T.T.G. Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 51–100 clients last fiscal year.
T.T.G. Financial reports 207 clients. They include 110 high-net-worth individuals, 56 individual clients, and 24 pension and profit-sharing plans. Of its assets, 100.0% ($194M across 210 accounts) are managed with discretion. Of its clients, 1% are outside the U.S. It advised 210 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 27% | 22% |
| High-net-worth individuals | 53% | 63% |
| Pension and profit-sharing plans | 12% | 13% |
| Corporations and other businesses | 8% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 56 | $42.1M | 21.7% | $752K |
| High-net-worth individuals | 110 | $123M | 63.5% | $1.12M |
| Pension and profit-sharing plans | 24 | $24.5M | 12.6% | $1.02M |
| Corporations and other businesses | 17 | $4.3M | 2.2% | $253K |
| Total | 207 | $194M | 100% | $937K |
- Clients
- 56
- Regulatory AUM
- $42.1M
- AUM share
- 21.7%
- Avg. per client
- $752K
- Clients
- 110
- Regulatory AUM
- $123M
- AUM share
- 63.5%
- Avg. per client
- $1.12M
- Clients
- 24
- Regulatory AUM
- $24.5M
- AUM share
- 12.6%
- Avg. per client
- $1.02M
- Clients
- 17
- Regulatory AUM
- $4.3M
- AUM share
- 2.2%
- Avg. per client
- $253K
Total
- Clients
- 207
- Regulatory AUM
- $194M
- AUM share
- 100%
- Avg. per client
- $937K
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 210
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
T.T.G. Financial charges up to 2.00% a year for its Asset Management. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Hourly Planning Engagements
- Limited-scope planning engagements are billed at an hourly rate of $200.
James Evans owns 50% to 75% of T.T.G. Financial. James Kotagides is CEO; the leadership team includes Chief Compliance Officer James Evans. It has 6 employees, 4 of them in advisory roles.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- 1 soliciting firm
- Owns 50% to 75% of T.T.G. Financial, Inc.
James Evans
Control person · since August 2006
- Owns 50% to 75% of T.T.G. Financial, Inc.
James Kotagides
Control person · since August 2006
T.T.G. Financial’s regulatory assets grew 1.6× from $121M (May 2021) to $194M (September 2026); clients rose from 168 to 207 and employees from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $194M | 207 | 6 | 1 |
| Jun 2025June 2025 | $166M | 197 | 5 | 1 |
| Jan 2024January 2024 | $158M | 185 | 5 | 1 |
| Jul 2023July 2023 | $151M | 185 | 5 | 1 |
| Feb 2022February 2022 | $144M | 186 | 5 | 1 |
| May 2021May 2021 | $121M | 168 | 5 | 1 |
Besides its headquarters, T.T.G. Financial has 0 offices, with 1 listed address in 1 state.
Ohio · 1 listed address
- 4790 Douglas Cir NW, Suite 102, CantonHQ
Contact and registration details
- Legal name
- T.T.G. Financial, Inc.
- Headquarters
- 4790 Douglas Cir NW, Suite 102, Canton, OH 44718
- Website
- teamttg.com
- Phone
- 330-491-2220
- SEC file
- 801-118184
- Structure
- Ohio corporation
- Fiscal year end
- December
T.T.G. Financial’s named custodian for separately managed accounts is Charles Schwab ($99.5M). T.T.G. Financial does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Orlando, FL · $99.5M100%
At year end, T.T.G. Financial’s separately managed accounts were largely in stocks (42%) and bonds (34%).
What the accounts hold
- Stocks42%
- Funds19%
- Bonds34%
- Investment grade corporate bonds18%
- State and local bonds10%
- U.S. government and agency bonds6%
- Cash5%
How many clients does T.T.G. Financial have?
T.T.G. Financial has 207 clients and manages $194 million for them, as of September 2026. They include 110 high-net-worth individuals, 56 individual clients, and 24 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026
What services does T.T.G. Financial offer?
T.T.G. Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does T.T.G. Financial charge?
T.T.G. Financial charges up to 2.00% a year for its Asset Management. The fee is billed in arrears and is negotiable.
Which custodians does T.T.G. Financial use?
T.T.G. Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $99.5M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026
How many financial advisors does T.T.G. Financial have?
T.T.G. Financial has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does T.T.G. Financial invest in?
At the end of its last fiscal year, T.T.G. Financial’s separately managed accounts held 42% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs), 18% investment grade corporate bonds, 10% state and local bonds, 6% U.S. government and agency bonds and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns T.T.G. Financial?
T.T.G. Financial’s direct owners are James Evans (50% to 75%) and James Kotagides (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 4 September 2026
How does T.T.G. Financial get paid?
T.T.G. Financial is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact T.T.G. Financial?
T.T.G. Financial’s main office is at 4790 Douglas Cir NW, Suite 102, Canton, OH 44718. Its phone number is 330-491-2220. Its website is teamttg.com.