William Taber has been President/Chief Compliance Officer of Taber Asset Management since June 1998, is a control person of the firm and directly owns 75% or more of it. William Taber holds a Bachelor's degree in business administration from the University of Iowa.
Taber Asset Management L.L.C. is a firm with $110M under management, 102 clients and 3 advisers across 2 offices, as of its May 2026 filing.
Bill Taber is President of TABER Asset Management. He founded the firm in 1998, after more than a decade as First Vice President of Principal Financial Securities, Inc. From 1979 to 1987 he was Assistant Vice President of E.F. Hutton & Co., Inc., and between 1977 and 1979 he worked as a Corporate Services Representative for Bankers Trust Company.
William Taber’s longest registration is the current one, 27 years at Taber Asset Management since 1999.
- Nations Financial Group, Inc.– · 4 yearsDes Moines, IA · Adviser representative · Firm CRD 44181
Investment adviser representative registrations
William Taber is registered as an investment adviser representative in 2 states. The first approvals date from January 1999; the most recent is Texas, in April 2006.
- IowaSince 28 January 1999
- TexasSince 20 April 2006
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 10 September 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 3 January 1995 |
| Series 5 | Interest Rate Options Examination | 11 November 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 September 1979 |
| Series 7 | General Securities Representative Examination | 18 August 1979 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- William Emmett Taber
- CRD
- 873507
- Firm
- Taber Asset Management · CRD 115849
- Role
- President/Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- January 1999
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- taberasset.com
Where does William Taber work?
William Taber has been President/Chief Compliance Officer of Taber Asset Management L.L.C. since June 1998, and is a control person of the firm.
Is William Taber a financial advisor?
Yes. William Taber has a current investment-adviser registration in Iowa and Texas, through Taber Asset Management since January 1999.
How many years of experience does William Taber have?
William Taber has 27 years in the financial industry, since January 1999, across 2 adviser firms.
What exams has William Taber passed?
William Taber has passed 5 licensing exams: the Series 7, Series 63, Series 5, Series 65 and Series 24. The earliest, the Series 7, was passed in August 1979.
Is William Taber registered with FINRA?
No. William Taber has no current broker registration.
How can I verify William Taber’s record?
Search CRD 873507 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Taber’s full registration record.