James Evans has been Chief Compliance Officer of T.T.G. Financial since August 2006, is a control person of the firm and directly owns between 50% and 75% of it.
T.T.G. Financial, Inc. is a Canton, OH firm with $194M under management, 207 clients and 4 advisers in one office, as of its September 2026 filing.
Jim Evans is Co-Founder and Vice President of TTG Financial, Inc. He began his career with Northwestern Mutual/Robert W. Baird in 1985, where he served as life agent and stock broker. From December 1989 to September 2006 he was a stock broker and branch manager for Park Avenue Securities in Canton, Ohio. He co-founded TTG Financial in October 2006 and has served as a principal there from October 2006 to the present.
James Evans’ longest registration is the current one, 20 years at T.T.G. Financial since 2006. Before joining T.T.G. Financial in 2006, James Evans was registered through Park Avenue Securities LLC.
- T.T.G. Financial, Inc.Current– present · 20 yearsCanton, OH · Adviser representative · Firm CRD 129004
- Park Avenue Securities LLC– · under a yearCanton, OH · Adviser representative · Firm CRD 46173
Professional designations
Listed by T.T.G. Financial
- Certified Financial Planner (CFP)
- Qualified Pension Administrator (QPA)
- Qualified 401(k) Administrator (QKA)
- Chartered Special Needs Consultant (ChSNC)
Investment adviser representative registrations
James Evans is registered as an investment adviser representative in 3 states. The first approvals date from October 2006; the most recent is Texas, in December 2024.
- FloridaSince 26 October 2015
- OhioSince 17 October 2006
- TexasSince 10 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 1 April 2008 |
| Series 65 | Uniform Investment Adviser Law Examination | 13 August 2003 |
| Series 24 | General Securities Principal Examination | 29 December 1997 |
| Series 7 | General Securities Representative Examination | 16 January 1988 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 April 1987 |
| Series 22 | Direct Participation Programs Representative Examination | 29 December 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 24 November 1986 |
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Lee Evans
- CRD
- 1598919
- Firm
- T.T.G. Financial · CRD 129004
- Role
- Chief Compliance Officer
- Office
- 4790 DOUGLAS CIR NW, SUITE 102, Canton, OH 44718
- Registration
- Investment adviser registration
- In the industry since
- November 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- teamttg.com
Where does James Evans work?
James Evans has been Chief Compliance Officer of T.T.G. Financial, Inc. since August 2006, and is a control person of the firm.
Is James Evans a financial advisor?
Yes. James Evans has a current investment-adviser registration in Florida, Ohio and Texas, through T.T.G. Financial since October 2006.
How many years of experience does James Evans have?
James Evans has 20 years in the financial industry, since November 2005, across 2 adviser firms.
What exams has James Evans passed?
James Evans has passed 7 licensing exams: the Series 6, Series 22, Series 63, Series 7, Series 24, Series 65 and Series 3. The earliest, the Series 6, was passed in November 1986.
Where did James Evans work before T.T.G. Financial?
Before T.T.G. Financial, James Evans was registered through Park Avenue Securities LLC, October 2005 to October 2006.
Where is James Evans based?
James Evans’ registered office is in Canton, OH.
Is James Evans registered with FINRA?
No. James Evans has no current broker registration.
Is James Evans a CFP?
T.T.G. Financial lists James Evans with the CFP credential (“Certified Financial Planner (CFP)”) on its website. CFP Board confirms certification status.
Source: Jim Evans biography, teamttg.com
How can I verify James Evans’ record?
Search CRD 1598919 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Evans’ full registration record.