Aureliana Lopes Monteiro has been an investment adviser representative at Strategic Wealth Capital since June 2023, and is not listed among the firm’s executive officers or direct owners.
Strategic Wealth Capital, LLC is a San Francisco, CA firm with $238M under management, 66 clients and 2 advisers in one office, as of its March 2026 filing.
Aureliana Lopes Monteiro’s longest registration was 4 years at Morgan Stanley (2015–2019). Before joining Strategic Wealth Capital in 2023, Aureliana Lopes Monteiro was registered through Sanctuary Advisors, LLC and Morgan Stanley.
- Strategic Wealth CapitalCurrent– present · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 326299
- Sanctuary Advisors, LLC– · 3 yearsSan Francisco, CA · Adviser representative · Firm CRD 226606
- Morgan Stanley– · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 149777
Investment adviser representative registrations
Aureliana Lopes Monteiro is registered as an investment adviser representative in 4 states. The first approvals date from June 2023; the most recent is New York, in August 2023.
- CaliforniaSince 5 June 2023
- New YorkSince 30 August 2023
- TexasSince 18 August 2023
- VirginiaSince 18 August 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 February 2015 |
| Series 7 | General Securities Representative Examination | 13 October 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 6188659
- Firm
- Strategic Wealth Capital · CRD 326299
- Office
- 345 CALIFORNIA STREET, 6TH FLOOR, San Francisco, CA 94104
- Registration
- Investment adviser registration
- In the industry since
- October 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Aureliana Lopes Monteiro work?
Aureliana Lopes Monteiro is an investment adviser representative registered through Strategic Wealth Capital, LLC since June 2023, and is not listed among the firm’s executive officers or direct owners.
Is Aureliana Lopes Monteiro a financial advisor?
Yes. Aureliana Lopes Monteiro has a current investment-adviser registration in California, New York, Texas and Virginia, through Strategic Wealth Capital since June 2023.
How many years of experience does Aureliana Lopes Monteiro have?
Aureliana Lopes Monteiro has 12 years in the financial industry, since October 2014, across 3 adviser firms.
What exams has Aureliana Lopes Monteiro passed?
Aureliana Lopes Monteiro has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2014. FINRA credited Aureliana Lopes Monteiro with the SIE, which began in October 2018.
Where did Aureliana Lopes Monteiro work before Strategic Wealth Capital?
Before Strategic Wealth Capital, Aureliana Lopes Monteiro was registered through Morgan Stanley, February 2015 to September 2019.
Where is Aureliana Lopes Monteiro based?
Aureliana Lopes Monteiro’s registered office is in San Francisco, CA.
Is Aureliana Lopes Monteiro registered with FINRA?
No. Aureliana Lopes Monteiro has no current broker registration.
How can I verify Aureliana Lopes Monteiro’s record?
Search CRD 6188659 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Aureliana Lopes Monteiro’s full registration record.
