Tempered Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Tempered Investment Management reports 8 clients. They include 3 high-net-worth individuals, 3 pooled investment vehicles and 1 insurance company. Of its assets, 100.0% ($128M across 8 accounts) are managed with discretion. Of its clients, 63% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 38% | 9% |
| Pooled investment vehicles | 38% | 77% |
| Insurance companies | 13% | 2% |
| Corporations and other businesses | 13% | 12% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $11.8M | 9.3% | $3.94M |
| Pooled investment vehicles | 3 | $97.8M | 76.6% | $32.6M |
| Insurance companies | Fewer than 5 | $2.33M | 1.8% | $2.33M |
| Corporations and other businesses | Fewer than 5 | $15.6M | 12.3% | $15.6M |
| Total | 8 | $128M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $11.8M
- AUM share
- 9.3%
- Avg. per client
- $3.94M
- Clients
- 3
- Regulatory AUM
- $97.8M
- AUM share
- 76.6%
- Avg. per client
- $32.6M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.33M
- AUM share
- 1.8%
- Avg. per client
- $2.33M
- Clients
- Fewer than 5
- Regulatory AUM
- $15.6M
- AUM share
- 12.3%
- Avg. per client
- $15.6M
Total
- Clients
- 8
- Regulatory AUM
- $128M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 63%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Tempered Investment Management is paid through a percentage of assets under management and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
1247013 BC LTD. owns 75% or more of Tempered Investment Management and is in turn owned by Hiok Hhu NG (50–75%). The leadership team of Tempered Investment Management includes Chief Investment Officer Hiok Hhu NG and Chief Compliance Officer Grace Chan. It has 4 employees, 1 of them in advisory roles.
Leadership
- Grace ChanChief Compliance Officer
- Hiok Hhu NGChief Investment Officer, Director
Staff
- 4 employees
- 1 in advisory functions
- Owns 75% or more of Tempered Investment Management LTD.
1247013 BC LTD.
Control person · since June 2020
- Owns 50% to 75% of 1247013 BC LTD.
Hiok Hhu NG
Control person · since June 2020
Tempered Investment Management’s regulatory assets fell from $319M (April 2021) to $128M (September 2026); clients rose from 5 to 8 and employees fell from 5 to 4.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $128M | 8 | 4 | 1 |
| September 2025 | $162M | 5 | 5 | 1 |
| September 2024 | $167M | 5 | 5 | 1 |
| September 2023 | $181M | 5 | 5 | 1 |
| September 2022 | $194M | 5 | 5 | 1 |
| September 2021 | $382M | 5 | 6 | 1 |
| April 2021 | $319M | 5 | 5 | 1 |
Besides its headquarters, Tempered Investment Management has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Tempered Investment Management LTD.
- Headquarters
- 220 - 145 Chadwick Court, North Vancouver, British Columbia, Canada V7M 3K1
- Website
- temperedinvestment.ca
- Phone
- 778-279-7700
- SEC file
- 801-121254
- Structure
- corporation organized in Canada
- Fiscal year end
- June
Tempered Investment Management uses Bank of New York Mellon ($18M, 60%) and National Bank Independent Network ($11.8M, 40%) as custodians for its separately managed accounts. Tempered Investment Management does not have custody of client assets.
- Bank of New York MellonBank of New York Mellon Corporation · New York, NY · $18M60%
- National Bank Independent NetworkNational Bank Independent Network · Toronto · $11.8M40%
At year end, Tempered Investment Management’s separately managed accounts were mostly in stocks (91%).
What the accounts hold
- Stocks91%
- Cash9%
How many clients does Tempered Investment Management have?
Tempered Investment Management has 8 clients and manages $128 million for them, as of September 2026. They include 3 high-net-worth individuals, 3 pooled investment vehicles and 1 insurance company.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026
What services does Tempered Investment Management offer?
Tempered Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Tempered Investment Management use?
Tempered Investment Management’s separately managed account assets are held at Bank of New York Mellon Corporation (New York, NY), with $18M and National Bank Independent Network (Toronto), with $11.8M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026
How many financial advisors does Tempered Investment Management have?
Tempered Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tempered Investment Management invest in?
At the end of its last fiscal year, Tempered Investment Management’s separately managed accounts held 91% exchange-traded equities and 9% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Tempered Investment Management?
Tempered Investment Management is owned through a holding company by Hiok Hhu NG. Its direct owner is 1247013 BC LTD. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 September 2026
How does Tempered Investment Management get paid?
Tempered Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Tempered Investment Management?
Tempered Investment Management’s main office is at 220 - 145 Chadwick Court, North Vancouver, British Columbia, Canada V7M 3K1. Its phone number is 778-279-7700. Its website is temperedinvestment.ca.