{"url":"https://nivawealth.com/firms/t-t-g-financial-129004","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/129004","regulatoryAum":194000000,"crd":"129004","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1598919","suffix":null,"lastName":"EVANS","firstName":"JAMES","middleName":"LEE"},{"crd":"7417711","suffix":null,"lastName":"Hood","firstName":"Morgan","middleName":"Michele"},{"crd":"4774339","suffix":null,"lastName":"KOTAGIDES","firstName":"JAMES","middleName":"\"NMN\""}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-31","regulatoryAum":120577220,"clients":168,"employees":5,"offices":1},{"filedOn":"2022-02-28","regulatoryAum":144000000,"clients":186,"employees":5,"offices":1},{"filedOn":"2023-07-31","regulatoryAum":151130000,"clients":185,"employees":5,"offices":1},{"filedOn":"2024-01-11","regulatoryAum":157816780,"clients":185,"employees":5,"offices":1},{"filedOn":"2025-06-02","regulatoryAum":166384000,"clients":197,"employees":5,"offices":1},{"filedOn":"2026-09-04","regulatoryAum":194000000,"clients":207,"employees":6,"offices":1}],"secFileNumber":"801-118184","legalName":"T.T.G. Financial, Inc.","displayName":"T.T.G. Financial","slug":"t-t-g-financial-129004","website":"https://teamttg.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Ohio corporation","fiscalYearEnd":"December","headquarters":{"street":"4790 Douglas Cir NW, Suite 102","city":"Canton","state":"OH","stateName":"Ohio","country":"United States","postalCode":"44718"},"tradeNames":[],"registration":{"secApproved":"6 March 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":995393.373493976,"staff":{"employees":6,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"regulatory":194000000,"discretionary":194000000,"discretionaryAccounts":210,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":210},"clientTypes":[{"label":"Individuals (other than HNW)","clients":56,"regulatoryAum":42133336},{"label":"High-net-worth individuals","clients":110,"regulatoryAum":123101964},{"label":"Pension and profit-sharing plans","clients":24,"regulatoryAum":24464700},{"label":"Corporations and other businesses","clients":17,"regulatoryAum":4300000}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057052","versionId":1057052,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-09-04","documentName":"NARRATIVE ADV PART II A & B","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Hourly Planning Engagements","summary":"Limited-scope planning engagements are billed at an hourly rate of $200.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057052","versionId":1057052,"submittedOn":"2026-09-04","documentName":"NARRATIVE ADV PART II A & B"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:00:52.383722+00:00","documents":[{"name":"NARRATIVE ADV PART II A & B","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057052","versionId":1057052,"submittedOn":"2026-09-04"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Orlando, FL","smaAssets":99500000}],"custodyNote":"T.T.G. Financial does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Kotagides","title":"Chief Executive Officer","crd":"4774339"},{"name":"James Evans","title":"Chief Compliance Officer","crd":"1598919"}],"ownership":[{"label":"James Evans","detail":"Chief compliance officer in the 50% to 75% ownership band and a control person, since August 2006."},{"label":"James Kotagides","detail":"Chief executive officer in the 50% to 75% ownership band and a control person, since August 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Ohio","offices":1,"addresses":[{"street":"4790 Douglas Cir NW, Suite 102","city":"Canton","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"330-491-2220","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":42},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":10},{"label":"Investment grade corporate bonds","percent":18},{"label":"Securities issued by registered investment companies or business development companies","percent":19},{"label":"Cash and cash equivalents","percent":5}],"privateFunds":0},"sources":{"adv1FilingDate":"4 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/129004/PDF/129004.pdf","brochureDate":"4 September 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1057052","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does T.T.G. Financial have?","answer":"T.T.G. Financial has 207 clients and manages $194 million for them, as of September 2026. They include 110 high-net-worth individuals, 56 individual clients, and 24 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does T.T.G. Financial offer?","answer":"T.T.G. Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does T.T.G. Financial charge?","answer":"T.T.G. Financial charges up to 2.00% a year for its Asset Management. The fee is billed in arrears and is negotiable.","source":"NARRATIVE ADV PART II A & B, filed 4 September 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does T.T.G. Financial use?","answer":"T.T.G. Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (Orlando, FL), with $99.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 4 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does T.T.G. Financial have?","answer":"T.T.G. Financial has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does T.T.G. Financial invest in?","answer":"At the end of its last fiscal year, T.T.G. Financial’s separately managed accounts held 42% exchange-traded equities, 19% registered funds (mutual funds, ETFs, BDCs), 18% investment grade corporate bonds, 10% state and local bonds, 6% U.S. government and agency bonds and 5% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns T.T.G. Financial?","answer":"T.T.G. Financial’s direct owners are James Evans (50% to 75%) and James Kotagides (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does T.T.G. Financial get paid?","answer":"T.T.G. Financial is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact T.T.G. Financial?","answer":"T.T.G. Financial’s main office is at 4790 Douglas Cir NW, Suite 102, Canton, OH 44718. Its phone number is 330-491-2220. Its website is teamttg.com.","source":"Form ADV Part 1A, Item 1.F, filed 4 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}