Stratis Capital provides portfolio management for individuals and small businesses and selecting other managers.
Stratis Capital reports 1 client. They include 1 high-net-worth individual. Of its assets, 65.9% ($334M across 56 accounts) are managed with discretion; $173M across 29 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $508M | 100.0% | $508M |
| Total | 1 | $508M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $508M
- AUM share
- 100.0%
- Avg. per client
- $508M
Total
- Clients
- 1
- Regulatory AUM
- $508M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Stratis Capital charges 0.25%–2.00% a year for its Portfolio Management and Asset Allocation Services. The fee is billed in arrears, is negotiable and requires an account of at least $5,000,000.
Fee details and sources
William Epifanio owns 75% or more of Stratis Capital. It has 1 employee.
Leadership
- William EpifanioManaging
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Stratis Capital, LLC
William Epifanio
Control person · since January 2019
Stratis Capital’s regulatory assets grew from $361M (March 2021) to $508M (March 2026); clients fell from 3 to 1 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $508M | 1 | 1 | 1 |
| February 2025 | $449M | 1 | 1 | 1 |
| March 2024 | $399M | 1 | 1 | 1 |
| March 2023 | $396M | 1 | 1 | 1 |
| March 2022 | $412M | 1 | 1 | 1 |
| March 2021 | $361M | 3 | 1 | 1 |
Besides its headquarters, Stratis Capital has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 30 Old Kings Highway South, DarienHQ
Contact and registration details
- Legal name
- Stratis Capital, LLC
- Headquarters
- 30 Old Kings Highway South, Darien, CT 06820
- Website
- stratiscap.com
- Phone
- 917-705-2500
- @stratiscap
- SEC file
- 801-118000
- Structure
- Delaware LLC
- Fiscal year end
- December
Stratis Capital uses Goldman Sachs & Co. ($420M, 86%) and Citigroup Global Markets ($69.1M, 14%) as custodians for its separately managed accounts. Stratis Capital does not have custody of client assets.
- Goldman Sachs & Co.Goldman Sachs & Co. LLC · New York, NY · $420M86%
- Citigroup Global MarketsCitigroup Global Markets Inc. · Greenwich, CT · $69.1M14%
At year end, Stratis Capital’s separately managed accounts were mostly in funds (55%) and stocks (28%).
What the accounts hold
- Stocks28%
- Funds55%
- Registered funds47%
- Pooled vehicles8%
- Bonds16%
- State and local bonds14%
- High-yield corporate bonds2%
- Cash1%
How many clients does Stratis Capital have?
Stratis Capital has 1 client and manages $508 million for them, as of March 2026. They include 1 high-net-worth individual.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Stratis Capital offer?
Stratis Capital provides portfolio management for individuals and small businesses and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Stratis Capital charge?
Stratis Capital charges 0.25%–2.00% a year for its Portfolio Management and Asset Allocation Services. The fee is billed in arrears, is negotiable and requires an account of at least $5,000,000.
Source: STRATIS CAPITAL, LLC ADV BROCHURE, filed 10 March 2026
Which custodians does Stratis Capital use?
Stratis Capital’s separately managed account assets are held at Goldman Sachs & Co. LLC (New York, NY), with $420M and Citigroup Global Markets Inc. (Greenwich, CT), with $69.1M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Stratis Capital have?
Stratis Capital has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stratis Capital invest in?
At the end of its last fiscal year, Stratis Capital’s separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 28% exchange-traded equities, 14% state and local bonds, 8% pooled vehicles (private funds and similar), 2% high-yield corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Stratis Capital have a minimum investment?
Yes, Stratis Capital’s minimum account size for its Portfolio Management and Asset Allocation Services is $5M.
Source: STRATIS CAPITAL, LLC ADV BROCHURE, filed 10 March 2026
Who owns Stratis Capital?
Stratis Capital’s direct owner is William Epifanio (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Stratis Capital get paid?
Stratis Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Stratis Capital registered with the SEC?
Yes, Stratis Capital has been registered with the SEC as an investment adviser since 27 January 2020. Its CRD number is 300130 and its SEC file number is 801-118000.
Source: Form ADV Part 1A, Item 1, filed 10 March 2026; IAPD firm record
How do I contact Stratis Capital?
Stratis Capital’s main office is at 30 Old Kings Highway South, Darien, CT 06820. Its phone number is 917-705-2500. Its website is stratiscap.com.