James Killingsworth has been an investment adviser representative at The Legacy Financial Group since May 2017, and is not listed among the firm’s executive officers or direct owners.
The Legacy Financial Group, Inc. is a Tulsa, OK firm with $591M under management, 317 clients and 5 advisers across 3 offices, as of its September 2026 filing.
James Killingsworth’s longest registration is the current one, 9 years at The Legacy Financial Group since 2017. Before joining The Legacy Financial Group in 2017, James Killingsworth was registered through The Ayco Company,l.p.
- – present · 9 yearsTulsa, OK · Adviser representative · Firm CRD 135059
- The Ayco Company,l.p.– · 1 yearDallas, TX · Adviser representative · Firm CRD 106693
Investment adviser representative registrations
James Killingsworth is registered as an investment adviser representative in 2 states. The first approvals date from May 2017; the most recent is Oklahoma, in January 2024.
- OklahomaSince 3 January 2024
- TexasSince 12 May 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 8 December 2014 |
| Series 7 | General Securities Representative Examination | 10 March 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 November 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 14 September 2012 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Bray Killingsworth
- CRD
- 6054998
- Firm
- The Legacy Financial Group · CRD 135059
- Office
- 1425 E. 41ST PLACE, SUITE 100, Tulsa, OK 74105
- Registration
- Investment adviser registration
- In the industry since
- November 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does James Killingsworth work?
James Killingsworth is an investment adviser representative registered through The Legacy Financial Group, Inc. since May 2017, and is not listed among the firm’s executive officers or direct owners.
Is James Killingsworth a financial advisor?
Yes. James Killingsworth has a current investment-adviser registration in Oklahoma and Texas, through The Legacy Financial Group since May 2017.
How many years of experience does James Killingsworth have?
James Killingsworth has 12 years in the financial industry, since November 2013, across 2 adviser firms.
What exams has James Killingsworth passed?
James Killingsworth has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2012. FINRA credited James Killingsworth with the SIE, which began in October 2018.
Where did James Killingsworth work before The Legacy Financial Group?
Before The Legacy Financial Group, James Killingsworth was registered through The Ayco Company,l.p., December 2014 to October 2016.
Where is James Killingsworth based?
James Killingsworth’s registered office is in Tulsa, OK.
Is James Killingsworth registered with FINRA?
No. James Killingsworth has no current broker registration.
How can I verify James Killingsworth’s record?
Search CRD 6054998 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Killingsworth’s full registration record.
Kevin KingPresident and Shareholder- Gery SadzewiczChief Compliance Officer