Strategic Point Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and insurance. Financial planning was provided to 500 clients last fiscal year.
Strategic Point Investment Advisors reports 709 clients. They include 401 individual clients, 305 high-net-worth individuals, and 3 pension and profit-sharing plans. Of its assets, 100.0% ($915M across 1,934 accounts) are managed with discretion. It advised 5 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 19% |
| High-net-worth individuals | 43% | 81% |
| Pension and profit-sharing plans | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 401 | $171M | 18.7% | $427K |
| High-net-worth individuals | 305 | $738M | 80.7% | $2.42M |
| Pension and profit-sharing plans | 3 | $5.5M | 0.6% | $1.83M |
| Total | 709 | $915M | 100% | $1.29M |
- Clients
- 401
- Regulatory AUM
- $171M
- AUM share
- 18.7%
- Avg. per client
- $427K
- Clients
- 305
- Regulatory AUM
- $738M
- AUM share
- 80.7%
- Avg. per client
- $2.42M
- Clients
- 3
- Regulatory AUM
- $5.5M
- AUM share
- 0.6%
- Avg. per client
- $1.83M
Total
- Clients
- 709
- Regulatory AUM
- $915M
- AUM share
- 100%
- Avg. per client
- $1.29M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 5
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 500
Strategic Point Investment Advisors charges 0.50%–1.25% a year for its Investment management services fee schedule. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Stand-alone financial planning
- Stand-alone financial planning and consulting are billed at $300.00 per hour, with hours agreed in advance; 50% of the plan fee is credited toward the IMS fee if the client engages SPIA within one year.
Fi Services Holdings, LLC owns 75% or more of Strategic Point Investment Advisors and is in turn owned by Focus Operating, LLC (75% or more). The leadership team of Strategic Point Investment Advisors includes Chief Investment Officer Derek Amey, Chief Financial Officer Andrea Felice and Chief Compliance Officer Richard Anzelone. It has 12 employees, 6 of them in advisory roles.
Leadership
- Andrea FeliceChief Financial Officer
Richard AnzeloneManaging Partner, Chief Compliance Officer
Derek AmeyManaging Partner, Chief Investment Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
Staff
- 12 employees
- 6 in advisory functions
- 6 state-registered reps
- 4 insurance agents
- Owns 75% or more of Strategic Point Investment Advisors LLC
Fi Services Holdings, LLC
Control person · since January 2006
- Owns 75% or more of Fi Services Holdings, LLC
Focus Operating, LLC
Control person · since January 2006
- Owns 75% or more of Focus Operating, LLC
Focus Financial Partners, LLC
Control person · since January 2007
- Owns 75% or more of Focus Financial Partners, LLC
Focus Financial Partners Inc.
Control person · since July 2018
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Acquisition, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Acquisition, LLC
Ferdinand FFP Intermediate Holdings, LLC
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Intermediate Holdings, LLC
Ferdinand FFP Parent, Inc
Control person · since August 2023
- Owns 75% or more of Ferdinand FFP Parent, Inc
Ferdinand FFP Ultimate Holdings, LP
Control person · since August 2023
- Owns 50% to 75% of Ferdinand FFP Ultimate Holdings, LP
CD&R Ferdinand Holdings, L.P.
Control person · since August 2023
- Owns 50% to 75% of CD&R Ferdinand Holdings, L.P.
Clayton, Dubilier& Rice Fund Xii, L.P.
Control person · since August 2023
- Owns 25% to 50% of CD&R Ferdinand Holdings, L.P.
CD&R Ferdinand Co-Investor, L.P.
Control person · since August 2023
- Owns 75% or more of Focus Financial Partners Inc.
Ferdinand FFP Ultimate Holdings LP
Control person · since August 2023
Strategic Point Investment Advisors’ regulatory assets grew from $648M (March 2021) to $915M (March 2026); clients rose from 638 to 709 and employees were 12 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $915M | 709 | 12 | 2 |
| March 2025 | $806M | 706 | 12 | 2 |
| June 2024 | $717M | 669 | 12 | 2 |
| March 2023 | $638M | 645 | 13 | 2 |
| March 2022 | $752M | 645 | 13 | 2 |
| March 2021 | $648M | 638 | 12 | 2 |
Besides its headquarters, Strategic Point Investment Advisors has 1 office, with 2 listed addresses in Rhode Island.
Rhode Island · 2 listed addresses
- 294 West Exchange Street, ProvidenceHQ
- 557 Main Street, East Greenwich
Contact and registration details
- Legal name
- Strategic Point Investment Advisors LLC
- Headquarters
- 294 West Exchange Street, Providence, RI 02903-1004
- Website
- strategicpoint.com
- Phone
- 401-273-1500
- SEC file
- 801-61711
- Structure
- Delaware LLC
- Fiscal year end
- December
Strategic Point Investment Advisors uses Fidelity ($831M) as custodian for its separately managed accounts. Strategic Point Investment Advisors has custody of $140M in client assets for 139 clients.
- FidelityNational Financial Services LLC · Boston, MA · $831M100%
At year end, Strategic Point Investment Advisors’ separately managed accounts were mostly in funds (94%). Its reported 13F holdings for the quarter ended 30 June 2026 total $767M across 36 positions; the largest are State Str SPDR S&P 500 ETF T (14.6%), iShares TR (10.8%) and iShares TR (10.2%).
What the accounts hold
- Funds94%
- Cash6%
Reported 13F holdings
- $767M
- Reported 13F value
- 36
- Positions
- 76.6%
- In the 10 largest
- +11.6%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit14.6%
- iShares TR · Core S&P500 ETF10.8%
- iShares TR · 3 7 YR Treas BD10.2%
- iShares TR · Core S&P Ttl Stk7.7%
- iShares TR · S&P 500 Val ETF7.4%
- iShares TR · Rus 1000 Grw ETF6.5%
- Select Sector SPDR TR · ST Str Techn ETF5.8%
- iShares Gold TR · iShares New5.5%
- SPDR Series Trust · ST Shor Corp. ETF4.9%
- Vanguard Scottsdale Fds · Short Term Treas3.3%
Together, the ten largest are 76.6% of reported value.
How many clients does Strategic Point Investment Advisors have?
Strategic Point Investment Advisors has 709 clients and manages $915 million for them, as of March 2026. They include 401 individual clients, 305 high-net-worth individuals, and 3 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Strategic Point Investment Advisors offer?
Strategic Point Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Strategic Point Investment Advisors charge?
Strategic Point Investment Advisors charges 0.50%–1.25% a year for its Investment management services fee schedule. The fee is billed in arrears and is negotiable.
Which custodians does Strategic Point Investment Advisors use?
Strategic Point Investment Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $831M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Strategic Point Investment Advisors have?
Strategic Point Investment Advisors has 6 investment adviser representatives registered with state securities authorities, out of 12 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Strategic Point Investment Advisors invest in?
At the end of its last fiscal year, Strategic Point Investment Advisors’ separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs) and 6% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Strategic Point Investment Advisors?
Strategic Point Investment Advisors is owned through a chain of holding companies by Ferdinand FFP Ultimate Holdings LP, CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier& Rice Fund Xii, L.P. Its direct owner is Fi Services Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Strategic Point Investment Advisors get paid?
Strategic Point Investment Advisors is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Strategic Point Investment Advisors?
Strategic Point Investment Advisors’ main office is at 294 West Exchange Street, Providence, RI 02903-1004. Its phone number is 401-273-1500. Its website is strategicpoint.com.