{"url":"https://nivawealth.com/firms/strategic-point-investment-advisors-124636","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/124636","regulatoryAum":914758697,"crd":"124636","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"3063755","suffix":null,"lastName":"AMEY","firstName":"DEREK","middleName":"MICHAEL"},{"crd":"4252619","suffix":null,"lastName":"ANZELONE","firstName":"RICHARD","middleName":"JOSEPH"},{"crd":"4382596","suffix":null,"lastName":"BUDLONG","firstName":"TARA","middleName":"L."},{"crd":"2425743","suffix":null,"lastName":"GILES","firstName":"SEAN","middleName":"MICHAEL"},{"crd":"5507257","suffix":null,"lastName":"MELLO","firstName":"KRISTINA","middleName":"MARIE"},{"crd":"5543241","suffix":null,"lastName":"REYNOLDS","firstName":"AARON","middleName":"CHARLES"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":648314253,"clients":638,"employees":12,"offices":2},{"filedOn":"2022-03-30","regulatoryAum":751788800,"clients":645,"employees":13,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":637570364,"clients":645,"employees":13,"offices":2},{"filedOn":"2024-06-27","regulatoryAum":716766644,"clients":669,"employees":12,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":806366242,"clients":706,"employees":12,"offices":2},{"filedOn":"2026-03-30","regulatoryAum":914758697,"clients":709,"employees":12,"offices":2}],"secFileNumber":"801-61711","legalName":"Strategic 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They include 401 individual clients, 305 high-net-worth individuals, and 3 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Strategic Point Investment Advisors offer?","answer":"Strategic Point Investment Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Strategic Point Investment Advisors charge?","answer":"Strategic Point Investment Advisors charges 0.50%–1.25% a year for its Investment management services fee schedule. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A 3.30.2026, filed 30 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Strategic Point Investment Advisors use?","answer":"Strategic Point Investment Advisors’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $831M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Strategic Point Investment Advisors have?","answer":"Strategic Point Investment Advisors has 6 investment adviser representatives registered with state securities authorities, out of 12 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Strategic Point Investment Advisors invest in?","answer":"At the end of its last fiscal year, Strategic Point Investment Advisors’ separately managed accounts held 94% registered funds (mutual funds, ETFs, BDCs) and 6% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Strategic Point Investment Advisors?","answer":"Strategic Point Investment Advisors is owned through a chain of holding companies by Ferdinand FFP Ultimate Holdings LP, CD&R Ferdinand Co-Investor, L.P. and Clayton, Dubilier& Rice Fund Xii, L.P. Its direct owner is Fi Services Holdings, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Strategic Point Investment Advisors get paid?","answer":"Strategic Point Investment Advisors is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Strategic Point Investment Advisors?","answer":"Strategic Point Investment Advisors’ main office is at 294 West Exchange Street, Providence, RI 02903-1004. Its phone number is 401-273-1500. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}