Tanara Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, business succession planning, estate planning, family office services, insurance, philanthropic planning, retirement plan services, and tax planning.
Tanara Wealth Management reports 390 clients. They include 252 individual clients, 114 high-net-worth individuals, and 23 corporations and other businesses. Of its assets, 45.2% ($494M across 1,662 accounts) are managed with discretion; $599M across 950 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 65% | 8% |
| High-net-worth individuals | 29% | 74% |
| Insurance companies | <1% | 1% |
| Corporations and other businesses | 6% | 17% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 252 | $90.8M | 8.3% | $360K |
| High-net-worth individuals | 114 | $806M | 73.7% | $7.07M |
| Insurance companies | 1 | $13M | 1.2% | $13M |
| Corporations and other businesses | 23 | $184M | 16.8% | $7.99M |
| Total | 390 | $1.09B | 100% | $2.8M |
- Clients
- 252
- Regulatory AUM
- $90.8M
- AUM share
- 8.3%
- Avg. per client
- $360K
- Clients
- 114
- Regulatory AUM
- $806M
- AUM share
- 73.7%
- Avg. per client
- $7.07M
- Clients
- 1
- Regulatory AUM
- $13M
- AUM share
- 1.2%
- Avg. per client
- $13M
- Clients
- 23
- Regulatory AUM
- $184M
- AUM share
- 16.8%
- Avg. per client
- $7.99M
Total
- Clients
- 390
- Regulatory AUM
- $1.09B
- AUM share
- 100%
- Avg. per client
- $2.8M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Tanara Wealth Management charges up to 1.30% a year for its Investment management fees. The fee is billed in advance and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Consolidated reporting
- Consolidated reporting is billed as a flat quarterly fee or as a percentage fee on assets not managed by the firm, as agreed with the client.
- Family office services
- Family governance, accounting and bookkeeping, and bill-pay oversight are billed as agreed flat dollar fees, typically quarterly in advance.
- Financial planning fees
- Financial planning is an agreed flat fee recorded in the engagement agreement, starting at $1,000, payable upfront or quarterly in advance.
L3 Investments, LLC owns 50% to 75% of Tanara Wealth Management and is in turn owned by Roger Lowe (75% or more). The leadership team of Tanara Wealth Management includes President Walter Griffin and Chief Compliance Officer Penny Paul. It has 15 employees, 5 of them in advisory roles.
Leadership
- Walter GriffinPresident
- Penny PaulChief Compliance Officer
- James BellistonFounding Partner
- Roger LoweFounding
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Brock Kelson Alvord
- James Brett Belliston
- Alex Phillip Graham
- Dalin Bryan Jewett
- Roger Zebulun Lowe
- Mason G Miles
- Tyler Marc Thompson
Staff
- 15 employees
- 5 in advisory functions
- 5 state-registered reps
- 2 insurance agents
- 1 soliciting firm
- Owns 50% to 75% of Tanara Wealth Management LLC
L3 Investments, LLC
Control person · since April 2026
- Owns 75% or more of L3 Investments, LLC
Roger Lowe
Control person · since January 2023
- Owns 50% to 75% of Tanara Wealth Management LLC
Jeta Family, LLC
Control person · since April 2026
- Owns 75% or more of Jeta Family, LLC
James Belliston
Control person · since March 2009
Besides its headquarters, Tanara Wealth Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Utah.
Utah · 2 listed addresses
- 3301 N Thanksgiving Way, Suite 425, LehiHQ
- 6375 Highland Drive, Salt Lake City
Other business names
Tanara Wealth Management has reported 1 other business name to the SEC.
- Tanara Family Offices
Contact and registration details
- Legal name
- Tanara Wealth Management LLC
- Headquarters
- 3301 N Thanksgiving Way, Suite 425, Lehi, UT 84048
- Website
- tanarawm.com
- Phone
- 801-653-0564
- SEC file
- 801-135541
- Founded
- 2026
- Structure
- Utah LLC
- Fiscal year end
- December
Tanara Wealth Management uses Charles Schwab ($514M) as custodian for its separately managed accounts. Tanara Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $514M100%
At year end, Tanara Wealth Management’s separately managed accounts were mostly in funds (73%) and bonds (17%).
What the accounts hold
- Stocks7%
- Funds73%
- Pooled vehicles55%
- Registered funds18%
- Bonds17%
- U.S. government and agency bonds9%
- Investment grade corporate bonds7%
- State and local bonds1%
- Cash2%
- Other1%
- Hard assets (gold and numismatics); one non-pooled lp1%
How many clients does Tanara Wealth Management have?
Tanara Wealth Management has 390 clients and manages $1.09 billion for them, as of August 2026. They include 252 individual clients, 114 high-net-worth individuals, and 23 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 August 2026
What services does Tanara Wealth Management offer?
Tanara Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, business succession planning, estate planning, family office services, insurance, philanthropic planning, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Tanara Wealth Management charge?
Tanara Wealth Management charges up to 1.30% a year for its Investment management fees. The fee is billed in advance and is negotiable.
Source: TANARA WEALTH MANAGEMENT DISCLOSURE BROCHURE, filed 10 August 2026
Which custodians does Tanara Wealth Management use?
Tanara Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $514M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 August 2026
How many financial advisors does Tanara Wealth Management have?
Tanara Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 15 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tanara Wealth Management invest in?
At the end of its last fiscal year, Tanara Wealth Management’s separately managed accounts held 55% pooled vehicles (private funds and similar), 18% registered funds (mutual funds, ETFs, BDCs), 9% U.S. government and agency bonds, 7% exchange-traded equities, 7% investment grade corporate bonds, 2% cash and equivalents, 1% state and local bonds and 1% other. The 1% other category is described as: Hard Assets (Gold and Numismatics); One Non-Pooled LP.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Tanara Wealth Management?
Tanara Wealth Management is owned through holding companies by Roger Lowe and James Belliston. Its direct owners are L3 Investments, LLC (50% to 75%) and Jeta Family, LLC (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 10 August 2026
How does Tanara Wealth Management get paid?
Tanara Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Tanara Wealth Management registered with the SEC?
Yes, Tanara Wealth Management has been registered with the SEC as an investment adviser since 12 March 2026. Its CRD number is 340174 and its SEC file number is 801-135541.
Source: Form ADV Part 1A, Item 1, filed 10 August 2026; IAPD firm record
How do I contact Tanara Wealth Management?
Tanara Wealth Management’s main office is at 3301 N Thanksgiving Way, Suite 425, Lehi, UT 84048. Its phone number is 801-653-0564. Its website is tanarawm.com.