{"url":"https://nivawealth.com/firms/tanara-wealth-management-340174","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/340174","regulatoryAum":1093210505,"crd":"340174","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7629662","suffix":null,"lastName":"Alvord","firstName":"Brock","middleName":"Kelson"},{"crd":"2402952","suffix":null,"lastName":"BELLISTON","firstName":"JAMES","middleName":"BRETT"},{"crd":"7247089","suffix":null,"lastName":"Graham","firstName":"Alex","middleName":"Phillip"},{"crd":"8257424","suffix":null,"lastName":"Jewett","firstName":"Dalin","middleName":"Bryan"},{"crd":"5827761","suffix":null,"lastName":"LOWE","firstName":"ROGER","middleName":"ZEBULUN"},{"crd":"7750075","suffix":null,"lastName":"MILES","firstName":"MASON","middleName":"G"},{"crd":"7423184","suffix":null,"lastName":"Thompson","firstName":"Tyler","middleName":"Marc"}],"total":7,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135541","legalName":"Tanara Wealth Management LLC","displayName":"Tanara Wealth Management","slug":"tanara-wealth-management-340174","website":"https://tanarawm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/340174/53a0e5c610f153e9-r1.webp","tone":"dark","width":728,"height":200,"sourceUrl":"https://tanarawm.com/","sourceLabel":"Tanara Wealth Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2026","organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3301 N Thanksgiving Way, Suite 425","city":"Lehi","state":"UT","stateName":"Utah","country":"United States","postalCode":"84048"},"tradeNames":["Tanara Family Offices"],"registration":{"secApproved":"12 March 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2449144.3579234974,"staff":{"employees":15,"advisory":5,"brokerDealerReps":0,"insuranceAgents":2,"promoters":1},"aum":{"regulatory":1093210505,"discretionary":494192946,"discretionaryAccounts":1662,"nonDiscretionary":599017559,"nonDiscretionaryAccounts":950,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":252,"regulatoryAum":90784165},{"label":"High-net-worth individuals","clients":114,"regulatoryAum":805602670},{"label":"Insurance companies","clients":1,"regulatoryAum":13033269},{"label":"Corporations and other businesses","clients":23,"regulatoryAum":183790401}],"feePrograms":[{"role":"main","program":"Investment management fees","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054490","versionId":1054490,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-08-10","documentName":"TANARA WEALTH MANAGEMENT DISCLOSURE BROCHURE","fee_rate_low":null,"fee_rate_high":1.3,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consolidated reporting","summary":"Consolidated reporting is billed as a flat quarterly fee or as a percentage fee on assets not managed by the firm, as agreed with the client.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054490","versionId":1054490,"submittedOn":"2026-08-10","documentName":"TANARA WEALTH MANAGEMENT DISCLOSURE BROCHURE"},{"role":"other","program":"Family office services","summary":"Family governance, accounting and bookkeeping, and bill-pay oversight are billed as agreed flat dollar fees, typically quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054490","versionId":1054490,"submittedOn":"2026-08-10","documentName":"TANARA WEALTH MANAGEMENT DISCLOSURE BROCHURE"},{"role":"other","program":"Financial planning fees","summary":"Financial planning is an agreed flat fee recorded in the engagement agreement, starting at $1,000, payable upfront or quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054490","versionId":1054490,"submittedOn":"2026-08-10","documentName":"TANARA WEALTH MANAGEMENT DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T05:43:59.306123+00:00","documents":[{"name":"TANARA WEALTH MANAGEMENT DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054490","versionId":1054490,"submittedOn":"2026-08-10"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":513506647}],"custodyNote":"Tanara Wealth Management does not have custody of client assets.","leadership":[{"name":"Walter Griffin","title":"President","crd":"6911936"},{"name":"Penny Paul","title":"Chief Compliance Officer","crd":"7544384"},{"name":"James Belliston","title":"Founding Partner","crd":"2402952"},{"name":"Roger Lowe","title":"Founding","crd":"5827761"}],"ownership":[{"label":"L3 Investments, LLC","detail":"Owner in the 50% to 75% ownership band and a control person, since April 2026."},{"label":"Jeta Family, LLC","detail":"Owner in the 50% to 75% ownership band and a control person, since April 2026."},{"label":"Roger Lowe","detail":"Indirect owner: a sole owner / managing member of L3 Investments, LLC in the 75% or more band and a control person, since January 2023.","parent":"L3 Investments, LLC"},{"label":"James Belliston","detail":"Indirect owner: a sole owner / managing member of Jeta Family, LLC in the 75% or more band and a control person, since March 2009.","parent":"Jeta Family, LLC"}],"filedOffices":{"otherThanPrincipal":2,"privateResidences":1},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Utah","offices":2,"addresses":[{"street":"3301 N Thanksgiving Way, Suite 425","city":"Lehi","headquarters":true},{"street":"6375 Highland Drive","city":"Salt Lake City"}]}],"brochureServices":["business succession planning","estate planning","family office services","insurance","philanthropic planning","retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"801-653-0564","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":9},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":18},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":55},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":1,"detail":"Hard Assets (Gold and Numismatics); One Non-Pooled LP"}],"privateFunds":0},"sources":{"adv1FilingDate":"10 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/340174/PDF/340174.pdf","brochureDate":"10 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054490","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Tanara Wealth Management have?","answer":"Tanara Wealth Management has 390 clients and manages $1.09 billion for them, as of August 2026. They include 252 individual clients, 114 high-net-worth individuals, and 23 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Tanara Wealth Management offer?","answer":"Tanara Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, selecting other managers, business succession planning, estate planning, family office services, insurance, philanthropic planning, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Tanara Wealth Management charge?","answer":"Tanara Wealth Management charges up to 1.30% a year for its Investment management fees. The fee is billed in advance and is negotiable.","source":"TANARA WEALTH MANAGEMENT DISCLOSURE BROCHURE, filed 10 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Tanara Wealth Management use?","answer":"Tanara Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $514M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Tanara Wealth Management have?","answer":"Tanara Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 15 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Tanara Wealth Management invest in?","answer":"At the end of its last fiscal year, Tanara Wealth Management’s separately managed accounts held 55% pooled vehicles (private funds and similar), 18% registered funds (mutual funds, ETFs, BDCs), 9% U.S. government and agency bonds, 7% exchange-traded equities, 7% investment grade corporate bonds, 2% cash and equivalents, 1% state and local bonds and 1% other. The 1% other category is described as: Hard Assets (Gold and Numismatics); One Non-Pooled LP.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Tanara Wealth Management?","answer":"Tanara Wealth Management is owned through holding companies by Roger Lowe and James Belliston. Its direct owners are L3 Investments, LLC (50% to 75%) and Jeta Family, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Tanara Wealth Management get paid?","answer":"Tanara Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Tanara Wealth Management registered with the SEC?","answer":"Yes, Tanara Wealth Management has been registered with the SEC as an investment adviser since 12 March 2026. Its CRD number is 340174 and its SEC file number is 801-135541.","source":"Form ADV Part 1A, Item 1, filed 10 August 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Tanara Wealth Management?","answer":"Tanara Wealth Management’s main office is at 3301 N Thanksgiving Way, Suite 425, Lehi, UT 84048. Its phone number is 801-653-0564. Its website is tanarawm.com.","source":"Form ADV Part 1A, Item 1.F, filed 10 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}