Strategic Wealth Capital provides financial planning, portfolio management for individuals and small businesses, educational seminars, business succession planning, education planning, estate planning, insurance, philanthropic planning, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
Strategic Wealth Capital reports 66 clients. They include 51 individual clients, 14 high-net-worth individuals and 1 corporate or other business client. Of its assets, 100.0% ($238M across 370 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $238M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 33% |
| High-net-worth individuals | 21% | 65% |
| Corporations and other businesses | 2% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 51 | $78.6M | 33.0% | $1.54M |
| High-net-worth individuals | 14 | $154M | 64.6% | $11M |
| Corporations and other businesses | Fewer than 5 | $5.86M | 2.5% | $5.86M |
| Total | 66 | $238M | 100% | — |
- Clients
- 51
- Regulatory AUM
- $78.6M
- AUM share
- 33.0%
- Avg. per client
- $1.54M
- Clients
- 14
- Regulatory AUM
- $154M
- AUM share
- 64.6%
- Avg. per client
- $11M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.86M
- AUM share
- 2.5%
- Avg. per client
- $5.86M
Total
- Clients
- 66
- Regulatory AUM
- $238M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Strategic Wealth Capital is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Fixed-fee financial planning is based on a good-faith estimate of hours, mutually agreed in advance and billed separately from the asset-based fee; no rate is stated.
Adrianne Yamaki owns 75% or more of Strategic Wealth Capital. The leadership team of Strategic Wealth Capital includes Chief Compliance Officer Alicia Minyen. It has 5 employees, 2 of them in advisory roles.
Leadership
- Alicia MinyenChief Compliance Officer
Adrianne YamakiManaging Director
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Strategic Wealth Capital, LLC
Adrianne Yamaki
Control person · since September 2019
Strategic Wealth Capital’s regulatory assets grew Infinity× from $0 (April 2023) to $238M (March 2026); employees rose from 2 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $238M | 66 | 5 | 1 |
| Mar 2025March 2025 | $206M | 62 | 4 | 1 |
| Mar 2024March 2024 | $179M | 53 | 5 | 1 |
| Apr 2023April 2023 | $0 | 0 | 2 | 1 |
Besides its headquarters, Strategic Wealth Capital has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 345 California Street, 6th Floor, San FranciscoHQ
Contact and registration details
- Legal name
- Strategic Wealth Capital, LLC
- Headquarters
- 345 California Street, 6th Floor, San Francisco, CA 94104
- Website
- strategicwealthcapital.com
- Phone
- 415-780-7022
- @strategicwealthcapital
- SEC file
- 801-127930
- Founded
- 2019
- Structure
- California LLC
- Fiscal year end
- December
Strategic Wealth Capital does not have custody of client assets.
At year end, Strategic Wealth Capital’s separately managed accounts were mostly in stocks (55%) and funds (25%).
What the accounts hold
- Stocks55%
- Funds25%
- Bonds13%
- State and local bonds8%
- U.S. government and agency bonds3%
- Investment grade corporate bonds2%
- Cash7%
How many clients does Strategic Wealth Capital have?
Strategic Wealth Capital has 66 clients and manages $238 million for them, as of March 2026. They include 51 individual clients, 14 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Strategic Wealth Capital offer?
Strategic Wealth Capital provides financial planning, portfolio management for individuals and small businesses, educational seminars, business succession planning, education planning, estate planning, insurance, philanthropic planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How many financial advisors does Strategic Wealth Capital have?
Strategic Wealth Capital has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Strategic Wealth Capital invest in?
At the end of its last fiscal year, Strategic Wealth Capital’s separately managed accounts held 55% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 8% state and local bonds, 7% cash and equivalents, 3% U.S. government and agency bonds and 2% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Strategic Wealth Capital?
Strategic Wealth Capital’s direct owner is Adrianne Yamaki (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Strategic Wealth Capital get paid?
Strategic Wealth Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Strategic Wealth Capital?
Strategic Wealth Capital’s main office is at 345 California Street, 6th Floor, San Francisco, CA 94104. Its phone number is 415-780-7022. Its website is strategicwealthcapital.com.