Carla Albers has been an investment adviser representative at Taber Asset Management since June 2012, and is not listed among the firm’s executive officers or direct owners.
Taber Asset Management L.L.C. is a firm with $110M under management, 102 clients and 3 advisers across 2 offices, as of its May 2026 filing.
- – present · 14 yearsDes Moines, IA · Adviser representative · Firm CRD 115849
Investment adviser representative registrations
Carla Albers is registered as an investment adviser representative in 2 states. The first approvals date from June 2012; the most recent is Iowa, in January 2014.
- IowaSince 6 January 2014
- LouisianaSince 21 June 2012
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 20 June 2012 |
| Series 7 | General Securities Representative Examination | 21 December 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 November 2001 |
| Series 11 | Assistant Representative-Order Processing Qualification Exam | 28 August 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Assistant Representative-Order Processing Qualification Exam
- Full name
- Carla Sue Albers
- CRD
- 1390253
- Firm
- Taber Asset Management · CRD 115849
- Office
- Des Moines, IA
- Registration
- Investment adviser registration
- In the industry since
- June 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Carla Albers work?
Carla Albers is an investment adviser representative registered through Taber Asset Management L.L.C. since June 2012, and is not listed among the firm’s executive officers or direct owners.
Is Carla Albers a financial advisor?
Yes. Carla Albers has a current investment-adviser registration in Iowa and Louisiana, through Taber Asset Management since June 2012.
How many years of experience does Carla Albers have?
Carla Albers has 14 years in the financial industry, since June 2012, across 1 adviser firm.
What exams has Carla Albers passed?
Carla Albers has passed 4 licensing exams: the Series 11, Series 63, Series 7 and Series 65. The earliest, the Series 11, was passed in August 2001.
Where is Carla Albers based?
Carla Albers’ registered office is in Des Moines, IA.
Is Carla Albers registered with FINRA?
No. Carla Albers has no current broker registration.
How can I verify Carla Albers’ record?
Search CRD 1390253 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Carla Albers’ full registration record.