{"url":"https://nivawealth.com/firms/strategic-wealth-capital-326299","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/326299","regulatoryAum":238395849,"crd":"326299","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6188659","suffix":null,"lastName":"LOPES MONTEIRO","firstName":"AURELIANA","middleName":null},{"crd":"3146002","suffix":null,"lastName":"YAMAKI","firstName":"ADRIANNE","middleName":"SANDERS"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-04-04","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2024-03-28","regulatoryAum":178930538,"clients":53,"employees":5,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":206478697,"clients":62,"employees":4,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":238395849,"clients":66,"employees":5,"offices":1}],"secFileNumber":"801-127930","legalName":"Strategic Wealth Capital, LLC","displayName":"Strategic Wealth Capital","slug":"strategic-wealth-capital-326299","website":"https://strategicwealthcapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/326299/e4d79e34edccca2e-r1.webp","tone":"light","width":1127,"height":200,"sourceUrl":"https://strategicwealthcapital.com/","sourceLabel":"Strategic Wealth Capital, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/strategicwealthcapital","founded":"2019","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"345 California Street, 6th Floor","city":"San Francisco","state":"CA","stateName":"California","country":"United States","postalCode":"94104"},"tradeNames":[],"registration":{"secApproved":"4 May 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":3577443.8307692306,"staff":{"employees":5,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":238395849,"discretionary":238395849,"discretionaryAccounts":370,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":237719983,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":51,"regulatoryAum":78627613},{"label":"High-net-worth individuals","clients":14,"regulatoryAum":153906236},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":5862000}],"feePrograms":[{"role":"other","program":"Financial Planning","summary":"Fixed-fee financial planning is based on a good-faith estimate of hours, mutually agreed in advance and billed separately from the asset-based fee; no rate is stated.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038633","versionId":1038633,"submittedOn":"2026-03-31","documentName":"SWC ADV 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:29:14.919285+00:00","documents":[{"name":"SWC ADV 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038633","versionId":1038633,"submittedOn":"2026-03-31"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038634","versionId":1038634,"submittedOn":null}]},"custodians":[],"custodyNote":"Strategic Wealth Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Alicia Minyen","title":"Chief Compliance Officer","crd":"8217075"},{"name":"Adrianne Yamaki","title":"Managing Director","crd":"3146002"}],"ownership":[{"label":"Adrianne Yamaki","detail":"Managing director in the 75% or more ownership band and a control person, since September 2019."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"345 California Street, 6th Floor","city":"San Francisco","headquarters":true}]}],"brochureServices":["business succession planning","education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"415-780-7022","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Educational seminars/workshops"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":55},{"label":"U.S. government/agency bonds","percent":3},{"label":"U.S. state and local bonds","percent":8},{"label":"Investment grade corporate bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":25},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/326299/PDF/326299.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1038633","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Strategic Wealth Capital have?","answer":"Strategic Wealth Capital has 66 clients and manages $238 million for them, as of March 2026. They include 51 individual clients, 14 high-net-worth individuals and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Wealth Capital offer?","answer":"Strategic Wealth Capital provides financial planning, portfolio management for individuals and small businesses, educational seminars, business succession planning, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Strategic Wealth Capital have?","answer":"Strategic Wealth Capital has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Wealth Capital invest in?","answer":"At the end of its last fiscal year, Strategic Wealth Capital’s separately managed accounts held 55% exchange-traded equities, 25% registered funds (mutual funds, ETFs, BDCs), 8% state and local bonds, 7% cash and equivalents, 3% U.S. government and agency bonds and 2% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Wealth Capital?","answer":"Strategic Wealth Capital’s direct owner is Adrianne Yamaki (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Wealth Capital get paid?","answer":"Strategic Wealth Capital is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strategic Wealth Capital?","answer":"Strategic Wealth Capital’s main office is at 345 California Street, 6th Floor, San Francisco, CA 94104. Its phone number is 415-780-7022. Its website is strategicwealthcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}