Lydia Carnett has been an investment adviser representative at The Legacy Financial Group since September 2024, and is not listed among the firm’s executive officers or direct owners.
The Legacy Financial Group, Inc. is a Tulsa, OK firm with $591M under management, 317 clients and 5 advisers across 3 offices, as of its September 2026 filing.
Lydia Carnett’s longest registration is the current one, 2 years at The Legacy Financial Group since 2024. Before joining The Legacy Financial Group in 2024, Lydia Carnett was registered through Osaic Wealth, Inc. and Woodbury Financial Services, Inc.
- – present · 2 yearsTulsa, OK · Adviser representative · Firm CRD 135059
- Osaic Wealth, Inc.– · under a yearTulsa, OK · Adviser representative · Firm CRD 23131
- Woodbury Financial Services, Inc.– · under a yearTulsa, OK · Adviser representative · Firm CRD 421
Investment adviser representative registrations
Lydia Carnett is registered as an investment adviser representative in 2 states. The first approvals date from September 2024; the most recent is Texas, in January 2025.
- OklahomaSince 24 September 2024
- TexasSince 3 January 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 10 June 2023 |
| Series 7TO | General Securities Representative Examination | 4 November 2022 |
| SIE | Securities Industry Essentials Examination | 11 September 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Lydia Danielle Carnett
- CRD
- 7429740
- Firm
- The Legacy Financial Group · CRD 135059
- Office
- 1425 E. 41ST PLACE, SUITE 100, Tulsa, OK 74105
- Registration
- Investment adviser registration
- In the industry since
- November 2022
- Disciplinary history
- Not yet shown here · SEC record
Where does Lydia Carnett work?
Lydia Carnett is an investment adviser representative registered through The Legacy Financial Group, Inc. since September 2024, and is not listed among the firm’s executive officers or direct owners.
Is Lydia Carnett a financial advisor?
Yes. Lydia Carnett has a current investment-adviser registration in Oklahoma and Texas, through The Legacy Financial Group since September 2024.
How many years of experience does Lydia Carnett have?
Lydia Carnett has 3 years in the financial industry, since November 2022, across 3 adviser firms.
What exams has Lydia Carnett passed?
Lydia Carnett has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2022.
Where did Lydia Carnett work before The Legacy Financial Group?
Before The Legacy Financial Group, Lydia Carnett was registered through Osaic Wealth, Inc., January 2024 to September 2024; Woodbury Financial Services, Inc., June 2023 to January 2024.
Where is Lydia Carnett based?
Lydia Carnett’s registered office is in Tulsa, OK.
Is Lydia Carnett registered with FINRA?
No. Lydia Carnett has no current broker registration.
How can I verify Lydia Carnett’s record?
Search CRD 7429740 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Lydia Carnett’s full registration record.
Kevin KingPresident and Shareholder- Gery SadzewiczChief Compliance Officer