headquarters, The Legacy Financial Group has 2 offices (2 private residences, listed without an address), with 1 listed address in Oklahoma.
Oklahoma · 1 listed address
- 1425 E. 41st Place, Suite 100, TulsaHQ
Contact and registration details
- Legal name
- The Legacy Financial Group, Inc.
- Headquarters
- 1425 E. 41st Place, Suite 100, Tulsa, OK 74105
- Website
- legacyadvisor.net
- Phone
- 918-665-0826
- @the-legacy-financial-group-inc
- SEC file
- 801-64293
- Founded
- 2000
- Structure
- Oklahoma corporation
- Fiscal year end
- December
The Legacy Financial Group uses Charles Schwab ($583M) as custodian for its separately managed accounts. The Legacy Financial Group has custody of $194M in client assets for 182 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $583M100%
At year end, The Legacy Financial Group’s separately managed accounts were mostly in funds (86%) and stocks (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $429M across 104 positions; the largest are American Centy ETF TR (11.7%), Vanguard Index Fds (8.5%) and Dimensional ETF Trust (6.0%).
What the accounts hold
- Stocks10%
- Funds86%
- Registered funds83%
- Pooled vehicles3%
- Cash4%
Reported 13F holdings
- $429M
- Reported 13F value
- 104
- Positions
- 61.7%
- In the 10 largest
- +13.2%
- Value vs. prior quarter
- American Centy ETF TR · US EQT ETF11.7%
- Vanguard Index Fds · Growth ETF8.5%
- Dimensional ETF Trust · Shor Dur Fix ETF6.0%
- Dimensional ETF Trust · US Mktwide Value5.8%
- Dimensional ETF Trust · World EX US Core5.7%
- Dimensional ETF Trust · US Cor Equ 2 ETF5.3%
- Dimensional ETF Trust · Intl Core EQT MK5.2%
- Dimensional ETF Trust · US High Prof ETF5.0%
- Dimensional ETF Trust · US Equi Mark ETF4.8%
- Dimensional ETF Trust · US Core EQT Mkt3.7%
Together, the ten largest are 61.7% of reported value.
How many clients does The Legacy Financial Group have?
The Legacy Financial Group has 317 clients and manages $591 million for them, as of September 2026. They include 160 individual clients and 157 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 8 September 2026
What services does The Legacy Financial Group offer?
The Legacy Financial Group provides financial planning, portfolio management for individuals and small businesses, pension consulting, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does The Legacy Financial Group charge?
The Legacy Financial Group charges 0.10%–1.00% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.
Which custodians does The Legacy Financial Group use?
The Legacy Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $583M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 8 September 2026
How many financial advisors does The Legacy Financial Group have?
The Legacy Financial Group has 5 investment adviser representatives registered with state securities authorities, out of 9 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does The Legacy Financial Group invest in?
At the end of its last fiscal year, The Legacy Financial Group’s separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities, 4% cash and equivalents and 3% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns The Legacy Financial Group?
The Legacy Financial Group is owned through holding companies by James Killingsworth, Elissa Johnson and Keegan King. Its direct owners are Kevin King (50% to 75%), Killworth Strategic Capital, LLC (10% to 25%), EP Johnson Holdings LLC (5% to 10%) and Kbking Holdings LLC (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 8 September 2026
How does The Legacy Financial Group get paid?
The Legacy Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is The Legacy Financial Group registered with the SEC?
Yes, The Legacy Financial Group has been registered with the SEC as an investment adviser since 4 April 2005. Its CRD number is 135059 and its SEC file number is 801-64293.
Source: Form ADV Part 1A, Item 1, filed 8 September 2026; IAPD firm record
How do I contact The Legacy Financial Group?
The Legacy Financial Group’s main office is at 1425 E. 41st Place, Suite 100, Tulsa, OK 74105. Its phone number is 918-665-0826. Its website is legacyadvisor.net.