{"url":"https://nivawealth.com/firms/tempered-investment-management-158837","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158837","regulatoryAum":127534000,"crd":"158837","history":[{"filedOn":"2021-04-21","regulatoryAum":319370000,"clients":5,"employees":5,"offices":1},{"filedOn":"2021-09-28","regulatoryAum":382150000,"clients":5,"employees":6,"offices":1},{"filedOn":"2022-09-30","regulatoryAum":194094000,"clients":5,"employees":5,"offices":1},{"filedOn":"2023-09-28","regulatoryAum":181310000,"clients":5,"employees":5,"offices":1},{"filedOn":"2024-09-27","regulatoryAum":166651000,"clients":5,"employees":5,"offices":1},{"filedOn":"2025-09-29","regulatoryAum":162429000,"clients":5,"employees":5,"offices":1},{"filedOn":"2026-09-24","regulatoryAum":127534000,"clients":8,"employees":4,"offices":1}],"secFileNumber":"801-121254","legalName":"Tempered Investment Management LTD.","displayName":"Tempered Investment Management","slug":"tempered-investment-management-158837","website":"https://temperedinvestment.ca/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"corporation organized in Canada","fiscalYearEnd":"June","headquarters":{"street":"220 - 145 Chadwick Court","city":"North Vancouver, British Columbia","state":"","stateName":"","country":"Canada","postalCode":"V7M 3K1"},"tradeNames":[],"registration":{"secApproved":"19 May 2021","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":127534000,"discretionary":127534000,"discretionaryAccounts":8,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":63,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":3,"fewerThan5":true,"regulatoryAum":11816000},{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":97751000},{"label":"Insurance companies","clients":1,"fewerThan5":true,"regulatoryAum":2330000},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":15637000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Bank of New York Mellon Corporation","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":17966000},{"name":"National Bank Independent Network","shortName":"National Bank Independent Network","location":"Toronto","smaAssets":11816000}],"custodyNote":"Tempered Investment Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Grace Chan","title":"Chief Compliance Officer","crd":"7447689"},{"name":"Hiok Hhu NG","title":"Chief Investment Officer, Director","crd":"6024558"}],"ownership":[{"label":"1247013 BC LTD.","detail":"Shareholder in the 75% or more ownership band and a control person, since June 2020."},{"label":"Hiok Hhu NG","detail":"Indirect owner: a shareholder of 1247013 bc ltd. of 1247013 BC LTD. in the 50% to 75% band and a control person, since June 2020.","parent":"1247013 BC LTD."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"778-279-7700","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":91},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158837/PDF/158837.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tempered Investment Management have?","answer":"Tempered Investment Management has 8 clients and manages $128 million for them, as of September 2026. They include 3 high-net-worth individuals, 3 pooled investment vehicles and 1 insurance company.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tempered Investment Management offer?","answer":"Tempered Investment Management provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Tempered Investment Management use?","answer":"Tempered Investment Management’s separately managed account assets are held at Bank of New York Mellon Corporation (New York, NY), with $18M and National Bank Independent Network (Toronto), with $11.8M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Tempered Investment Management have?","answer":"Tempered Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Tempered Investment Management invest in?","answer":"At the end of its last fiscal year, Tempered Investment Management’s separately managed accounts held 91% exchange-traded equities and 9% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tempered Investment Management?","answer":"Tempered Investment Management is owned through a holding company by Hiok Hhu NG. Its direct owner is 1247013 BC LTD. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tempered Investment Management get paid?","answer":"Tempered Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Tempered Investment Management?","answer":"Tempered Investment Management’s main office is at 220 - 145 Chadwick Court, North Vancouver, British Columbia, Canada V7M 3K1. Its phone number is 778-279-7700. Its website is temperedinvestment.ca.","source":"Form ADV Part 1A, Item 1.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}