Taber Asset Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars. Financial planning was provided to 1–10 clients last fiscal year.
Taber Asset Management reports 102 clients. They include 101 high-net-worth individuals and 1 corporate or other business client. Of its assets, 82.1% ($90.3M across 91 accounts) are managed with discretion; $19.7M across 10 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 99% | 94% |
| Corporations and other businesses | <1% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 101 | $103M | 93.6% | $1.02M |
| Corporations and other businesses | Fewer than 5 | $6.99M | 6.4% | $6.99M |
| Total | 102 | $110M | 100% | — |
- Clients
- 101
- Regulatory AUM
- $103M
- AUM share
- 93.6%
- Avg. per client
- $1.02M
- Clients
- Fewer than 5
- Regulatory AUM
- $6.99M
- AUM share
- 6.4%
- Avg. per client
- $6.99M
Total
- Clients
- 102
- Regulatory AUM
- $110M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Taber Asset Management charges 0.40%–1.25% a year for its Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $100K–$500K | 1.25% |
| $500K–$1M | 1.10% |
| $1M–$2M | 1.00% |
| $2M–$3.5M | 0.80% |
| $3.5M–$5M | 0.65% |
| $5M–$10M | 0.50% |
| $10M–$25M | 0.48% |
| $25M–$50M | 0.46% |
| $50M–$75M | 0.44% |
| $75M–$100M | 0.42% |
| $100M and above | 0.40% |
Fee details and sources
Other fees
- Financial planning
- Comprehensive financial plans have a $3,500 minimum fee, half payable on signing. General financial planning is billed at $300 an hour.
William Taber owns 75% or more of Taber Asset Management. The leadership team of Taber Asset Management includes President William Taber. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 4 state-registered reps
- 1 soliciting firm
- Owns 75% or more of Taber Asset Management L.L.C.
William Taber
Control person · since June 1998
Besides its headquarters, Taber Asset Management has 1 office, with 2 listed addresses in 1 state.
Virginia · 1 listed address
- 2000 Duke Street, Alexandria
Choose a state to see its listed addresses.
Contact and registration details
- Legal name
- Taber Asset Management L.L.C.
- Headquarters
- Not reported
- Website
- taberasset.com
- Phone
- 515-557-1860
- @taber-asset-management
- SEC file
- 801-136221
- Structure
- Iowa LLC
- Fiscal year end
- December
Taber Asset Management’s named custodian for separately managed accounts is Charles Schwab ($101M). Taber Asset Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $101M100%
At year end, Taber Asset Management’s separately managed accounts were mostly in stocks (67%) and funds (25%).
What the accounts hold
- Stocks67%
- Funds25%
- Registered funds24%
- Pooled vehicles1%
- Bonds5%
- State and local bonds3%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash3%
How many clients does Taber Asset Management have?
Taber Asset Management has 102 clients and manages $110 million for them, as of May 2026. They include 101 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 May 2026
What services does Taber Asset Management offer?
Taber Asset Management provides financial planning, portfolio management for individuals and small businesses, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Taber Asset Management charge?
Taber Asset Management charges 0.40%–1.25% a year for its Advisory Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Taber Asset Management use?
Taber Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $101M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 May 2026
How many financial advisors does Taber Asset Management have?
Taber Asset Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Taber Asset Management invest in?
At the end of its last fiscal year, Taber Asset Management’s separately managed accounts held 67% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs), 3% state and local bonds, 3% cash and equivalents, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Taber Asset Management?
Taber Asset Management’s direct owner is William Taber (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 May 2026
How does Taber Asset Management get paid?
Taber Asset Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Taber Asset Management?
Its phone number is 515-557-1860. Its website is taberasset.com.