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William Epifanio

Managing at Stratis Capital in Darien, CT

Investment adviser registrationUpdated

William Epifanio is Managing of Stratis Capital, LLC, an investment adviser managing $508M, and works from its Darien, CT office. William Epifanio has been registered as an investment adviser representative through Stratis Capital since 12 March 2020, has 6 years in the industry across 1 firm and has passed the Series 7, Series 63 and Series 65.

6
Years in industry
6
Years at firm
1
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

William Epifanio has been Managing of Stratis Capital since January 2019, is a control person of the firm and directly owns 75% or more of it.

Stratis Capital, LLC is a Darien, CT firm with $508M under management, 1 client and 1 adviser in one office, as of its March 2026 filing.

  1. – present · 6 years
    Darien, CT · Adviser representative · Firm CRD 300130

Credentials and registrations

Investment adviser representative registrations

William Epifanio is registered as an investment adviser representative in Connecticut, since March 2020.

  • ConnecticutSince 12 March 2020

Examinations

Series 6512 March 2020
Name
Uniform Investment Adviser Law Examination
Series 6328 April 1998
Name
Uniform Securities Agent State Law Examination
Series 76 April 1998
Name
General Securities Representative Examination

Key facts

Full name
William Edward Epifanio
CRD
3019375
Firm
Stratis Capital · CRD 300130
Role
Managing
Office
30 OLD KINGS HIGHWAY SOUTH, Darien, CT 06820
Registration
Investment adviser registration
In the industry since
March 2020
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does William Epifanio work?

William Epifanio has been Managing of Stratis Capital, LLC since January 2019, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 10 March 2026

Is William Epifanio a financial advisor?

Yes. William Epifanio has a current investment-adviser registration in Connecticut, through Stratis Capital since March 2020.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does William Epifanio have?

William Epifanio has 6 years in the financial industry, since March 2020, across 1 adviser firm.

Source: IAPD individual record, checked 22 October 2026

What exams has William Epifanio passed?

William Epifanio has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in April 1998.

Source: IAPD individual record, checked 22 October 2026

Where is William Epifanio based?

William Epifanio’s registered office is in Darien, CT.

Source: IAPD individual record, checked 22 October 2026

Is William Epifanio registered with FINRA?

No. William Epifanio has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify William Epifanio’s record?

Search CRD 3019375 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes William Epifanio’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Sources

  1. IAPD individual record, CRD 3019375, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Stratis Capital, LLC, filed 10 March 2026. Title, control and ownership bands.