Systematic Alpha Investments provides portfolio management for individuals and small businesses.
Systematic Alpha Investments reports 2 clients. They include 2 high-net-worth individuals. Of its assets, 100.0% ($3.49B across 22 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $3.49B | 100.0% | $1.74B |
| Total | 2 | $3.49B | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $3.49B
- AUM share
- 100.0%
- Avg. per client
- $1.74B
Total
- Clients
- 2
- Regulatory AUM
- $3.49B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Systematic Alpha Investments is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Stephen Evans owns 75% or more of Systematic Alpha Investments. It has 1 employee.
Leadership
- Christopher AinsworthChief
- Stephen EvansMember and Manager
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Stephen Edwin Evans
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Systematic Alpha Investments, LLC
Stephen Evans
Control person · since June 2018
Systematic Alpha Investments’ regulatory assets grew 3.6× from $980M (March 2021) to $3.49B (March 2026); employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $3.49B | 2 | 1 | 1 |
| March 2025 | $2.71B | 2 | 1 | 1 |
| March 2024 | $2.28B | 2 | 1 | 1 |
| March 2023 | $1.97B | 0 | 1 | 1 |
| March 2022 | $1.75B | 0 | 1 | 1 |
| March 2021 | $980M | 0 | 1 | 1 |
Besides its headquarters, Systematic Alpha Investments has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 36 Mercer Street, PrincetonHQ
Contact and registration details
- Legal name
- Systematic Alpha Investments, LLC
- Headquarters
- 36 Mercer Street, Princeton, NJ 08540
- Website
- Not reported
- Phone
- 609-751-7550
- SEC file
- 801-113746
- Structure
- New Jersey LLC
- Fiscal year end
- December
Systematic Alpha Investments uses Bofa Securities ($850M, 49%), Northern Trust Securities ($750M, 43%) and Citigroup Global Markets ($150M, 9%) as custodians for its separately managed accounts. Systematic Alpha Investments does not have custody of client assets.
- Northern Trust SecuritiesNorthern Trust Securities, Inc. · Chicago, IL · $750M43%
- Citigroup Global MarketsCitigroup Global Markets Inc. · New York, NY · $150M9%
- Bofa SecuritiesBofa Securities, Inc. · New York, NY · $850M49%
At year end, Systematic Alpha Investments’ separately managed accounts were mostly in stocks (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $3.72B across 233 positions; the largest are Voo (20.9%), Lly (9.0%) and Amat (6.2%).
What the accounts hold
- Stocks95%
- Cash5%
Reported 13F holdings
- $3.72B
- Reported 13F value
- 233
- Positions
- 60.4%
- In the 10 largest
- +30.9%
- Value vs. prior quarter
- VooETF20.9%
- Lly9.0%
- Amat6.2%
- VtvETF5.2%
- Nvda4.8%
- Aapl4.5%
- Googl3.0%
- Msft2.5%
- VigETF2.2%
- VgtETF2.1%
Together, the ten largest are 60.4% of reported value.
How many clients does Systematic Alpha Investments have?
Systematic Alpha Investments has 2 clients and manages $3.49 billion for them, as of March 2026. They include 2 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Systematic Alpha Investments offer?
Systematic Alpha Investments provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Systematic Alpha Investments use?
Systematic Alpha Investments’ separately managed account assets are held at Bofa Securities, Inc. (New York, NY), with $850M, Northern Trust Securities, Inc. (Chicago, IL), with $750M and Citigroup Global Markets Inc. (New York, NY), with $150M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Systematic Alpha Investments have?
Systematic Alpha Investments has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Systematic Alpha Investments invest in?
At the end of its last fiscal year, Systematic Alpha Investments’ separately managed accounts held 95% exchange-traded equities and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Systematic Alpha Investments?
Systematic Alpha Investments’ direct owner is Stephen Evans (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Systematic Alpha Investments get paid?
Systematic Alpha Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Systematic Alpha Investments registered with the SEC?
Yes, Systematic Alpha Investments has been registered with the SEC as an investment adviser since 31 July 2018. Its CRD number is 297693 and its SEC file number is 801-113746.
Source: Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record
How do I contact Systematic Alpha Investments?
Systematic Alpha Investments’ main office is at 36 Mercer Street, Princeton, NJ 08540. Its phone number is 609-751-7550.