Richard Anzelone has been Managing Partner, Chief Compliance Officer of Strategic Point Investment Advisors since May 2023, is a control person of the firm and directly owns under 5% of it. Richard Anzelone holds a BS in Finance from Bryant University and a Juris Doctorate from Creighton University School of Law.
Strategic Point Investment Advisors LLC is a Providence, RI firm with $915M under management, 709 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Richard Anzelone is Managing Partner and Chief Compliance Officer of StrategicPoint Investment Advisors. He also serves as Senior Financial Advisor, providing investment advice and wealth management to clients, and is a member of the Portfolio Management Committee, which directs the firm's investment strategies. He started his career at Pratt and Whitney Aircraft Corporation in finance, later worked for Textron Financial Corporation, and practiced law in Nebraska and Rhode Island before joining StrategicPoint in December of 1999.
- – present · 23 yearsAdviser representative · Firm CRD 124636
Investment adviser representative registrations
Richard Anzelone is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2003; the most recent is Texas, in September 2011.
- Rhode IslandSince 1 January 2003
- TexasResidentSince 9 September 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 26 May 2005 |
| Series 66 | Uniform Combined State Law Examination | 7 December 2000 |
| Series 7 | General Securities Representative Examination | 6 September 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard Joseph Anzelone
- CRD
- 4252619
- Firm
- Strategic Point Investment Advisors · CRD 124636
- Role
- Managing Partner, Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- January 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- strategicpoint.com
Where does Richard Anzelone work?
Richard Anzelone has been Managing Partner, Chief Compliance Officer of Strategic Point Investment Advisors LLC since May 2023, and is a control person of the firm.
Is Richard Anzelone a financial advisor?
Yes. Richard Anzelone has a current investment-adviser registration in Rhode Island and Texas, through Strategic Point Investment Advisors since January 2003.
How many years of experience does Richard Anzelone have?
Richard Anzelone has 24 years in the financial industry, since January 2002, across 1 adviser firm.
What exams has Richard Anzelone passed?
Richard Anzelone has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in September 2000. FINRA credited Richard Anzelone with the SIE, which began in October 2018.
Is Richard Anzelone registered with FINRA?
No. Richard Anzelone has no current broker registration.
How can I verify Richard Anzelone’s record?
Search CRD 4252619 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Anzelone’s full registration record.
